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Mazzella Joseph F – ‘4’ for 9/1/20 re: PennyMac Financial Services, Inc.

On:  Thursday, 9/3/20, at 5:49pm ET   ·   For:  9/1/20   ·   Accession #:  1127602-20-24730   ·   File #:  1-38727

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/03/20  Mazzella Joseph F                 4                      1:7K   PennyMac Financial Services, Inc. Restricted Stock Sy… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/1/20
Issuer:
Issuer CIK:  1745916
Issuer Name:  PennyMac Financial Services, Inc.
Issuer Trading Symbol:  PFSI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1196045
Owner Name:  MAZZELLA JOSEPH F
Reporting Owner Address:
Owner Street 1:  C/O PENNYMAC FINANCIAL SERVICES, INC.
Owner Street 2:  3043 TOWNSGATE ROAD
Owner City:  WESTLAKE VILLAGE
Owner State:  CA
Owner ZIP Code:  91361
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/1/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  11,159
Footnote ID:  F1
Transaction Price Per Share:
Value:  52.5728
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  176,872
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Mazzella Family Irrevocable Trust
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/1/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  6,841
Footnote ID:  F1
Transaction Price Per Share:
Value:  53.4744
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  170,031
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Mazzella Family Irrevocable Trust
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  387,714
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  These shares of Common Stock were sold pursuant to a 10b5-1 plan.
Footnote - F2:  The price reported is the weighted average price of multiple transactions ranging from $52.04 to $53.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
Footnote - F3:  The price reported is the weighted average price of multiple transactions ranging from $53.05 to $53.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
Footnote - F4:  The reported amount consists of 4,236 restricted stock units and 383,478 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Owner Signature:
Signature Name:  /s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
Signature Date:  9/3/20


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Filing Submission 0001127602-20-024730   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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