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Clark James David – ‘4’ for 3/30/20 re: CVS Health Corp.

On:  Wednesday, 4/1/20, at 5:14pm ET   ·   For:  3/30/20   ·   Accession #:  1127602-20-12450   ·   File #:  1-01011

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/01/20  Clark James David                 4                      1:12K  CVS Health Corp.                  Restricted Stock Sy… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/30/20
Issuer:
Issuer CIK:  64803
Issuer Name:  CVS HEALTH Corp
Issuer Trading Symbol:  CVS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1757584
Owner Name:  Clark James David
Reporting Owner Address:
Owner Street 1:  ONE CVS DRIVE
Owner Street 2:
Owner City:  WOONSOCKET
Owner State:  RI
Owner ZIP Code:  02895
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  SVP, Cont & Chief Acct Officer
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/30/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  3,030
Transaction Price Per Share:
Value:  54.53
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,790.2554
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/30/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  3,030
Transaction Price Per Share:
Value:  60.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  9,760.2554
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock (restricted)
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  14,733
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  54.53
Transaction Date:
Value:  3/30/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  3,030
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  4/1/14
Footnote ID:  F2
Expiration Date:
Value:  4/1/20
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,030
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  74.29
Exercise Date:
Value:  4/1/15
Footnote ID:  F3
Expiration Date:
Value:  4/1/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  5,350
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,350
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  102.26
Exercise Date:
Value:  4/1/16
Footnote ID:  F4
Expiration Date:
Value:  4/1/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  6,059
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,059
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  104.82
Exercise Date:
Value:  4/1/17
Footnote ID:  F5
Expiration Date:
Value:  4/1/23
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  7,044
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,044
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  78.05
Exercise Date:
Value:  4/3/18
Footnote ID:  F6
Expiration Date:
Value:  4/3/24
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  9,050
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  9,050
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  62.21
Exercise Date:
Value:  4/1/19
Footnote ID:  F7
Expiration Date:
Value:  4/1/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  7,513
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,513
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  54.19
Exercise Date:
Value:  4/1/20
Footnote ID:  F8
Expiration Date:
Value:  4/1/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  24,240
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  24,240
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  All sales were effected pursuant to a Rule 10b5-1 plan.
Footnote - F2:  Remaining options became exercisable in four equal annual installments beginning on 4/1/14.
Footnote - F3:  Remaining options became exercisable in four equal annual installments beginning on 4/1/15.
Footnote - F4:  Options became exercisable in four equal annual installments beginning on 4/1/16.
Footnote - F5:  Options became exercisable in four equal annual installments beginning on 4/1/17.
Footnote - F6:  Options became exercisable in four equal annual installments beginning on 4/3/18.
Footnote - F7:  Options became exercisable in four equal annual installments, commencing 4/1/19.
Footnote - F8:  Options became exercisable in four equal annual installments, commencing 4/1/20.
Owner Signature:
Signature Name:  /s/ James D. Clark
Signature Date:  4/1/20


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