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Sei Institutional Investments Trust, et al. · 485BXT · On 9/26/06

Filed On 9/26/06, 5:18pm ET   ·   Accession Number 1104659-6-63195   ·   SEC Files 33-58041, 811-07257

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 9/26/06  Sei Inst'l Investments Trust      485BXT                 1:1.0M                                   Merrill Corp-MD/FA
          Sei Institutional Investments Trust

Post-Effective Amendment to Designate a New Effective Date
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BXT      Post-Effective Amendment Filed Pursuant to          HTML    968K 
                          Securities Act Rule 485(B)                             


This is an HTML Document rendered as filed.  [ Alternative Formats ]



As filed with the Securities and Exchange Commission on September 26, 2006.

  File No. 33-58041
  File No. 811-7257

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

  REGISTRATION STATEMENT UNDER THE
  SECURITIES ACT OF 1933

  POST-EFFECTIVE AMENDMENT NO. 26  x

  and

  REGISTRATION STATEMENT UNDER THE
  INVESTMENT COMPANY ACT OF 1940

  AMENDMENT NO. 27  x

SEI INSTITUTIONAL INVESTMENTS TRUST

(Exact Name of Registrant as Specified in Charter)

c/o The CT Corporation System

101 Federal Street
Boston, Massachusetts 02110
(Address of Principal Executive Offices, Zip Code)
Registrant's Telephone Number, including Area Code 610-989-1000

Robert A. Nesher

c/o SEI Investments Company
Oaks, Pennsylvania 19456
(Name and Address of Agent for Service)

Copy to:

  Richard W. Grant, Esquire
  Morgan, Lewis & Bockius LLP
  1701 Market Street
  Philadelphia, Pennsylvania 19103

Title of Securities Being Registered Units of Beneficial Interest

  It is proposed that this filing will become effective (check appropriate box):

  o  immediately upon filing pursuant to paragraph (b)
  
x  on October 27, 2006 pursuant to paragraph (b)
  
o  60 days after filing pursuant to paragraph (a)
  
o  on September 30, 2006 pursuant to paragraph (a)(2) of Rule 485
  
o  75 days after filing pursuant to paragraph (a)(2)

  If appropriate check the following box:

  x  This post-effective Amendment designates a new effective date for a previously filed post-effective Amendment.




The SEI Institutional Investments Trust's (the "Trust") Prospectus relating to the Real Return Plus and Global Managed Volatility Funds is hereby incorporated by reference to Post-Effective Amendment No. 24 to the Registrant's Registration Statement on Form N-1A (File Nos. 33-58041 and 811-7257; Accession Number 0001104659-06-047106) filed with the SEC via EDGAR on July 14, 2006.

The Trust's Statement of Additional Information relating to the Real Return Plus and Global Managed Volatility Funds is hereby incorporated by reference to Post-Effective Amendment No. 24 to the Registrant's Registration Statement on Form N-1A (File Nos. 33-58041 and 811-7257; Accession 0001104659-06-047106) filed with the SEC via EDGAR on July 14, 2006.

SEI INSTITUTIONAL INVESTMENTS TRUST

PART C. OTHER INFORMATION

Item 23.  Exhibits:

(a)  Registrant's Declaration of Trust is herein incorporated by reference to Exhibit (1) of Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the Securities and Exchange Commission ("SEC") on March 10, 1995.

(b)  Amended By-Laws, dated June 17, 2004, are herein incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(c)  Not Applicable.

(d)(1)  Investment Advisory Agreement between the Trust and SEI Investments Management Corporation ("SIMC") (formerly "SEI Financial Management Corporation") as previously filed with Registrant's Pre-Effective Amendment No. 2 on Form N-1A (File No. 33-58041), filed with the SEC on June 7, 1996 is herein incorporated by reference to Exhibit (5)(a) of Post-Effective Amendment No. 2, filed with the SEC on September 29, 1997.

(d)(2)  Schedule B to the Investment Advisory Agreement between the Trust and SIMC is herein incorporated by reference to Exhibit (d)(2) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 23, 2004.

(d)(3)  Amended Schedule B to the Investment Advisory Agreement between the Trust and SIMC is herein incorporated by reference to Exhibit (d)(2) of Post-Effective Amendment No. 23 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on October 28, 2005.

(d)(4)  Amended Schedule B to the Investment Advisory Agreement between the Trust and SEI Investments Management Corporation to be filed by later amendment.

(d)(5)  Investment Sub-Advisory Agreement between SIMC and BlackRock Financial Management, Inc. with respect to the Core Fixed Income Fund as previously filed with Registrant's Pre-Effective Amendment No. 1 on Form N-1A (File No. 33-58041), filed with the SEC on April 26, 1996 is herein incorporated by reference to Exhibit (5)(g) of Post-Effective Amendment No. 2, filed with the SEC on September 29, 1997.

(d)(6)  Investment Sub-Advisory Agreement between SIMC and LSV Asset Management with respect to the Trust's Large Cap and Small Cap Funds as previously filed with Registrant's Pre-Effective Amendment No. 1 on Form N-1A (File No. 33-58041), filed with the SEC on April 26, 1996 is herein incorporated by reference to Exhibit (5)(k) of Post-Effective Amendment No. 2, filed with the SEC on September 29, 1997.

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(d)(7)  Investment Sub-Advisory Agreement between SIMC and Western Asset Management Company with respect to the Core Fixed Income Fund as previously filed with Registrant's Pre-Effective Amendment No. 1 on Form N-1A (File No. 33-58041), filed with the SEC on April 26, 1996 is herein incorporated by reference to Exhibit (5)(u) of Post-Effective Amendment No. 2, filed with the SEC on September 29, 1997.

(d)(8)  Schedule B dated January 1, 1997 to the Investment Sub-Advisory Agreement dated June 14, 1996 between SIMC and LSV Asset Management with respect to the Large Cap and Small Cap Value Funds is herein incorporated by reference to Exhibit (5)(ee) of Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 29, 1997.

(d)(9)  Investment Sub-Advisory Agreement between SIMC and Capital Guardian Trust Company with respect to the International Equity Fund is herein incorporated by reference to Exhibit (5)(ii) of Post-Effective Amendment No. 3 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 25, 1998.

(d)(10)  Assignment and Assumption Agreement dated June 26, 2002 and Consent dated June 28, 2002 between SIMC and BlackRock Advisors, Inc. is herein incorporated by reference to Exhibit (d)(12) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2002.

(d)(11)  Investment Sub-Advisory Agreement between SIMC and Artisan Partners Limited Partnership with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(43) of Post-Effective Amendment No. 4 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 16, 1999.

(d)(12)  Investment Sub-Advisory Agreement dated September 22, 1999 between SIMC and Nomura Corporate Research and Asset Management Inc. with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(45) of Post-Effective Amendment No. 7 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 2001.

(d)(13)  Investment Sub-Advisory Agreement between SIMC and Security Capital Research & Management Incorporated with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(46) of Post-Effective Amendment No. 5 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 1999.

(d)(14)  Investment Sub-Advisory Agreement dated September 18, 2000 between SIMC and The Boston Company Asset Management LLC with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(12) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(d)(15)  Investment Sub-Advisory Agreement dated September 18, 2000 between SIMC and McKinley Capital Management Inc. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(52) of Post-Effective Amendment No. 6 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 2000.

(d)(16)  Investment Sub-Advisory Agreement dated August 14, 2001 between SIMC and David J. Greene & Company, LLC with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(53) of Post-Effective Amendment No. 7 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 2001.

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(d)(17)  Investment Sub-Advisory Agreement dated October 2, 2000 between SIMC and Sanford C. Bernstein & Co., LLC, as revised October 2, 2000, with respect to the Large Cap and Large Cap Value Funds is herein incorporated by reference to Exhibit (d)(58) of Post-Effective Amendment No. 7 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 2001.

(d)(18)  Investment Sub-Advisory Agreement dated March 12, 2002 between SIMC and Montag & Caldwell Inc. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(63) of Post-Effective Amendment No. 9 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on March 29, 2002.

(d)(19)  Investment Sub-Advisory Agreement dated March 14, 2002, between SIMC and Wellington Management Company, LLP with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(64) of Post-Effective Amendment No. 9 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on March 29, 2002.

(d)(20)  Investment Sub-Advisory Agreement dated December 13, 1999 between SIMC and Mazama Capital Management, Inc. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2002.

(d)(21)  Investment Sub-Advisory Agreement dated June 26, 2002 between SIMC and Metropolitan West Asset Management LLC with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(37) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2002.

(d)(22)  Amendment to Investment Sub-Advisory Agreement between SIMC and Montag & Caldwell, Inc. is herein incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2002.

(d)(23)  Investment Sub-Advisory Agreement dated December 9, 2002 between SIMC and Lee Munder Investments, Ltd. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on May 16, 2003.

(d)(24)  Investment Sub-Advisory Agreement dated December 9, 2002 between SIMC and Martingale Asset Management with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(37) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on May 16, 2003.

(d)(25)  Investment Sub-Advisory Agreement dated January 24, 2003 between SIMC and Goldman Sachs Asset Management, L.P. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(38) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on May 16, 2003.

(d)(26)  Investment Sub-Advisory Agreement dated March 11, 2003 between SIMC and Emerging Markets Management, L.L.C. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on May 16, 2003.

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(d)(27)  Investment Sub-Advisory Agreement dated June 26, 2002 between SIMC and McKinley Capital Management, Inc. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(40) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on May 16, 2003.

(d)(28)  Investment Sub-Advisory Agreement dated June 22, 1999 between SIMC and AllianceBernstein L.P. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(42) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on May 16, 2003.

(d)(29)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Aronson+Johnson+Ortiz, LP with respect to the Large Cap Fund is herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(30)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Aronson+Johnson+Ortiz, LP with respect to the Large Cap and Large Cap Diversified Alpha Fund are herein incorporated by reference to Exhibit (d)(5) of Post-Effective Amendment No. 23 to Registrant's Registration Statement (File No. 33-58041), filed with the SEC on October 28, 2005.

(d)(31)  Investment Sub-Advisory Agreement dated August 28, 2003 between SIMC and Enhanced Investment Technologies, LLC with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(38) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(32)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Enhanced Investment Technologies, LLC with respect to the Large Cap and Large Cap Diversified Alpha Funds are herein incorporated by reference to Exhibit (d)(34) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(33)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Analytic Investors, Inc. with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(40) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(34)  Form of Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Analytic Investors, Inc. with respect to the Global Managed Volatility Fund are herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(35)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Prudential Investment Management, Inc. with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(41) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(36)  Assignment and Assumption Agreement between SIMC, Prudential Investment Management, Inc. and Quantitative Management Associates LLC with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

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(d)(37)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Delaware Management Company, a series of Delaware Management Business Trust, with respect to the Small Cap and Small/Mid Cap Equity Funds is herein incorporated by reference to Exhibit (d)(42) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(38)  Schedules A and B dated April 27, 2005 to the Investment Sub-Advisory Agreement between SIMC and Delaware Management Company with respect to the Small Cap, Small/Mid Cap Equity and Large Cap Funds are herein incorporated by reference to Exhibit (d)(41) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(d)(39)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Delaware Management Company with respect to the Large Cap Diversified Alpha Fund are herein incorporated by reference to Exhibit (d)(41) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(40)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Mazama Capital Management, Inc. with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(43) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(41)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Security Capital Research & Management Incorporated with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(45) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(42)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and BlackRock Advisors, Inc. with respect to the Small Cap and Small/Mid Cap Equity Funds is herein incorporated by reference to Exhibit (d)(46) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(43)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Alliance Capital L.P. with respect to the International Equity Fund is herein incorporated by reference to Exhibit (d)(48) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(44)  Schedules A and B to the Sub-Advisory Agreement between SIMC and Alliance Capital L.P., with respect to the International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(46) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 23, 2004.

