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Reynolds Douglas V – ‘4’ for 12/13/19 re: Energy Services of America Corp.

On:  Friday, 12/27/19, at 1:34pm ET   ·   For:  12/13/19   ·   Accession #:  1104659-19-76403   ·   File #:  1-32998

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/27/19  Reynolds Douglas V                4                      1:9K   Energy Services of America Corp.  Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                tm1927502d3_form4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  12/13/19
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1357971
Issuer Name:  Energy Services of America CORP
Issuer Trading Symbol:  ESOA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1270979
Owner Name:  REYNOLDS DOUGLAS V
Reporting Owner Address:
Owner Street 1:  75 WEST THIRD AVE
Owner Street 2:
Owner City:  HUNTINGTON
Owner State:  WV
Owner ZIP Code:  25701
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  President
Other Text:
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Preferred Stock
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  13
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Preferred Stock
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Children
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  29,907
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Children
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/13/19
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  1,700
Transaction Price Per Share:
Value:  0.77
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,360,134
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/16/19
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  6,000
Transaction Price Per Share:
Value:  0.83
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,366,134
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/18/19
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  1,500
Transaction Price Per Share:
Value:  0.81
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,367,634
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/19/19
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  3,000
Transaction Price Per Share:
Value:  0.76
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,370,634
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
Footnote - F2:  Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.
Owner Signature:
Signature Name:  /s/ Charles Crimmel
Signature Date:  12/27/19


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Filing Submission 0001104659-19-076403   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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