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Griffin John M. – ‘4’ for 1/13/20 re: Hologic Inc.

On:  Wednesday, 1/15/20, at 5:59pm ET   ·   For:  1/13/20   ·   Accession #:  1127602-20-1677   ·   File #:  1-36214

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/15/20  Griffin John M.                   4                      1:11K  Hologic Inc.                      Restricted Stock Sy… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  1/13/20
Issuer:
Issuer CIK:  859737
Issuer Name:  HOLOGIC INC
Issuer Trading Symbol:  HOLX
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1630909
Owner Name:  Griffin John M.
Reporting Owner Address:
Owner Street 1:  250 CAMPUS DRIVE
Owner Street 2:
Owner City:  MARLBOROUGH
Owner State:  MA
Owner ZIP Code:  01752
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  General Counsel
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/13/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  8,532
Transaction Price Per Share:
Value:  35.38
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  103,839
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/13/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  8,532
Transaction Price Per Share:
Value:  52.969
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  95,307
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/13/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  11,092
Transaction Price Per Share:
Value:  32.38
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  106,399
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/13/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  11,092
Transaction Price Per Share:
Value:  52.777
Footnote ID:  F4
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  95,307
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Non-qualified Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  32.38
Transaction Date:
Value:  1/13/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  8,532
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  3/1/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  8,532
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,133
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Non-qualified Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  32.38
Transaction Date:
Value:  1/13/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  11,092
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  3/1/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  11,092
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,773
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Transaction pursuant to an existing Rule 10b5-1 trading plan.
Footnote - F2:  Includes 43,871 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
Footnote - F3:  The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $52.60 to $53.56 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Footnote - F4:  The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $52.59 to $53.51 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Footnote - F5:  This option to purchase common stock becomes exercisable in equal installments on each of the first five anniversaries of the grant date, March 1, 2015.
Owner Signature:
Signature Name:  /s/ Patricia K. Dolan, attorney-in-fact for Mr. Griffin
Signature Date:  1/15/20


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