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Roman Michael F – ‘5’ for 12/31/19 re: 3M Co.

On:  Friday, 1/3/20, at 3:27pm ET   ·   For:  12/31/19   ·   Accession #:  1127602-20-570   ·   File #:  1-03285

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/03/20  Roman Michael F                   5                      1:4K   3M Co.                            Restricted Stock Sy… Inc

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial           HTML      3K 
                Ownership of Securities by an Insider --                         
                form5.xml/3.6                                                    




        

This ‘5’ Document is an XML Data File that may be rendered in various formats:

  Form 5    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  5
Period of Report:  12/31/19
Form 3 Holdings Reported:  0
Form 4 Transactions Reported:  0
Issuer:
Issuer CIK:  66740
Issuer Name:  3M CO
Issuer Trading Symbol:  MMM
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1577544
Owner Name:  Roman Michael F
Reporting Owner Address:
Owner Street 1:  3M CENTER
Owner Street 2:
Owner City:  ST. PAUL
Owner State:  MN
Owner ZIP Code:  55144-1000
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Officer Title:  Chairman, President & CEO
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  8/8/19
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  1,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  39,246.3325
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Owner Signature:
Signature Name:  /s/ Patricia L. Meagher, attorney-in-fact for Michael F. Roman
Signature Date:  1/3/20


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Filing Submission 0001127602-20-000570   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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