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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 9/15/20 |
| Issuer: |
| Issuer CIK: 833444 |
| Issuer Name: Johnson Controls International plc |
| Issuer Trading Symbol: JCI |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1494478 |
| | Owner Name: Stief Brian J |
| Reporting Owner Address: |
| | Owner Street 1: 5757 N. GREEN BAY AVENUE |
| | Owner Street 2: |
| | Owner City: MILWAUKEE |
| | Owner State: WI |
| | Owner ZIP Code: 53209 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Officer Title: Vice Chairman and CFO |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Share Units |
| | Conversion or Exercise Price: |
| | | Value: 0 |
| | Transaction Date: |
| | | Value: 9/15/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: I |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | | Footnote ID: F2 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 108,551.95 |
| | | Transaction Price Per Share: |
| Value: 42.29 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Restricted Share Units |
| | | Underlying Security Shares: |
| Value: 108,551.95 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 325,656.98 |
| Footnote ID: F4 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. |
| Footnote - F2: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan. |
| Footnote - F3: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. |
| Footnote - F4: The Number of Derivative Securities Beneficially Owned was erroneously reported as 0 on prior Form 4 due to a clerical error omitting unvested restricted stock units that will be credited to the reporting person's account under the Company's Deferred Compensation Plan, which were previously reported on Form 4. |
| Owner Signature: |
| Signature Name: /s/ Leanne Michels, attorney-in-fact |
| Signature Date: 9/17/20 |
