SEC Info - Sweetnam James E - ‘4’ for 3/25/20 re: SunCoke Energy, Inc.

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 3/25/20

Issuer:

Issuer CIK: 1514705

Issuer Name: SunCoke Energy, Inc.

Issuer Trading Symbol: SXC

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1188600

Owner Name: SWEETNAM JAMES E

Reporting Owner Address:

Owner Street 1: 1011 WARRENVILLE ROAD

Owner Street 2: SUITE 600

Owner City: LISLE

Owner State: IL

Owner ZIP Code: 60532

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Derivative Table:

Derivative Transaction:

Security Title:

Value: Deferred Share Units

Conversion or Exercise Price:

Footnote ID: F1

Transaction Date:

Value: 3/25/20

Transaction Coding:

Transaction Form Type: 4

Transaction Code: A

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 8,713

Footnote ID: F2

Transaction Price Per Share:

Value: 0

Transaction Acquired-Disposed Code:

Value: A

Exercise Date:

Footnote ID: F3

Expiration Date:

Footnote ID: F3

Underlying Security:

Underlying Security Title:

Value: Common Stock

Underlying Security Shares:

Value: 8,713

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 96,478.91

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Transaction:

Security Title:

Value: Deferred Share Units

Conversion or Exercise Price:

Footnote ID: F1

Transaction Date:

Value: 3/25/20

Transaction Coding:

Transaction Form Type: 4

Transaction Code: J

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 961.29

Footnote ID: F4

Transaction Price Per Share:

Value: 0

Transaction Acquired-Disposed Code:

Value: A

Exercise Date:

Footnote ID: F3

Expiration Date:

Footnote ID: F3

Underlying Security:

Underlying Security Title:

Value: Common Stock

Underlying Security Shares:

Value: 961.29

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 97,440.2

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Footnotes:

Footnote - F1: Conversion rate is 1 for 1.

Footnote - F2: Total of 8,713 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

Footnote - F3: Not applicable.

Footnote - F4: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

Owner Signature:

Signature Name: /s/ Rita M. Slager, attorney-in-fact

Signature Date: 3/26/20

Sweetnam James E – ‘4’ for 3/25/20 re: SunCoke Energy, Inc.

On: Thursday, 3/26/20, at 11:27am ET · For: 3/25/20 · Accession #: 1127602-20-11978 · File #: 1-35243

Previous ‘4’: ‘4/A’ on 1/23/20 for 6/28/19 · Next: ‘4’ on 6/25/20 for 6/24/20 · Latest: ‘4’ on 6/2/23 for 6/1/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Sweetnam James E – ‘4’ for 3/25/20 re: SunCoke Energy, Inc.

On: Thursday, 3/26/20, at 11:27am ET · For: 3/25/20 · Accession #: 1127602-20-11978 · File #: 1-35243

Previous ‘4’: ‘4/A’ on 1/23/20 for 6/28/19 · Next: ‘4’ on 6/25/20 for 6/24/20 · Latest: ‘4’ on 6/2/23 for 6/1/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents