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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 11/26/18 |
| Not Subject to Section 16: 1 |
| Issuer: |
| Issuer CIK: 1137411 |
| Issuer Name: ROCKWELL COLLINS INC |
| Issuer Trading Symbol: COL |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1231568 |
| | Owner Name: POLICANO ANDREW J |
| Reporting Owner Address: |
| | Owner Street 1: 400 COLLINS ROAD NE |
| | Owner Street 2: M/S 124-323 |
| | Owner City: CEDAR RAPIDS |
| | Owner State: IA |
| | Owner ZIP Code: 52498 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/26/18 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 26,503.714 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Footnotes: |
| Footnote - F1: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. |
| Remarks: |
| Owner Signature: |
| Signature Name: Joshua A. Mullin, Attorney-in-Fact |
| Signature Date: 11/28/18 |