(d)(45)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and McKinley Capital Management Inc. with respect to the International Equity Fund is herein incorporated by reference to Exhibit (d)(49) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 29, 2003.

(d)(46)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and McKinley Capital Management Inc. with respect to the International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(49) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

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(d)(47)  Investment Sub-Advisory Agreement dated November 5, 2003 between SIMC and Artisan Partners Limited Partnership with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(47) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on February 5, 2004.

(d)(48)  Investment Sub-Advisory Agreement dated December 15, 2003 between SIMC and Lee Munder Investments, Ltd. with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(49) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on February 5, 2004.

(d)(49)  Investment Sub-Advisory Agreement dated December 15, 2003 between SIMC and LSV Asset Management with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(50) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on February 5, 2004.

(d)(50)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Martingale Asset Management, L.P. with respect to the Small Cap and Small/Mid Cap Equity Funds are herein incorporated by reference to Exhibit (d)(51) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on February 5, 2004.

(d)(51)  Investment Sub-Advisory Agreement dated December 15, 2003 between SIMC and Wellington Management Company LLP with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(52) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on February 5, 2004.

(d)(52)  Investment Sub-Advisory Agreement dated September 30, 2003 between SIMC and Wells Capital Management, Inc. with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(55) of Post-Effective Amendment No. 14 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on November 14, 2003.

(d)(53)  Assumption Agreement dated March 28, 2003 between Goldman, Sachs & Co. and Goldman Sachs Asset Management, L.P. with respect to the Large Cap and the Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(55) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(54)  Investment Sub-Advisory Agreement between SIMC and ING Ghent Asset Management LLC with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(55) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(d)(55)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and ING Investment Management, Co. with respect to the Core Fixed Income Fund are herein incorporated by reference to Exhibit (d)(57) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(56)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and ING Investment Management Co. with respect to the Emerging Markets Debt Fund are herein incorporated by reference to Exhibit (d)(58) of Post-Effective Amendment No. 25 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 28, 2006.

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(d)(57)  Investment Sub-Advisory Agreement dated November 7, 2003 between SIMC and Metropolitan West Asset Management LLC with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(57) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on February 5, 2004.

(d)(58)  Investment Sub-Advisory Agreement dated March 31, 2004 between SIMC and Metropolitan West Asset Management LLC with respect to the Long Duration and Extended Duration Bond Funds is herein incorporated by reference to Exhibit (d)(58) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(d)(59)  Investment Sub-Advisory Agreement dated May 18, 2004 between SIMC and Integrity Asset Management, LLC with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(59) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(d)(60)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Integrity Asset Management, LLC with respect to the Small Cap Fund are herein incorporated by reference to Exhibit (d)(62) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(61)  Investment Sub-Advisory Agreement dated July 15, 2004 between SIMC and Rexiter Capital Management Limited with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(62) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 23, 2004.

(d)(62)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Rexiter Capital Management Limited with respect to the Emerging Markets Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(63) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(d)(63)  Form of Investment Sub-Advisory Agreement between SIMC and Acadian Asset Management Inc. with respect to the Global Managed Volatility Fund is herein incorporated by reference to Exhibit (d)(65) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(64)  Investment Sub-Advisory Agreement between SIMC and Capital Guardian Trust Company with respect to the World Equity Ex-US Fund is herein incorporated by reference to Exhibit (d)(65) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 23, 2004.

(d)(65)  Investment Sub-Advisory Agreement dated June 15, 2005 between SIMC and Fuller & Thaler Asset Management, Inc. with respect to the International Equity and World Equity Ex-US Funds is herein incorporated by reference to Exhibit (d)(67) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(d)(66)  Schedules A and B dated June 30, 2005 to the Investment Sub-Advisory Agreement between SIMC and Quantitative Management Associates LLC with respect to the International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(68) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

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(d)(67)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Quantitative Management Associates LLC with respect to the Large Cap Diversified Alpha Fund are herein incorporated by reference to Exhibit (d)(69) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(68)  Investment Sub-Advisory Agreement dated September 29, 2005 between SIMC and Smith Breeden Associates, Inc. with respect to the Large Cap Disciplined Equity and Large Cap Diversified Alpha Funds is herein incorporated by reference to Exhibit (d)(15) of Post-Effective Amendment No. 23 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on October 28, 2005.

(d)(69)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Smith Breeden Associates, Inc. with respect to the International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(70) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(70)  Amendment to Investment Sub-Advisory Agreement between SIMC and Alliance Capital L.P. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(56) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(71)  Amendment to Investment Sub-Advisory Agreement between SIMC and Artisan Partners Limited Partnership with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(57) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(72)  Amendment to Investment Sub-Advisory Agreement between SIMC and The Boston Company Asset Management LLC with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(60) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(73)  Amendment to Investment Sub-Advisory Agreement between SIMC and Capital Guardian Trust Company with respect to the International Equity Fund is herein incorporated by reference to Exhibit (d)(61) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(74)  Amendment to Investment Sub-Advisory Agreement between SIMC and David J. Greene and Company, LLC with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(62) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(75)  Amendment to Investment Sub-Advisory Agreement between SIMC and Emerging Markets Management, L.L.C. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(63) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(76)  Amendment to Investment Sub-Advisory Agreement between SIMC and Goldman Sachs Asset Management, L.P. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(64) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

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(d)(77)  Amendment to Investment Sub-Advisory Agreement between SIMC and Lee Munder Investments, Ltd. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(65) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(78)  Amendment to Investment Sub-Advisory Agreement between SIMC and LSV Asset Management with respect to the Large Cap, Large Cap Value and Small Cap Funds is herein incorporated by reference to Exhibit (d)(66) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(79)  Amendment to Investment Sub-Advisory Agreement between SIMC and Martingale Asset Management, L.P. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(67) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(80)  Amendment to Investment Sub-Advisory Agreement between SIMC and Mazama Capital Management, L.P. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(68) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(81)  Amendment to Investment Sub-Advisory Agreement between SIMC and McKinley Capital Management with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(70) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(82)  Amendment to Investment Sub-Advisory Agreement between SIMC and Metropolitan West Asset Management with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(71) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(83)  Amendment to Investment Sub-Advisory Agreement between SIMC and Montag & Caldwell, Inc. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(72) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(84)  Amendment to Investment Sub-Advisory Agreement between SIMC and Nomura Corporate Research and Asset Management Inc. with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(75) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(85)  Amendment to Investment Sub-Advisory Agreement between SIMC and Sanford C. Bernstein & Co., LLC with respect to the Large Cap and Large Cap Value Funds is herein incorporated by reference to Exhibit (d)(78) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(86)  Amendment to Investment Sub-Advisory Agreement between SIMC and Security Capital Research & Management Incorporated with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(79) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

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(d)(87)  Amendment to Investment Sub-Advisory Agreement between SIMC and Wellington Management Company, LLP with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(82) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(88)  Amendment to Investment Sub-Advisory Agreement between SIMC and Western Asset Management Company with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(83) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2003.

(d)(89)  Investment Sub-Advisory Agreement between SIMC and Western Asset Management Company Limited with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(92) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(90)  Schedule C to Investment Sub-Advisory Agreement between SIMC and LSV Asset Management with respect to the Large Cap, Large Cap Value, and Small Cap Funds is herein incorporated by reference to Exhibit (d)(85) of Post-Effective Amendment No. 14 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on November 14, 2003.

(d)(91)  Investment Sub-Advisory Agreement between SIMC and Ashmore Investment Management Limited with respect to the Emerging Markets Equity and Emerging Markets Debt Funds is herein incorporated by reference to Exhibit (d)(94) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(92)  Investment Sub-Advisory Agreement dated October 3, 2005 between SIMC and J.P. Morgan Investment Management, Inc. with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(95) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(93)  Investment Sub-Advisory Agreement dated March 17, 2006 between SIMC and AlphaSimplex Group LLC with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(96) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(94)  Investment Sub-Advisory agreement dated July 25, 2006 between SIMC and Record Currency Management Limited with respect to the International Fixed Income, International Equity and World Equity Ex-US Funds to be filed by later amendment.

(d)(95)  Investment Sub-Advisory Agreement dated March 9, 2006 between SIMC and Los Angeles Capital Management and Equity Research, Inc. with respect to the Small Cap and Small/Mid Cap Equity Funds is herein incorporated by reference to Exhibit (d)(98) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(96)  Investment Sub-Advisory Agreement dated October 11, 2005 between SIMC and SSgA Funds Management Inc. with respect to the Large Cap Index Fund is herein incorporated by reference to Exhibit (d)(99) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(d)(97)  Investment Sub-Advisory Agreement between SIMC and Stone Harbor Investment Partners, LP with respect to the Emerging Markets Debt Fund is herein incorporated by reference to Exhibit (d)(100) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

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(d)(98)  Form of Investment Sub-Advisory Agreement between SIMC and BlackRock Capital Management, Inc. with respect to the Small Cap and Small/Mid Cap Equity Funds to be filed by later amendment.

(d)(99)  Form of Investment Sub-Advisory Agreement between SIMC and AXA Rosenberg Investment Management LLC with respect to the International Equity, Emerging Markets Equity and World Equity Ex-US Funds to be filed by later amendment.

(d)(100)  Form of Investment Sub-Advisory Agreement between SIMC and PanAgora Asset Management Inc. with respect to the Small Cap and Small/Mid Cap Equity Funds to be filed by later amendment.

(d)(101)  Form of Investment Sub-Advisory Agreement between SIMC and Weiss, Peck & Greer Investments with respect to the Small Cap Fund to be filed by later amendment.

(d)(102)  Form of Investment Sub-Advisory Agreement between SIMC and Highland Capital Management, L.P. with respect to the Enhanced Income Fund to be filed by later amendment.

(d)(103)  Form of Amended Schedules A and B to the Sub-Advisory Agreement between SIMC and Security Capital Research and Management Incorporated, dated September 15, 2006, with respect to the Small Cap Fund to be filed by later amendment.

(d)(104)  Form of Amended Schedules A and B to the Sub-Advisory Agreement between SIMC and Security Capital Research and Management Incorporated, dated September 15, 2006, with respect to the Small/Mid Cap Equity Fund to be filed by later amendment.

(d)(105)  Form of Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Record Currency Management Limited with respect to the Enhanced Income Fund to be filed by later amendment.

(d)(106)  Form of Amended Schedules A and B to the Investment Sub-Advisory Agreement between the Trust and SIMC with respect to the Small/Mid Cap Equity Fund to be filed by later amendment.

(e)(1)  Amended and Restated Distribution Agreement between the Trust and SEI Investments Distribution Co. dated September 16, 2002 is herein incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2002.

(e)(2)  Schedule A to the Distribution Agreement between the Trust and SEI Investments Distribution Co., as amended September 16, 2004, is herein incorporated by reference to Exhibit (e)(2) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 23, 2004.

(e)(3)  Amended Schedule A to the Amended and Restated Distribution Agreement to be filed by later amendment.

(f)  Not Applicable.

