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Taylor Kenneth – ‘4/A’ for 4/17/15 re: Sierra Bancorp

On:  Friday, 4/24/15, at 7:53pm ET   ·   For:  4/17/15   ·   Accession #:  1127602-15-15139   ·   File #:  0-33063

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/24/15  Taylor Kenneth                    4/A                    1:5K   Sierra Bancorp                    Restricted Stock Sy… Inc

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amendment to Statement of Changes in Beneficial     HTML      3K 
                Ownership of Securities by an Insider --                         
                form4a.xml/3.6                                                   




        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4/A
Period of Report:  4/17/15
Date of Original Submission:  4/20/15
Issuer:
Issuer CIK:  1130144
Issuer Name:  SIERRA BANCORP
Issuer Trading Symbol:  BSRR
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1214257
Owner Name:  TAYLOR KENNETH
Reporting Owner Address:
Owner Street 1:  86 N. MAIN STREET
Owner Street 2:
Owner City:  PORTERVILLE
Owner State:  CA
Owner ZIP Code:  93257
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  EVP/Chief Financial Ofcr
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/17/15
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  800
Transaction Price Per Share:
Value:  8.80
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  21,300
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Options
Conversion or Exercise Price:
Value:  8.80
Transaction Date:
Value:  4/17/15
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  800
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  11/19/09
Expiration Date:
Value:  11/19/19
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  800
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1Thes options were inadvertently omitted from the original filing due to a technological issue with a new filing system.
Owner Signature:
Signature Name:  /s/ Kenneth Taylor
Signature Date:  4/24/15


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Filing Submission 0001127602-15-015139   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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