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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 6/30/20 |
Issuer: |
| Issuer CIK: 859737 |
| Issuer Name: HOLOGIC INC |
| Issuer Trading Symbol: HOLX |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1608822 |
| | Owner Name: Valenti Peter J. III |
| Reporting Owner Address: |
| | Owner Street 1: 250 CAMPUS DRIVE |
| | Owner Street 2: |
| | Owner City: MARLBOROUGH |
| | Owner State: MA |
| | Owner ZIP Code: 01752 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Officer Title: Division Pres., Breast Health |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/30/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,493 |
| | | Transaction Price Per Share: |
| Value: 26.21 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 70,484 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/30/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,493 |
| | | Transaction Price Per Share: |
| Value: 54.07 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 59,991 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Non-qualified Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 26.21 |
| | Transaction Date: |
| | | Value: 6/30/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,493 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 11/7/15 |
| | Expiration Date: |
| | | Value: 11/7/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 10,493 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Transaction pursuant to an existing 10b5-1 trading plan. |
| Footnote - F2: Includes 20,644 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan. |
Owner Signature: |
| Signature Name: /s/ Patricia K. Dolan, attorney-in-fact for Mr. Valenti |
| Signature Date: 7/2/20 |