(g)(1)  Custodian Agreement between the Trust and Wachovia Bank, N.A. is herein incorporated by reference to Exhibit (g)(1) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(g)(2)  Custodian Agreement between the Trust and Brown Brothers Harriman & Co. is herein incorporated by reference to Exhibit (g)(2) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(g)(3)  Amendment and Assignment to SEI Institutional Investments Trust Custodian Agreement between Wachovia Bank National Association and U.S. Bank National Association dated August 16, 2006 to be filed by later amendment.

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(h)(1)  Amended and Restated Administration and Transfer Agency Agreement between the Trust and SEI Investments Fund Management dated December 10, 2003 is herein incorporated by reference to Exhibit (h)(1) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(h)(2)  Schedule D to the Amended and Restated Administration and Transfer Agency Agreement between the Trust and SEI Investments Fund Management, as amended September 16, 2004, is herein incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 23, 2004.

(h)(3)  Amended Schedule D to the Amended and Restated Administration and Transfer Agency Agreement between the Trust and SEI Investments Global Funds Services to be filed by later amendment.

(i)  Opinion and Consent of Counsel to be filed by later Amendment.

(j)  Consent of Independent Registered Public Accounting Firm to be filed by later Amendment.

(k)  Not Applicable.

(l)  Not Applicable.

(m)  Not Applicable.

(n)  Amended and Restated Rule 18f-3 Multiple Class Plan dated November 14, 2001, as approved September 16, 2002, is herein incorporated by reference to Exhibit (n) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 30, 2002.

(o)  Not Applicable.

(p)(1)  The Code of Ethics for SEI Investments Management Corporation is herein incorporated by reference to Exhibit (p)(1) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(2)  The Code of Ethics for SEI Investments Distribution Co. is herein incorporated by reference to Exhibit (p)(2) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(3)  The Code of Ethics for SEI Investments Global Funds Services is herein incorporated by reference to Exhibit (p)(3) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(4)  The Joint Code of Ethics for SEI Funds is herein incorporated by reference to Exhibit (p)(4) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(5)  The Code of Ethics dated 2005 for AllianceBernstein L.P. dated June, 2006 to be filed by later amendment.

(p)(6)  The Code of Ethics for Artisan Partners Limited Partnership is herein incorporated by reference to Exhibit (p)(6) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(7)  The Code of Ethics for BlackRock Advisors, Inc. is herein incorporated by reference to Exhibit (p)(6) of Post-Effective Amendment No. 22 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 2005.

(p)(8)  The Code of Ethics for The Boston Company Asset Management LLC is herein incorporated by reference to Exhibit (p)(7) of Post-Effective Amendment No. 22 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 2005.

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(p)(9)  The Code of Ethics for Capital Guardian Trust Company is herein incorporated by reference to Exhibit (p)(9) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(10)  The Code of Ethics for David J. Greene and Company, LLC is herein incorporated by reference to Exhibit (p)(24) of Post-Effective Amendment No. 34 of SEI Institutional Managed Trust's Registration Statement on Form N-1A (File No. 33-9504), filed with the SEC on July 14, 2000 (Accession #0000912057-00-032065).

(p)(11)  The Code of Ethics for Emerging Markets Management, L.L.C. is herein incorporated by reference to Exhibit (p)(11) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(12)  The Code of Ethics for Goldman Sachs Asset Management, L.P. is herein incorporated by reference to Exhibit (p)(13) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(13)  The Code of Ethics for Lee Munder Investments, Ltd. dated 2005 is herein incorporated by reference to Exhibit (p)(14) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(14)  The Code of Ethics for LSV Asset Management L.P. is herein incorporated by reference to Exhibit (p)(15) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(15)  The Code of Ethics for Martingale Asset Management, L.P. dated June 30, 2006 to be filed by later amendment.

(p)(16)  The Code of Ethics for Mazama Capital Management, Inc. is herein incorporated by reference to Exhibit (p)(17) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(17)  The Code of Ethics for McKinley Capital Management Inc., dated 2005, is herein incorporated by reference to Exhibit (p)(18) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(18)  The Code of Ethics for Metropolitan West Asset Management LLC dated 2005 to be filed by later amendment.

(p)(19)  The Code of Ethics for Montag & Caldwell, Inc. dated February, 2006 to be filed by later amendment.

(p)(20)  The Code of Ethics for Nomura Corporate Resesarch & Asset Management Inc. is herein incorporated by reference to Exhibit (p)(22) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(21)  The Code of Ethics for Security Capital Research & Management Incorporated dated September 29, 2005 to be filed by later amendment.

(p)(22)  The Code of Ethics for Wellington Management Company, LLP dated February 17, 2006 to be filed by later amendment.

(p)(23)  The Code of Ethics for Wells Capital Management, Inc. dated February, 2006 to be filed by later amendment.

(p)(24)  The Code of Ethics for Western Asset Management Company dated September, 2006 to be filed by later amendment.

(p)(25)  The Code of Ethics for Aronson+Johnson+Ortiz, LP to be filed by later amendment.

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(p)(26)  The Code of Ethics for Enhanced Investment Technologies, LLC is herein incorporated by reference to Exhibit (p)(28) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(27)  The Code of Ethics for Analytic Investors, Inc. is herein incorporated by reference to Exhibit (p)(31) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(28)  The Code of Ethics for Quantitative Management Associates, LLC is herein incorporated by reference to Exhibit (p)(33) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(p)(29)  The Code of Ethics for Delaware Management Company, a series of Delaware Management Business Trust dated June 8, 2006 to be filed by later amendment.

(p)(30)   The Code of Ethics for ING Investment Management Co. is herein incorporated by reference to Exhibit (p)(32) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(31)  The Code of Ethics for Integrity Asset Management, LLC is herein incorporated by reference to Exhibit (p)(39) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 9, 2004.

(p)(32)  The Code of Ethics for Rexiter Capital Management Limited dated October, 2005 to be filed by later amendment.

(p)(33)  The Code of Ethics for Acadian Asset Management Inc. dated April, 2006 to be filed by later amendment.

(p)(34)  The Code of Ethics for Fuller & Thaler Asset Management, Inc. is herein incorporated by reference to Exhibit (p)(40) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(35)  The Code of Ethics for Smith Breeden Associates, Inc. is herein incorporated by reference to Exhibit (p)(41) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on August 1, 2005.

(p)(36)  The Code of Ethics for J.P. Morgan Investment Management Inc. is herein incorporated by reference to Exhibit (p)(42) of Post-Effective Amendment No. 22 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on September 28, 2005.

(p)(37)  The Code of Ethics for Ashmore Investment Management Limited is herein incorporated by reference to Exhibit (p)(39) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(38)  The Code of Ethics for AlphaSimplex Group LLC is herein incorporated by reference to Exhibit (p)(40) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(39)  The Code of Ethics for Los Angeles Capital Management and Equity Research, Inc. is herein incorporated by reference to Exhibit (p)(41) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

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(p)(40)  The Code of Ethics for Record Currency Management Limited is herein incorporated by reference to Exhibit (p)(42) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(41)  The Code of Ethics for SSgA Funds Management, Inc. is herein incorporated by reference to Exhibit (p)(43) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(42)  The Code of Ethics for Stone Harbor Investment Partners LP is herein incorporated by reference to Exhibit (p)(44) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

(p)(43)  The Code of Ethics for PanAgora Asset Management Inc. dated January 1, 2006 to be filed by later amendment.

(p)(44)  The Code of Ethics for AXA Rosenberg Investment Management Inc. dated February 7, 2005 to be filed by later amendment.

(p)(45)  The Code of Ethics for Weiss, Peck & Greer Investments dated April, 2006 to be filed by later amendment.

(p)(46)  The Code of Ethics for Highland Capital Management, L.P. to be filed by later amendment.

(q)(1)  Powers of Attorney for Robert A. Nesher, William M. Doran, George J. Sullivan, Jr., F. Wendell Gooch, Rosemarie B. Greco, Nina Lesavoy, James M. Storey, Stephen F. Panner and James M. Williams are herein incorporated by reference to Exhibit (q)(1) of Post-Effective Amendment No. 25 to Registrant's Registration Statement on Form N-1A (File No. 33-58041), filed with the SEC on July 14, 2006.

Item 24.

See the Prospectus and Statement of Additional Information regarding the Trust's control relationships. The Administrator is a subsidiary of SEI Investments Company which also controls the Distributor of the Registrant, SEI Investments Distribution Co., and other corporations engaged in providing various financial and record keeping services, primarily to bank trust departments, pension plan sponsors, and investment managers.

Item 25.  Indemnification:

Article VIII of the Agreement and Declaration of Trust is filed as Exhibit 1 to the Registration Statement. Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to trustees, directors, officers and controlling persons of the Registrant by the Registrant pursuant to the Declaration of Trust or otherwise, the Registrant is aware that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and, therefore, is unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by trustees, directors, officers or controlling persons of the Registrant in connection with the successful defense of any act, suite or proceeding) is asserted by such trustees, directors, officers or controlling persons in connection with the shares being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issues.

Item 26.  Business and Other Connections of the Investment Adviser and Sub-Advisers:

The following tables describe other business, profession, vocation, or employment of a substantial nature in which each director or principal officer of the adviser and each sub-adviser is or has been, at

C-15



any time during the last two fiscal years, engaged for his own account or in the capacity of director, officer, employee, partner or trustee. The adviser and each sub-adviser's table was provided to the Registrant by the adviser or respective sub-adviser for inclusion in this Registration Statement.

Acadian Asset Management Inc.

Acadian Asset Management Inc. ("Acadian") is a sub-adviser for the Registrant's Global Managed Volatility Fund. The principal business address of Acadian is One Post Office Square, Boston, Massachusetts 02109. Acadian is an investment adviser registered under the Investment Advisers Act of 1940 (the "Advisers Act").

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Gary L. Bergstrom,
Chairman
 
 
 
Ronald D. Frashure,
President
 
 
 
Churchill G. Franklin,
Executive Vice President
 
 
 
John R. Chisholm,
Executive Vice President
 
 
 
Scott Powers   Old Mutual Asset Managers (U.S.)   CEO  

 

AllianceBernstein L.P.

