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Burke Kathleen Flaherty – ‘4’ for 1/27/20 re: MKS Instruments Inc.

On:  Tuesday, 1/28/20, at 6:02pm ET   ·   For:  1/27/20   ·   Accession #:  1127602-20-2539   ·   File #:  0-23621

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/28/20  Burke Kathleen Flaherty           4                      1:5K   MKS Instruments Inc.              Restricted Stock Sy… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2020-01-27 </periodOfReport>
<issuer>
<issuerCik> 0001049502 </issuerCik>
<issuerName> MKS INSTRUMENTS INC </issuerName>
<issuerTradingSymbol> MKSI </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001775435 </rptOwnerCik>
<rptOwnerName> Burke Kathleen Flaherty </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O MKS INSTRUMENTS, INC. </rptOwnerStreet1>
<rptOwnerStreet2> 2 TECH DRIVE, SUITE 201 </rptOwnerStreet2>
<rptOwnerCity> ANDOVER </rptOwnerCity>
<rptOwnerState> MA </rptOwnerState>
<rptOwnerZipCode> 01810 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isOfficer> 1 </isOfficer>
<officerTitle> Sr. VP, GC & Secretary </officerTitle>
</reportingOwnerRelationship>
</reportingOwner>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Restricted Stock Unit </value>
</securityTitle>
<conversionOrExercisePrice>
<footnoteId id="F1"/>
</conversionOrExercisePrice>
<transactionDate>
<value> 2020-01-27 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 3872.491 </value>
</transactionShares>
<transactionPricePerShare>
<footnoteId id="F1"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<footnoteId id="F2"/>
</exerciseDate>
<expirationDate>
<footnoteId id="F2"/>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 3872.491 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 20053.79 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. </footnote>
<footnote id="F2"> These RSUs were subject to performance criteria, achievement of which was determined on January 27, 2020 and thereafter vest in three equal installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ M. Kathryn Rickards, attorney-in-fact </signatureName>
<signatureDate> 2020-01-28 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001127602-20-002539   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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