Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD — Rule 13p-1 — § 1502 – DFA’10
Filing Table of Contents
Document/ExhibitDescriptionPagesSize 1: SD Specialized Disclosure Report re: the Use of HTML 16K Conflict Minerals
2: EX-1.01 Conflict Minerals Report HTML 122K
‘SD’ — Specialized Disclosure Report re: the Use of Conflict Minerals
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.
Section
1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, Align Technology, Inc. (the “Company”) has undertaken efforts to determine its conflict minerals1 reporting requirements for the period from January 1 to December 31, 2020.
1 The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd Frank Wall Street Reform and Consumer Protection Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum
is extracted), cassiterite (the metal ore from which tin is extracted), gold, wolframite (the metal ore from which tungsten is extracted), or their derivatives, or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country.
Section 2 – Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.