AllianceBernstein L.P. ("AllianceBernstein") is a sub-adviser for the Registrant's Emerging Markets Equity, International Equity and World Equity Ex-US Funds and AllianceBernstein's investment unit of Sanford C. Bernstein & Co., LLC ("Bernstein"), a wholly-owned subsidiary and an investment unit of AllianceBernstein, serves as a Sub-Adviser to a portion of the assets of the Emerging Markets Equity, International Equity, World Equity Ex-US, International Fixed Income and Large Cap Funds. The principal business address of AllianceBernstein is 1345 Avenue of the Americas, New York, New York 10105. AllianceBernstein and Bernstein are investment advisers registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Lewis A. Sanders
Chairman of the Board,
Chief Investment Officer/
Director
  ACMC


  Chairman of the Board and
Chief Executive Officer/
Director
 
Henri de Castries
Director
  AXA
AELIC
AXA Financial
  Chairman, Management Board
Director
Chairman of the Board
 
Christopher M. Condron
Director


  AXA
AELIC

AXA Financial
  Member of the Management Board
Chairman, Chief Executive
Officer
Director, President & Chief
Executive Officer
 

 

C-16



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Denis Duverne
Director
  AXA
AELIC
  Chief Financial Officer
Director
 
Mark R. Manley
Senior Vice President
and Chief Compliance
Officer
  ACMC


  Senior Vice President and Chief
Compliance Officer

 
Seth J. Masters
Executive Vice President
  ACMC
  Executive Vice President
 
Roger Hertog
Vice Chairman and
Director
  ACMC

  Vice Chairman

 
Benjamin D. Holloway
Director
  Continental Companies
  Consultant
 
Dominique Carrel-Billard
Director
  Centenial Companies
  Consultant
 
Douglas J. Peebles
Executive Vice President
  ACMC
  Executive Vice President
 
W. Edwin Jarmain
Director
  Jarmain Group Inc.
  President
 
Gerald M. Lieberman
President, Director and
Chief Operating Officer
  ACMC   President and Chief Operating
Officer
 
Peter J. Tobin
Director
  St. John's University
  Special Assistant to the President
 
Stanley B. Tulin
Director
  AXA Financial   Vice Chairman, Chief Financial
Officer
 
Sharon E. Fay
Executive Vice President
  ACMC
  Executive Vice President
 
Lorie Slutsky
Director
 
 
 
Robert Henry Joseph Jr.
Senior Vice President &
Chief Financial Officer
  ACMC
  Senior Vice President and Chief
Financial Officer
 
John Blundin
Executive Vice President
 
 
 
Marilyn Fedak
Executive Vice President
  ACMC
  Executive Vice President
 
Thomas S. Hexner
Executive Vice President
  ACMC
  Executive Vice President
 

 

C-17



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Marc O. Mayer
Executive Vice President
  ACMC
  Executive Vice President
 
James G. Reilly
Executive Vice President
  ACMC
  Executive Vice President
 
Lawrence H. Cohen
Executive Vice President
  ACMC
  Executive Vice President
 
Laurence E. Cranch
Executive Vice President
and General Counsel
  ACMC

  Executive Vice President
and General Counsel
 
Paul Rissman
Executive Vice President
  ACMC
  Executive Vice President
 
Christopher Toub
Executive Vice President
  ACMC
  Executive Vice President
 
Lisa Shalett
Executive Vice President
  ACMC
  Executive Vice President
 
David Steyn
Executive Vice President
  ACMC
  Executive Vice President
 
Nicolas Moreau
Director
  AXA Investment Managers
  Chief Executive Officer
 
Mark R. Gordon
Executive Vice President
  ACMC
  Executive Vice President
 

 

Analytic Investors, Inc.

Analytic Investors, Inc. ("Analytic") is a sub-adviser for the Registrant's Large Cap Disciplined Equity, Large Cap Diversified Alpha and Global Managed Volatility Funds. The principal business address of Analytic is 500 South Grand Avenue, 23rd Floor, Los Angeles, California 90071. Analytic is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Roger G. Clarke
Chairman
  Ensign Peak Advisors
  President
 
Scott Powers
Director
  Old Mutual (US) Holdings, Inc.
Old Mutual Asset Managers
(US) LLC
  Chief Executive Officer
Chief Executive Officer
 
Marie Nastasi Arlt
Director and Chief
Operating Officer
 

 

 
Harinda de Silva
Director and President
 
 
 

 

C-18



AlphaSimplex Group LLC

AlphaSimplex Group LLC ("AlphaSimplex") is a sub-adviser for the Registrants Large Cap Disciplined Equity Fund. The principal business address of AlphaSimplex is One Cambridge Center, Cambridge, MA 02142. Analytic is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Andrew W. Lo
Managing Member, Chief
Scientific Officer,
Chairman of the
Investment Committee

  Sloan School of Management,
Massachusetts Institute
of Technology

Laboratory for Financial
Engineering, Massachusetts
Institute of Technology
  Harris & Harris Group
Professor of Finance


Director

 
Nicholas Chan
Chief Technology Officer
     
Arnout M. Eikeboom
Chief Risk Officer and
Chief Compliance Officer
     
Shane M. Haas
Senior Research Scientist
     
Brent R. Mathus
Head of Trading
     
Kendall A. Walker
Chief Financial Officer
     

 

Aronson+Johnson+Ortiz, LP

Aronson+Johnson+Ortiz, LP ("AJO") is a sub-adviser for the Registrant's Large Cap and Large Cap Diversified Alpha Funds. The principal business address of AJO is 230 South Broad Street, Twentieth Floor, Philadelphia, Pennsylvania 19102. AJO is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Theodore R. Aronson
Managing Principal and
Portfolio Manager
 

 

 
Kevin M. Johnson
Principal and
Portfolio Manager
 

 

 
Gina Marie N. Moore
Principal and
Portfolio Manager
 

 

 

 

C-19



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Martha E. Ortiz
Principal and
Portfolio Manager
 

 

 
Stefani Cranston
Principal
Accounting
 

 

 
Paul Dodge
Principal
Operations
 

 

 
Gina Marie N. Moore
Principal
Research
 

 

 
Gregory J. Rogers
Principal
Trading
 

 

 

 

Artisan Partners Limited Partnership

Artisan Partners Limited Partnership ("Artisan") is a sub-adviser for the Registrant's Small Cap Fund. The principal business address of Artisan is 875 E. Wisconsin Avenue, Suite 800, Milwaukee, Wisconsin 53202. Artisan is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Andrew A. Ziegler
Chief Executive Officer
  Artisan Distributors LLC
  Officer
 
Lawrence A. Totsky
Chief Financial Officer
  Artisan Distributors LLC
  Officer
 
Janet D. Olsen
General Counsel
  Artisan Distributors LLC
  Officer
 
Brooke J. Billick
Chief Compliance Officer
  Artisan Distributors LLC
  Officer
 

 

Ashmore Investment Management Limited

Ashmore Investment Management Limited ("Ashmore") is a sub-adviser for the Registrant's Emerging Markets Equity and Emerging Markets Debt Funds. The principal business address of Ashmore is 20 Bedfordbury, London, United Kingdom WC2N 4BL. Ashmore is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company
(all UK unless shown otherwise)
  Position With Other Company  
Mark Langhorn Coombs
Director
  Ashmore Group Limited
Ashmore Investments (UK) Ltd
  Director
Director
 

 

C-20



Name and Position
With Investment Adviser
  Name of Other Company
(all UK unless shown otherwise)
  Position With Other Company  

 

    Ashmore Investment
Management Limited
  Director
 
  Ashmore Asset Management
Limited
  Director
 
    Ashmore Russian Equity Fund
(Cayman Islands registered)
  Director (resigned July 4, 2006)
 
    Ashmore AOF (GP) Limited
(Cayman Islands registered)
  Director
 
    Ashmore Global Special
Situations Fund Limited
(Guernsey registered)
  Director (resigned November 4,
2006)
 
    Ashmore Global Special
Situations Fund 2 Limited
(Guernsey registered)
  Director (resigned November 4,
2006)
 
    Ashmore Emerging Markets
Debt Fund (Cayman Islands
registered)
  Director (resigned May 4, 2006)
 
    Ashmore Management Company
Limited (Guernsey registered)
  Director (resigned May 4, 2006)
 
    International Administration
(Guernsey) Limited (Guernsey
registered)
  Director (resigned December 30,
2005)
 
    Balkan Regeneration Fund
(Cayman Islands registered)
  Director (resigned June 29, 2005)
 
    CPI Limited (Cayman Islands
registered)
  Director (resigned December 4,
2006)
 
    Ashmore Cayman SPC Limited
(Cayman Islands registered)
  Director (resigned December 4,
2006)
 
    Ashmore Global Special
Situations Fund 3 Limited
(Guernsey registered)
  Director  
    Ashmore Emerging Markets Debt
and Currency Fund (Guernsey
registered)
  Director (resigned November 4,
2006)
 
    EMTA (formerly "Emerging
Markets Traders Association"
(US registered)
  Director (Co-chair)  
    Ashmore SICAV (Luxembourg
registered)
  Director (resigned May 31, 2006)  
    Ashmore (Hong Kong) Limited
(Hong Kong registered)
  Director  
    Ashmore Energy International
Limited (Cayman Islands
registered)
  Director  
    Camal Co Energy Partners Limited   Director  

 

C-21



Name and Position
With Investment Adviser
  Name of Other Company
(all UK unless shown otherwise)
  Position With Other Company  

 

    Ashmore Local Currency Fund
(Cayman Islands registered)
  Director (resigned May 4, 2006)  
  Fidelity Cayman Investment
Company Limited (Cayman
Islands registered)
  Director (resigned December 4,
2006)
 
    The Ashmore Group Limited
Pension Scheme
  Trustee (Ceased)
 
    The Ashmore Group Ltd
Retirement and Death Benefit
Scheme
  Trustee

 
    The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Mark Coombs
  Trustee

 
    The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Julian Green
  Trustee

 
    The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Christopher Raeder
  Trustee

 
    The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Jerome Booth
  Trustee

 
Jon Moulton - Director   Alchemy Partners (Guernsey) Ltd
(Guernsey registered)
  Director
 
    Alchemy Partners LLP   Director  
    30 St James's Square
Investments Ltd
  Director
 
    Airborne Systems Group Limited   Director  
    Airborne Systems Holdings Ltd   Director  
    Airborne Systems Limited   Director  
  Ashmore Group Ltd   Director  
    Ashmore Investments (UK) Ltd   Director  
    Ashmore Investment
Management Ltd
  Director
 
    Aries (Mauritius registered)   Director  
    Cedar Ltd In Liquidation   Director  
    Cedar Crestone (US-Delaware)
registered Data point Finance
Ltd (In Liquidation)
  Director  
    Edlaw plc   Director  
    Point-on Holdings   Director  
    Redac Ltd   Director  
    Redac Gratis Limited   Director  
    Redac Group Ltd   Director  

 

C-22



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

    Redac Group No 2 Ltd   Director  
  Sandsenor Ltd In Liquidation   Director  
    Sylvan International Limited   Trustee  
    Sylvan Trustees Limited   Director (resigned May 9, 2006)  
    Tattershall Castle Group Limited   Director  
    TCG Holdings Ltd   Director  
    UK Stem Cell Foundation   Director  
    Wardle Storeys (Group) Limited   Director (resigned September 29,
2005
)
 

 

BlackRock Capital Management, Inc.

BlackRock Advisors, Inc. ("BlackRock") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of BlackRock is 100 Bellevue Parkway, Wilmington, Delaware 19809. BlackRock is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Steven Buller,
Chief Financial Officer
and Managing Director

  BlackRock, Inc.,
New York, NY
New BlackRock, Inc.,
New York, NY
BlackRock Financial
Management, Inc.,
New York, NY
  Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director
 
    BlackRock Institutional
Management Corporation,
Wilmington, DE
  Chief Financial Officer
and Managing Director
 
    BlackRock Funding, Inc.,
Wilmington, DE
  Chief Financial Officer
and Managing Director
 
    BlackRock (Japan), Inc.,
New York, NY
  Chief Financial Officer
and Managing Director
 
    BlackRock International,
Ltd, Edinburgh, Scotland
  Chief Financial Officer
and Managing Director
 
    BlackRock Overseas
Investment Corp.,
New York, NY
  Chief Financial Officer
and Managing Director
 
    SSRM Holdings, Inc.,
Boston, MA
  Chief Financial Officer
and Managing Director
 
    State Street Management &
Research Company,
Boston, MA
  Chief Financial Officer
and Managing Director
 
    BlackRock Funding International,
Ltd., New York, NY
  Chief Financial Officer and
Managing Director
 
    BlackRock Advisors, Inc.,
Wilmington, DE
  Chief Financial Officer and
Managing Director
 

 

C-23



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    Risk Monitors, Inc.,
New York, NY
  Chief Financial Officer and
Managing Director
 
    BlackRock Japan Holdings, Inc.,
New York, NY
  Chief Financial Officer and
Managing Director
 
    BlackRock Portfolio Holdings,
Inc., Wilmington, DE
  Chief Financial Officer and
Managing Director
 
    BlackRock Portfolio Investments,
LLC, Wilmington, DE
  Chief Financial Officer and
Managing Director
 
Robert P. Connolly,
General Counsel,
Managing Director
and Secretary
  BlackRock, Inc.,
New York, NY
New BlackRock, Inc.,
New York, NY
  General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
 
    BlackRock Financial
Management, Inc.,
New York, NY
  General Counsel, Managing
Director and Secretary
 
    BlackRock Institutional
Management Corporation,
Wilmington, DE
  General Counsel, Managing
Director and Secretary
 
    BlackRock Funding, Inc.,
Wilmington, DE
  General Counsel, Managing
Director and Secretary
 
    BlackRock (Japan), Inc.,
New York, NY
  General Counsel, Managing
Director and Secretary
 
    BlackRock International, Ltd,
Edinburgh, Scotland
  General Counsel, Managing
Director and Secretary
 
    BlackRock Overseas
Investment Corp.
  General Counsel, Managing
Director and Secretary
 
    BlackRock Investments, Inc.,
New York, NY
  General Counsel, Managing
Director and Secretary
 
    SSRM Holdings, Inc.,
Boston, MA
  General Counsel, Managing
Director and Secretary
 
    State Street Management &
Research Company,
Boston, MA
  General Counsel, Managing
Director and Secretary
 
    BlackRock Funding International,
Ltd., New York, NY
  General Counsel, Managing
Director and Secretary
 
    BlackRock Advisors, Inc.,
Wilmington, DE
  General Counsel, Managing
Director and Secretary
 
    Risk Monitors, Inc.,
New York, NY
  General Counsel, Managing
Director and Secretary
 
    BlackRock Japan Holdings, Inc.,
New York, NY
  General Counsel, Managing
Director and Secretary
 
    BlackRock Portfolio Holdings,
Inc., Wilmington, DE
  General Counsel, Managing
Director and Secretary
 
    BlackRock Portfolio Investments,
LLC, Wilmington, DE
  General Counsel, Managing
Director and Secretary
 

 

C-24



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    BlackRock Merger Sub, Inc.,
New York, NY
  Director  
Laurence D. Fink,
Chief Executive Officer
  BlackRock, Inc.,
New York, NY
  Chairman and Chief Executive
Officer
 
    BlackRock Funds,
Wilmington, DE
  Trustee
 
    New BlackRock, Inc.,
New York, NY
  Chairman & Chief Executive
Officer
 
    BlackRock Financial
Management, Inc.,
New York, NY
  Chairman & Chief Executive
Officer
 
    BlackRock Institutional
Management Corporation,
Wilmington, DE
  Chief Executive Officer

 
    BlackRock (Japan), Inc.,
New York, NY
  Chairman and Chief Executive
Officer
 
    BlackRock Overseas
Investment Corp.,
New York, NY
  Chairman and Chief Executive
Officer
 
    BlackRock International, Ltd,
Edinburgh, Scotland
  Chairman and Chief Executive
Officer
 
    BlackRock Investments, Inc.,
New York, NY
  Chairman and Chief Executive
Officer
 
    BlackRock Asia Limited,
Hong Kong
  Chairman and Chief Executive
Officer
 
    BlackRock HPB Management
LLC
  Director
 
    Nomura BlackRock Asset
Management Co., Ltd.
  Chairman and Chief Executive
Officer
 
    SSRM Holdings, Inc.,
Boston, MA
  Chairman and Chief Executive
Officer
 
    State Street Management &
Research Company,
Boston, MA
  Chairman and Chief Executive
Officer
 
    State Street Research
Investment Services, Inc.,
Boston, MA
  Director

 
Robert S. Kapito,
Vice Chairman and Director
  BlackRock, Inc.,
New York, NY
  Vice Chairman
 
    BlackRock Closed-End Funds,
Wilmington, DE
  President and Trustee
 
    New BlackRock, Inc.,
New York, NY
  Vice Chairman
 

 

C-25



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    BlackRock Financial
Management, Inc.,
New York, NY
  Vice Chairman and Director

 
  BlackRock Institutional
Management Corporation,
Wilmington, DE
  Vice Chairman and Director

 
    BlackRock (Japan), Inc.,
New York, NY
  Vice Chairman and Director
 
    BlackRock Overseas
Investment Corp.,
New York, NY
  Vice Chairman and Director

 
    BlackRock International, Ltd,
Edinburgh, Scotland
  Vice Chairman and Director
 
    BlackRock Investments, Inc.,
New York, NY
  Director
 
    BlackRock Asia Limited,
Hong Kong
  Vice Chairman and Director
 
    SSRM Holdings, Inc.,
Boston, MA
  Vice Chairman and Director
 
    State Street Management &
Research Company,
Boston, MA
  Vice Chairman and Director

 
    State Street Research
Investment Services, Inc.,
Boston, MA
  Director

 
    BlackRock Realty
Advisors, Inc.,
San Francisco, CA
  Director

 
    BlackRock Funding, Inc.,
Wilmington, DE
  Vice Chairman and Director
 
    BlackRock Funding International,
Ltd., New York, NY
  Vice Chairman and Director
 
    BlackRock Advisors Singapore
Pte. Ltd., Singapore
  Vice Chairman
 
    BlackRock Japan Holdings, Inc.,
New York, NY
  Vice Chairman and Director  
    BlackRock Portfolio Holdings,
Inc., Wilmington, DE
  Vice Chairman and Director  
    BlackRock Advisers, Inc.,
Wilmington, DE
  Vice Chairman and Director  
    Risk Monitors, Inc.,
New York, NY
  Vice Chairman and Director  
    BlackRock Portfolio Investments,
LLC, Wilmington, DE
  Vice Chairman and Director  
    BlackRock Merger Sub, Inc.,
New York, NY
  Vice Chairman  

 

C-26



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ralph L. Schlosstein,
President and Director
  BlackRock, Inc.,
New York, NY
  President and Director
 
    BlackRock Closed-End Funds,
Wilmington, DE
  Chairman and Trustee
 
    BlackRock Liquidity Funds,
Wilmington, DE
  Chairman and President
 
    BlackRock Financial
Management, Inc.,
New York, NY
  President and Director

 
    BlackRock Institutional
Management Corporation,
Wilmington, DE
  President and Director

 
    BlackRock (Japan), Inc.,
New York, NY
  President and Director
 
    BlackRock Overseas
Investment Corp.,
New York, NY
  President and Director

 
  BlackRock HPB
Management LLC,
New York, NY
  Director

 
    BlackRock International, Ltd,
Edinburgh, Scotland
  President and Director
 
    BlackRock Investments, Inc.,
New York, NY
  Director
 
    BlackRock Asia Limited,
Hong Kong
  President and Director
 
    Anthracite Capital, Inc.   Chairman  
    SSRM Holdings, Inc.,
Boston, MA
  President and Director
 
    State Street Management &
Research Company,
Boston, MA
  President and Director

 
    State Street Research
Investment Services, Inc.,
Boston, MA
  Director

 
    BlackRock Realty Advisors, Inc.,
San Francisco, CA
  Chairman
 
    New BlackRock, Inc.,
New York, NY
  President and Director  
    BlackRock Funding, Inc.,
Wilmington, DE
  President and Director  
    BlackRock Funding International,
Ltd., New York, NY
  President and Director  
    BlackRock Advisors Singapore
Pte. Ltd., Singapore
  President  

 

C-27



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

    BlackRock Japan Holdings, Inc.,
New York, NY
  President and Director  
  BlackRock Portfolio Holdings,
Inc., Wilmington, DE
  President and Director  
    BlackRock Advisers, Inc.,
Wilmington, DE
  President and Director  
    Risk Monitors, Inc.,
New York, NY
  President and Director  
    BlackRock Portfolio Investments,
LLC, Wilmington, DE
  President and Director  
    BlackRock Merger Sub, Inc.,
New York, NY
  President  

 

The Boston Company Asset Management, LLC

The Boston Company Asset Management, LLC ("The Boston Company") is a sub-adviser for the Registrant's Emerging Markets Equity Fund. The principal business address of The Boston Company is 1 Boston Place, Boston, MA 02108-4402. The Boston Company is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Corey Griffin
Chairman and CEO
  Mellon Trust of New
England, N.A.
  Senior Vice President  
    TBC General Partner, LLC   Director, President  
    TBCAM Holdings, LCC   Director  
    Standish Mellon Asset
Management, LLC
  Member  
Patrick Sheppard
Chief Operating Officer
President
  Mellon Institutional Funds
Investment
TBC General Partner, LLC
  CEO
Director
 
    TBCAM Holdings, LLC   Director  
Stephen Canter   Dreyfus Corporation   Chairman of the Board and CEO  
    Dreyfus Founders Funds   President, Principal Executive
Officer
 
    Dreyfus Trust Company   Director, Chairman,
President, CEO
 
    Founders Asset Management
LLC
  Member, Board of Managers
 
    Franklin Portfolio Associates,
LLC
  Director
 
    Franklin Portfolio Holdings,
LLC
  Director
 
    Mellon Bank, N.A.   Vice Chairman  
    Mellon Capital Management
Corp.
  Director
 

 

C-28



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    Mellon Equity Associates, LLP   Executive Committee Member  
    Mellon Financial Corporation   Vice Chairman  
    Newton Management Limited   Director  
    Standish Mellon Asset
Management Company LLC
  Board Manager
 
    TBCAM Holdings, LLC   Director  
John Nagorniak   AIMR Research Foundation   Trustee  
    Boston Security Analyst Society,
Inc
  Director
 
    Boston Security Analyst Society,
Inc
  President
 
    Foxstone Financial, Inc   President-Director  
    Franklin Portfolio Associates
Trust
  Chairman-Trustee
 
    Franklin Portfolio Holdings, Inc.   President-Director  
    Franklin Portfolio Holdings, LLC   Chairman, Director  
    Life Harbor Investments, Inc   Director  
    Life Harbor, Inc   Director  
    Mellon Capital Management
Corporation
  Director
 
    Mellon Equity Associates, LLP   Executive Committee Member  
    Mellon HBV Advisors LLC   Manager  
    Mellon HBV Alternative
Strategies Holdings LLC
  Manager
 
    Mellon HBV Alternative
Strategies LLC
  Manager
 
    Mellon HBV Company Limited   Director  
    Mellon HBVII LLC   Manager  
    MIT Investment Corporation   Director  
    Newton Management Limited   Director  
    Pareto U.S. High Yield Fixed
Income Fund, LLC
  Management Board Member
 
    Pareto Investment Management
Limited
  Director
 
    Princeton Association of
New England
  Director
 
    Standish Mellon Asset
Management Company, LLC
  Board Manager
 
    TBCAM Holdings, LLC   Director  
Ronald O'Hanley   EACM Advisors, LLC   Board of Managers  
    Fixed Income (DE) Trust   Trustee  
    Fixed Income (MA) Trust   Trustee  
    Franklin Portfolio Holdings, LLC   Director  
    Mellon Bank N.A.   Director  

 

C-29



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    Mellon Capital Management
Corporation
  Director
 
    Mellon Equity Associates, LLP   Chairman, Executive Committee
Member
 
    Mellon Financial Corporation   Vice Chairman  
    Mellon Trust of
New England, N.A.
  Director
 
    Pareto Investment Management
Limited
  Non Executive Director
 
    Standish Mellon Asset
Management Company LLC
  Director
 
    TBCAM Holdings, LLC   Chairman of the Board  
    The Dreyfus Corporation   Vice Chairman, Director  
Edward Ladd   TBCAM Holdings, LLC   Manager  
    Standish Mellon Asset
Management Company LLC
  Manager
 
Scott E. Wennerholm   EACM Advisors, LLC   Director  
    Franklin Portfolio Holdings, LLC   Director  
    Mellon Capital Management
Corporation
  Director
 
    Mellon Equity Associates, LLP   Director  
    Newton Management Limited   Director  
    Standish Mellon Asset
Management Company LLC
  Director
 
    TBCAM Holdings, LLC   Director  

 

Capital Guardian Trust Company

Capital Guardian Trust Company ("CGTC") is a sub-adviser for the Registrant's International Equity and World Equity Ex-US Funds. The principal business address of CGTC is 333 South Hope Street, 55th Floor, Los Angeles, California 90071. CGTC is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
John S. Armour
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation

  Vice President


 
Andrew F. Barth
Director and President
Capital Guardian Trust
Company
  The Capital Group Companies
Capital Group International, Inc.
Capital International Research, Inc.
  Director
Director, Executive Vice President
Director, President and Research
Director
 

 

C-30



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Michael D. Beckman
Senior Vice President
Capital Guardian Trust
Company
Formerly Director
  The Capital Group Companies

Capital Guardian Trust Company
of Nevada
Capital International Asset
  Director and Senior Vice President
of Central Services Group
Director

Director and President
Management, Inc.
 
    Capital International Financial
Services, Inc.
  Director and President
Formerly, Treasurer
 
    Capital International Asset
Management (Canada), Inc.
  Senior Vice President
Formerly, Chief Financial
Officer and Secretary
 
    Capital Group International, Inc.   Formerly, Senior Vice President  
Julius T. (Terry) Berkemeier
Senior Vice President
Formerly, Vice President
  Capital International, Inc.
Capital International Limited
  Vice President
SeniorVice President
Formerly Vice President
 
    Capital International Research,   Senior Vice President
Inc.
 
Michael A. Burik
Senior Vice President
and Senior Counsel
Capital Guardian Trust
Company
  Capital International, Inc.

Capital International Financial
Services, Inc.
  Senior Vice President
and Senior Counsel
Vice President and Secretary

 
Scott M. Duncan
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
  N/A



  N/A



 
John B. Emerson
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation

  Director and President
Formerly, Executive
Vice President
 
Michael R. Ericksen
Director and Senior
Vice President
Capital Guardian Trust
Company
  The Capital Group Companies


Capital International Limited
  Director


Director and Chairman
Formerly, Director and President
 
Michael A. Felix
Director, Senior Vice
President and Treasurer
Capital Guardian Trust
Company
  Capital Guardian (Canada), Inc.

Capital International, Inc.

  Senior Vice President, and
Treasurer
Director and Senior Vice President

 

 

C-31



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
David I. Fisher
Director and Chairman
Capital Guardian Trust
Company
  Capital Group International, Inc.
Capital International, Inc.
Capital International Limited
Capital International Limited
(Bermuda)
  Director and Chairman
Director and Vice Chairman
Director and Vice Chairman
Director and President
 
  The Capital Group Companies,
Inc.
  Director and Chairman
of the Executive Committee
 
    Capital International Research,
Inc.
  Director
 
    Capital Group Research, Inc.   Director  
Clive N. Gershon
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
Cheryl L. Hesse
Senior Vice President and
Senior Counsel
Capital Guardian Trust
Company
Formerly, Vice President
and Senior Counsel
  Capital International, Inc.



Capital Management Services, Inc.

  Senior Vice President and
Senior Counsel
Formerly, Vice President
and Senior Counsel
Secretary

 
Frederick M. Hughes, Jr.
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
Mary M. Humphrey
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
William H. Hurt
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation
Capital Strategy Research, Inc.
  Director and Chairman

Director and Chairman
 
Peter C. Kelly
Director,
Senior Vice President and
Senior Counsel
Capital Guardian Trust
Company
  Capital International, Inc.
Capital International Emerging
Markets Fund
Capital Group International, Inc.
  Director, Senior Vice President,
Senior Counsel and Secretary
Director

Secretary
 
Charles A. King
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 

 

C-32



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Naomi H. Kobayashi
Senior Vice President and
Senior Counsel
Capital Guardian Trust
Company
Formerly, Vice President
and Senior Counsel
  Capital International, Inc.





  Senior Vice President and
Senior Counsel
Formerly, Vice President and
Senior Counsel


 
Lianne K. Koeberle
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
Victor D. Kohn
Director
Capital Guardian Trust
Company
  Capital International, Inc.
Capital International Research,
Inc.
  Director and President
Senior Vice President

 
Nancy J. Kyle
Director and
Vice Chairperson
Capital Guardian Trust
Company
  Capital Guardian (Canada), Inc.



  Director and Vice Chairperson
Formerly Director and President


 
Karin L. Larson
Director
Capital Guardian Trust
Company
  Capital Group Research, Inc.
Capital International Research,
Inc.
  Director, Chairperson, and
President
Director and Chairperson
 
Karen A. Miller
Director and
Senior Vice President
Formerly, Vice President
  Capital International Research,
Inc.

  Senior Vice President


 
James R. Mulally
Director and
Senior Vice President
Capital Guardian Trust
Company
  Capital International Limited



  Senior Vice President



 
Shelby Notkin
Director and
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation


  Director



 
Michael E. Nyeholt
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 

 

C-33



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Mary M. O'Hern
Senior Vice President
Capital Guardian Trust
Company
  Capital International Limited


Capital International, Inc
  Senior Vice President


Senior Vice President
 
Jeffrey C. Paster
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
Jason M. Pilalas
Director
Capital Guardian Trust
Company
  Capital International Research,
Inc.

  Senior Vice President


 
Paula B. Pretlow
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
George L. Romine, Jr.
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
Robert Ronus
Senior Vice President
Capital Guardian Trust
Company
Formerly, Director and
Vice Chairman
  Capital Group International, Inc.
Capital International, Inc.
Capital International Limited
Capital Guardian (Canada), Inc.
The Capital Group Companies,
Inc.
  Senior Partner Formerly, Director
Senior Vice President
Senior Vice President
Formerly, Director and Chairman
Formerly, Director, Non-Executive
Chairman
 
    Capital International S.A.   Formerly, Senior Vice President  
Theodore R. Samuels
Director and
Senior Vice President
Capital Guardian Trust
Company
  The Capital Group Companies


Capital Guardian Trust Company,
a Nevada Corporation
  Director


Director
 
Lionel A. Sauvage
Director and
Senior Vice President
Capital Guardian Trust
Company
  The Capital Group Companies
Capital International, Inc.
Capital Guardian (Canada), Inc.
Capital International Research,
Inc.
  Director
Senior Vice President
Vice President
Formerly Director
 
Karen L. Sexton
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
 



 



 

 

C-34



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Lawrence R. Solomon
Director and
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
  Capital International Research Inc.




Capital Management Services Inc.
  Senior Vice President




Director
 
Eugene P. Stein
Director and Vice Chairman
Capital Guardian Trust
Company
  The Capital Group Companies
Inc.

  Director


 
P. Andrew Stenovec
Director and Executive
Vice President
Capital Guardian Trust
Company
  N/A



  N/A



 
Jill A. Sumiyasu
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
  N/A



  N/A



 
Philip A. Swan
Senior Vice President
Capital Guardian Trust
Company.
  N/A


  N/A


 
Elmon L. Vernier, Jr.
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
  Capital Guardian Trust Company,
a Nevada Corporation


  Vice President



 
Eugene M. Waldron
Senior Vice President
Capital Guardian Trust
Company
  N/A


  N/A


 
Alan J. Wilson
Director and
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
  Capital International Research
Inc.
Capital Research Company


American Funds Distributors, Inc.
  Director, Executive Vice President
and Research Director, U.S.
Director


Director
 
Robin L. Zakoor
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
 



 



 

 

C-35



David J. Greene and Company, LLC

David J. Greene and Company, LLC ("D.J. Greene") is a sub-adviser for the Registrant's Small Cap Fund. The principal business address of D.J. Greene is 599 Lexington Avenue, 12th Floor, New York, NY 10022. D.J. Greene is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Michael C. Greene
Principal,
Chief Executive Officer
 

 

 
Alan I. Greene
Principal,
Chairman of Investment
Committee
 


 


 
Erwin A. Zeuschner
Principal,
Research Analyst
 

 

 
Robert J. Ravitz, CFA
Principal,
Research Analyst
 

 

 
Benjamin H. Nahum
Principal,
Executive Vice President,
Portfolio Manager
 


 


 
James R. Greene
Principal,
Investment Advisor
 

 

 
Stanley G. Lee, CFA
Principal,
Investment Advisor
 

 

 
Clarissa Moore
Principal,
Director of Client Service &
Marketing
 


 


 
Pong Chan
Principal,
Chief Financial Officer
 

 

 
Amit Solomon, PhD
Principal,
Research Analyst
 

 

 
Lee D. Unterman
Principal,
Chief Compliance Officer
 

Kurzman Karelsen & Frank, LLP
 

Attorney
 

 

C-36



Delaware Management Company

Delaware Management Company, a series of Delaware Management Business Trust, ("DMC") is a sub-adviser for the Registrant's Small Cap, Large Cap, Large Cap Diversified Alpha and Small/Mid Cap Equity Funds. The principal business address of DMC is One Commerce Square, 2005 Market Street, Philadelphia, Pennsylvania 19103. DMC is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Patrick P. Coyne
President
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
    Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
 
    Lincoln National
Investment Companies, Inc.
  Managing Director-
Fixed Income
 
Ryan K. Brist
Executive Vice President,
Managing Director,
Chief Investment Officer-
Fixed Income
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
John C.E. Campbell
Executive Vice President,
Global Marketing &
Client Services
  Delaware Management
Holdings, Inc.
Optimum Fund Trust
  Similar capacities as positions
with the Adviser
President, Chief Executive
Officer
 
Philip N. Russo
Executive Vice President,
Chief Administrative
Officer
  Delaware Management
Holdings, Inc.
Prudential Investment
Management Inc.
  Similar capacities as positions
with the Adviser
Vice President of Finance
(1998-2004)
 
See Yeng Quek
Executive Vice President,
Managing Director,
Chief Investment Officer-
Fixed Income
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    HYPPCO Finance Company Ltd.   Director, Trustee  
Douglas L. Anderson
Senior Vice President-
Operations
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Marshall T. Bassett
Senior Vice President,
Chief Investment Officer-
Emerging Growth Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Joseph R. Baxter
Senior Vice President,
Head of Municipal Bond
Investments
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

C-37



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Christopher S. Beck
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Michael P. Bishof
Senior Vice President-
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Michael P. Buckley
Senior Vice President,
Director of Municipal
Research
  Delaware Investments

Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Stephen R. Cianci
Senior Vice President,
Senior Portfolio Manager
  Delaware Investments

Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Robert F. Collins
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
James A. Forant
Senior Vice President,
Director, Technical Services
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Brian Funk
Senior Vice President,
Director of Credit Research
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Brent C. Garrells
Senior Vice President,
Senior Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Stuart M. George
Senior Vice President,
Head of Equity Trading
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Paul Grillo
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

C-38



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Jonathan Hatcher
Senior Vice President,
Senior Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
William F. Keelan
Senior Vice President,
Director of Quantitative
Research
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Francis X. Morris
Senior Vice President,
Chief Investment Officer-
Core Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Brian L. Murray, Jr.
Senior Vice President,
Chief Compliance Officer
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Susan L. Natalini
Senior Vice President-
Marketing & Shared Services
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Zoë Neale
Senior Vice President,
Chief Investment Officer-
International Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Thomas Weisel Partners   Portfolio Manager (2002-2005)  
D. Tysen Nutt
Senior Vice President,
Chief Investment Officer-
Large Cap Value Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Merrill Lynch

  Managing Director-U.S. Active
Large-Cap Value Team
(1994-2004)
 
David P. O'Connor
Senior Vice President,
Strategic Investment
Relationships and Initiatives,
General Counsel
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Vice President, General Counsel
 
John J. O'Connor
Senior Vice President-
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

C-39



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Philip R. Perkins
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Timothy L. Rabe
Senior Vice President,
Senior Portfolio Manager,
Head of High Yield
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Richard Salus
Senior Vice President,
Controller, Treasurer
  Delaware Management
Holdings, Inc.
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Vice President,
Deputy Controller
 
James L. Shields
Senior Vice President,
Chief Information Officer
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Jeffrey S. Van Harte
Senior Vice President,
Chief Investment Officer-
Focus Growth Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Transamerica Investment
Management, LLC
  Principal, Executive
Vice President (1980-2005)
 
Babak Zenouzi
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Gary T. Abrams
Vice President,
Senior Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Christopher S. Adams
Vice President,
Portfolio Manager,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Damon J. Andres
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Margaret MacCarthy Bacon
Vice President,
Investment Specialist
  Delaware Management
Holdings, Inc.
Thomas Weisel Partners
  Similar capacities as positions
with the Adviser
Client Services Officer
(2002-2005)
 

 

C-40



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Todd Bassion
Vice President,
Senior Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Thomas Weisel Partners
  Senior Research Associate
(2002-2005)
 
Richard E. Biester
Vice President,
Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Christopher J. Bonavico
Vice President,
Senior Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Transamerica Investment
Management, LLC
  Principal, Portfolio Manager
(1993-2005)
 
Vincent A. Brancaccio
Vice President,
Senior Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Kenneth F. Broad8
Vice President,
Senior Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Transamerica Investment
Management, LLC
  Principal, Portfolio Manager
(2000-2005)
 
Mary Ellen M. Carrozza
Vice President,
Client Services
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Stephen G. Catricks
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Anthony G. Ciavarelli
Vice President,
Assistant General Counsel,
Assistant Secretary
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
David F. Connor
Vice President,
Deputy General Counsel,
Assistant Secretary
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Lincoln National Investment
Companies, Inc.
  Vice President, Deputy
General Counsel, Secretary
 

 

C-41



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Stephen J. Czepiel
Vice President,
Senior Municipal Bond
Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Christopher M. Ericksen
Vice President,
Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Transamerica Investment   Portfolio Manager (2004-2005)
Management, LLC
 
    Goldman Sachs   Vice President, Portfolio Manager
(1994-2004)
 
Joel A. Ettinger
Vice President-Taxation
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
    Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
 
    Lincoln National Investment   Vice President, Taxation
Companies, Inc.
 
Phoebe W. Figland
Vice President-
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Joseph Fiorilla
Vice President-Trading
Operations
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Charles E. Fish
Vice President,
Senior Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Clifford M. Fisher
Vice President,
Senior Municipal Bond
Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Patrick G. Fortier
Vice President,
Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Transamerica Investment   Portfolio Manager (2000-2005)
Management, LLC
 
Paul D. Foster
Vice President,
Investment Specialist-
Emerging Growth Equity
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 

 

C-42



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Denise A. Franchetti
Vice President,
Portfolio Manager,
Municipal Bond
Credit Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
James A. Furgele
Vice President-Investment
Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Barry S. Gladstein
Vice President,
Portfolio Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Edward Gray
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Thomas Weisel Partners   Portfolio Manager (2002-2005)  
Lisa L. Hansen
Vice President,
Head of Focus Growth
Equity Trading
  Delaware Management
Holdings, Inc.
Transamerica Investment
Management, LLC
  Similar capacities as positions
with the Adviser
Principal, Portfolio Manager,
Senior Trader (1997-2005)
 
Gregory M. Heywood
Vice President,
Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Transamerica Investment
Management, LLC
  Senior Research Analyst
(2004-2005)
 
    Wells Capital Management, LLC   Senior Analyst (2003-2004)  
Sharon Hill
Vice President,
Head of Quantitative
Research and Analytics
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Christopher M. Holland
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Michael E. Hughes
Vice President,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

C-43



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Jordan L. Irving
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Merrill Lynch   Vice President—U.S. Active
Large-Cap Value Team
(1998-2004)
 
Cynthia Isom
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Kenneth R. Jackson
Vice President,
Quantitative Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Audrey E. Kohart
Vice President,
Financial Planning and
Reporting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Andrew Kronschnabel
Vice President,
High Grade Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Rosanne L. Kropp
Vice President,
Senior Fund Analyst II-
High Grade
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Nikhil G. Lalvani
Vice President,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Steven T. Lampe
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Alfio Leone IV
Vice President,
High Grade Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Anthony A. Lombardi15
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

C-44



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    Merrill Lynch   Director-U.S. Active
Large-Cap Value Team
(1998-2004)
 
Francis P. Magee
Vice President,
Equity Business Manager
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Charles (Tom) T. McClintic
Vice President,
High Yield Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Michael S. Morris
Vice President,
Portfolio Manager,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Scott Moses
Vice President,
High Grade Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Philip O. Obazee
Vice President,
Derivatives Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Donald G. Padilla
Vice President,
Portfolio Manager,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Caleb Piper
Vice President,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Daniel J. Prislin
Vice President,
Senior Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Transamerica Investment
Management, LLC
  Principal, Portfolio Manager
(1998-2005)
 
Gretchen Regan
Vice President,
Quantitative Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Craig S. Remsen
Vice President, Senior
Credit Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

C-45



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Carl Rice17
Vice President,
Senior Investment Specialist,
Large Cap Value
Focus Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Merrill Lynch
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Director, Product Specialist
(1999-2004)
 
Joseph T. Rogina
Vice President,
Equity Trader
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Debbie A. Sabo
Vice President,
Equity Trader-Focus
Growth Equity
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Kevin C. Schildt
Vice President,
Senior Municipal
Credit Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Richard D. Seidel
Vice President,
Assistant Controller,
Assistant Treasurer
  Delaware Management
Holdings, Inc.
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Vice President, Assistant
Controller, Manager-Payroll
 
Brenda L. Sprigman
Vice President,
Business Manager-
Fixed Income
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Michael T. Taggart
Vice President-Facilities &
Administrative Services
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Risè Taylor
Vice President-Strategic
Investment Relationships
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Matthew Todorow
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Spencer M. Tullo
Vice President,
High Yield Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 

 

C-46



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Robert A. Vogel, Jr.
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
    Merrill Lynch
  Director, U.S. Active Large-Cap
Value Team (1992-2004)
 
Lori P. Wachs
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Laura A. Wagner
Vice President-
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Kathryn R. Williams
Vice President,
Associate General Counsel,
Assistant Secretary
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Greg Zappin
Vice President, Senior
Credit Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

Emerging Markets Management, L.L.C.

Emerging Markets Management, L.L.C. ("EMM") is a sub-adviser for the Registrant's Emerging Markets Equity Fund. The principal business address of EMM is 1001 Nineteenth Street North, 17th Floor, Arlington, Virginia 22209-1722. EMM is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Antoine W. van Agtmael
Managing Director,
President, Chief Investment
Officer and Chairman of
the Investment Committee
  Emerging Markets Investors
Corporation
 
 
Emerging Markets Management
Company (Ireland) Limited
  Managing Director, President,
Chief Investment Officer and
Chairman of the Investment
Committee
Director
 
    The Africa Emerging Markets
Fund
  Director
 
    Emerging Markets Strategic Fund   Director  
    Strategic Investment Management
International, L.P.
  Director
 
    Strategic Investment
Partners, Inc.
  Director
 
    Emerging Markets New Economy
Fund PLC
  Director
 

 

C-47



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Michael A. Duffy
Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
  Emerging Markets Investors
Corporation


The Latin America Small
Capitalization Fund
  Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
Director
 
    Strategic Investment
Management, L.P.

  Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
 
    Strategic Investment Management
International, L.P.

  Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
 
    Strategic Investment
Partners, Inc. (SIP)

  Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
 
Felicia J. Morrow
Managing Director, Lead
Portfolio Manager, Chief
Operating Officer and
member of the Investment
Committee
  Emerging Markets Investors
Corporation
Emerging Markets Management
Company (Ireland) Limited

  Managing Director and member
of the Investment Committee
Director


 
Hilda M. Ochoa-Brillembourg
Director
  Emerging Markets Investors
Corporation
  Director
 
    Strategic Investment
Management, L.P.
  President, Director and a member
of the Investment Committee
 
    Strategic Investment Management
International, L.P.
  President, Director and a member
of the Investment Committee
 
    Strategic Investment
Partners, Inc.
  President, Director and a member
of the Investment Committee
 
    Rockefeller Family Fund
  Member of the Investment and
Finance Committees
 
    General Mills
  Member of the Board of
Directors
 
    The World Bank/IMF
Credit Union
  Member of the Board of
Directors
 
    Harvard Management Company
  Member of the Board of
Directors
 
    McGraw-Hill Companies   Member of the Board of Directors  

 

C-48



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Mary C. Choksi
Managing Director and
Director

  Emerging Markets Investors
Corporation
The Emerging Markets Country
Series Fund—The Value Fifty
Portfolio
  Managing Director, Director

Director

 
    EMSAF Mauritis

  Managing Director, Director
and member of the Investment
Committee
 
    Strategic Investment
Management, L.P.
  Managing Director, Director
and member of the Investment
Committee
 
    Strategic Investment Management
International, L.P.
  Managing Director, Director and
member of the Investment
Committee
 
    Strategic Investment
Partners, Inc.
  Managing Director, Director and
member of the Investment
Committee
 
    H.J. Heinz Company
  Member of the Board of
Directors
 
Carol A. Grefenstette
Managing Director
  Emerging Markets Investors
Corporation
  Managing Director and Director
 
    Strategic Investment
Management, L.P.
  Managing Director
 
    Strategic Investment Management
International, L.P.
  Managing Director
 
    Strategic Investment
Partners, Inc.
  Managing Director and Director
 

 

Enhanced Investment Technologies, LLC

Enhanced Investment Technologies, LLC ("INTECH") is a sub-adviser for the Registrant's Large Cap Diversified, Large Cap and Large Cap Disciplined Equity Funds. The principal business address of INTECH is 2401 P.G.A. Boulevard, Suite 100, Palm Beach Gardens, Florida 33410. INTECH is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
E. Robert Fernholz Ph.D.
Executive Vice President
and Chief Investment
Officer
  Enhanced Investment
Technologies, LLC

  Director, Executive Vice President
and Chief Investment Officer

 
Robert A. Garvy
Chairman, President and
CEO
  Enhanced Investment
Technologies, LLC

  Director, President and Chief
Executive Officer

 

 

C-49



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

David E. Hurley
Executive Vice President
and Chief Operating
Officer
  Enhanced Investment
Technologies, LLC

  Chief Operating Officer and
Executive Vice President

 

 

Fuller & Thaler Asset Management, Inc.

Fuller & Thaler Asset Management, Inc. ("Fuller & Thaler") is a sub-adviser for the Registrant's International Equity and World Equity Ex-US Funds. The principal business address of Fuller & Thaler is 411 Borel Avenue, Suite 300, San Mateo, California 94402. Fuller & Thaler is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Daniel Kahneman,
Director
  Princeton University,
Department of Psychology,
Green Hall, Princeton, NJ 08544
  Eugene Higgins Professor of
Psychology
 
Richard Thaler,
Director and Principal
  The University of Chicago
Graduate School of Business,
5807 South Woodlawn Avenue,
Chicago, Illinois 60637
  Robert P. Gwinn Professor of
Behavioral Science and
Economics
 

 

Goldman Sachs Asset Management, L.P.

Goldman Sachs Asset Management, L.P. ("GSAM") is a sub-adviser for the Registrant's Large Cap Fund. The principal business address of GSAM is 32 Old Slip, New York, New York 10005. GSAM is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Henry M. Paulson, Jr.
Managing Director
  The Goldman Sachs Group, Inc.
  Chairman, Chief Executive
Officer and Director
 
    Goldman, Sachs & Co.   Managing Director  
Robert J. Hurst
Managing Director
  The Goldman Sachs Group, Inc.
Goldman, Sachs & Co.
  Vice Chairman and Director
Managing Director
 
Lloyd C. Blankfein
Managing Director
  The Goldman Sachs Group, Inc.

Goldman, Sachs & Co.
  Chairman, Chief Executive
Officer and Director
Managing Director
 

 

ING Investment Management Co.

ING Investment Management Co. ("ING IM") is a sub-adviser for the Registrant's Emerging Markets Debt, Core Fixed Income and High Yield Bond Funds. The principal business address of ING is 230 Park Avenue, 13th Floor, New York, New York 10169. ING is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robert W. Crispin
Chairman
   
     
   

 

C-50



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Kenneth J. Monaghan
Senior Vice President,
Portfolio Manager
 

 

 
Paul H. Ross
Senior Vice President,
Portfolio Manager
 

 

 
J. Paul Gillin
Senior Vice President,
Portfolio Manager
 

 

 
Geert Dhont
Senior Vice President,
Portfolio Manager
 

 

 
Jeff Becker
Chief Financial Officer
 
 
 
Michael Giotine
Chief Compliance Officer
 
 
 
Gerald T. Lins
General Counsel
 
 
 
Rick Nelson
Director, Chief Investment
Officer
 

 

 

 

Integrity Asset Management, LLC

Integrity Asset Management, LLC ("Integrity") is a sub-adviser for the Registrant's Small/Mid Cap Equity and Small Cap Funds. The principal business address of Integrity is 401 West Main Street, Suite 2100, Louisville, Kentucky 40202. Integrity is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Matthew G. Bevin
Chief Executive Officer &
Principal
  INVESCO-National Asset
Management
  (2001 – 2002) Director of
Product Management
 
Daniel G. Bandi
CFA, Chief Investment
Officer, Value Equities &
Principal
  National City Investment
Management, Co.

  (1998 – 2003) Managing
Director of Equity Investment

 
Daniel J. DeMonica
CFA, Senior Portfolio
Manager & Principal
  National City Investment
Management, Co.
  (2001 – 2003) Portfolio
Manager
 
Adam I. Friedman
Senior Portfolio Manager &
Principal
  National City Investment
Management, Co.
  (1998 – 2003) Senior
Portfolio Manager
 

 

C-51



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
William H. McNett
CFA, Senior Portfolio
Manager & Principal
  Turner Investments

  (1999 – 2003) Principal/
Client Service
 

 

J.P Morgan Investment Management, Inc.

J. P. Morgan Investment Management, Inc. ("JPMIM") is a sub-adviser for the Registrant's High Yield Bond Fund. The principal business address of JPMIM is 522 Fifth Avenue, New York, New York 10036. JPMIM is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Evelyn V. Guernsey
President, Director,
Managing Director
  JPMorgan Investment
Advisors Inc.
  Chairperson, President and CEO

 
Clive Brown
Director, Managing
Director
 
 
 
George C.W. Gatch
Director, Managing
Director
  J.P. Morgan Funds

  CEO and President

 
Seth P. Bernstein
Global Head of Fixed
Income, Managing Director
 

 

 
Lawrence M. Unrein
Director, Managing Director
 
 
 
Martin R. Porter
Global Head of Equities,
Managing Director
 

 

 
Andrew Spencer
Chief Investment Officer
of U.S. Retail Business,
Managing Director
 


 


 
Anthony M. Roberts
Head of Legal,
Managing Director
 

 

 
Francis X. Curley
Chief Compliance Officer,
Managing Director
 

 

 

 

Lee Munder Investments, Ltd.

Lee Munder Investments, Ltd. ("LMIL") is a sub-adviser for the Registrant's Small/Mid Cap Equity and Small Cap Funds. The principal business address of LMIL is 200 Clarendon Street, 28th Floor, Boston, Massachusetts 02116. LMIL is an investment adviser registered under the Advisers Act.

C-52



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Lee Munder,
Chairman
 
 
 
Kenneth Swan
President & C.O.O.
 
 
 
Robert A. Smith
Partner
  Castanea Partners, Inc
  Co-Founder and Managing
Director
 
    The Neiman Marcus Group
  Vice Chairman of the Board of
Directors
 
Jonathan Stone
Portfolio Manager
 
 
 
Andrew L. Beja
Portfolio Manager
 
 
 
R. Todd Vingers
Portfolio Manager
 
 
 
Jeffrey Davis
C.I.O.
  Rockefeller & Co
Berklee School of Music
  C.I.O.
Board of Trustees
 
    International House-NYC   Board of Trustees  
Joseph F. Tower III
Chief Financial Officer,
Chief Compliance Officer
  Mellon Financial Corporation

  Vice President

 

 

Los Angeles Capital Management and Equity Research, Inc.

Los Angeles Capital Management and Equity Research, Inc. ("LA Capital") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of LA Capital is 11150 Santa Monica Blvd., Suite 200, Los Angeles, California 90025. LA Capital is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Thomas D. Stevens
President & Chairman
 
 
 
Hal W. Reynolds
Chief Financial Officer,
Chief Investments Officer
& Treasurer
 


 


 
David R. Borger
Vice President, Director of Research
   
 
Stuart K. Matsuda
Secretary, Director Of Trading
 
 
 
Chris Kugler
Director of Implementation
 
 
 

 

C-53



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Michael Paschal
Director of IT
 
 
 
Carin Madden
Director of Operations
 
 
 
Jennifer Reynolds
Associate
 
 
 
Iman Movahed
Research Associate
 
 
 

 

LSV Asset Management

LSV Asset Management ("LSV") is a sub-adviser for the Registrant's Small/Mid Cap Equity, Small Cap and Large Cap Funds. The principal business address of LSV is 1 N. Wacker Drive, Chicago, Illinois 60606. LSV is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
SEI Funds, Inc.
General Partner
 
 
 
Josef Lakonishok
Partner, CEO, Portfolio
Manager
  University of Illinois

  Professor of Finance

 
Robert Vishny
Partner, Portfolio Manager
 
 
 
Menno Vermeulen, CFA
Partner, Portfolio Manager,
 
 
 
Christopher J. LaCroix
Partner, Managing Director
of Business Development
 

 

 
Tremaine Atkinson
Partner, Chief
Operating Officer,
Chief Compliance Officer
 


 


 

 

Martingale Asset Management, L.P.

Martingale Asset Management, L.P. ("Martingale") is a sub-adviser for the Registrant's Small/Mid Cap Equity and Small Cap Funds. The principal business address of Martingale is 222 Berkeley Street, Boston, Massachusetts 02116. Martingale is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Martingale Asset Management
Corporation (MAM)
General Partner
 

   

   

 

C-54



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Patricia J. O'Connor
CFO, Executive
Vice President, Limited
Partner
  Martingale Asset Management
Corporation

  Treasurer, Director, Shareholder


 
William Edward Jacques,
CIO, Executive Vice
President, Portfolio
Manager, Limited Partner
  Martingale Asset Management
Corporation

  Director, Shareholder


 
Alan J. Strassman
Chairman, Limited Partner
  Martingale Asset Management
Corporation
  Director, Chairman, Shareholder
 
Arnold Seton Wood
President, Portfolio
Manager, Limited Partner
  Martingale Asset Management
Corporation
  Director, Shareholder

 
Douglas Evan Stark
CFA, Investment Research,
Portfolio Manager, Limited
Partner
 


 


 
Samuel Nathans, CFA
Portfolio Manager, Limited
Partner
 

 

 
Thomas A. Cosmer
CFA, Senior Vice President
and Partner
 

 

 
Jill G. Brogan
Vice President and Partner
 
 
 
Guy A. Skaggs
Senior Vice President
and Partner
 

 

 
Elizabeth F. Davis
Vice President and Partner
 
 
 
Jennifer Visco, CPA
Vice President and Partner
 
 
 
James M. Eysenbach, CFA
Senior Vice President
 
 
 
Ellen M. Kelly
Senior Vice President and
Partner
 

 

 

 

C-55



Mazama Capital Management, Inc.

Mazama Capital Management, Inc. ("Mazama") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of Mazama is One SW Columbia Street, Suite 1500, Portland, Oregon 97258. Mazama is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ronald Adair Sauer
President, Chairman and
Chief Investment Officer
 

 

 
Helen McDonald Degener
Director and Strategic
Advisor
  The Mathes Company

  VP and Portfolio Manager

 
Jill Ronne Collins
Senior VP Marketing &
Client Services
 

 

 
Brian Paul Alfrey
Director, Executive Vice
President and Chief
Operating Officer
 


 


 
Stephen Charles Brink
Senior Vice President,
Director of Research
 

 

 

 

McKinley Capital Management, Inc.

McKinley Capital Management, Inc. ("McKinley Capital") is a sub-adviser for the Registrant's Small Cap, International Equity and World Equity Ex-US Funds. The principal business address of McKinley Capital is 3301 C Street, Suite 500, Anchorage, Alaska 99503. McKinley Capital is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robert B. Gillam
President, CIO
  FAS Alaska, Inc.
McKinley Offshore
Management, Ltd.
  Officer, Director
Director
 
Diane M. Wilke
Executive Vice President,
COO
  McKinley Offshore Management,
Ltd.
FAS Alaska, Inc.
  Director

Officer, Director
 
B. Thomas Willison
Director
 
 
 
Tamara L. Leitis
Assistant Vice President,
HR Manager
 

 

 

 

C-56



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Gregory O'Keefe
CFO
 
 
 
Charles Weaver
Director
 
 
 
Brian Stafford
Director
  Lexis Nexis Special Services, Inc.
  Director
 
Robert Storer
Director
 
 
 

 

Metropolitan West Asset Management LLC

Metropolitan West Asset Management LLC ("MWAM") is a sub-adviser for the Registrant's Long Duration, Extended Duration, High Yield Bond and Core Fixed Income Funds. The principal business address of MWAM 11766 Wilshire Boulevard, Suite 1580, Los Angeles, California 90025. MWAM is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Scott Dubchansky
Chief Executive Officer,
Partner
  Metropolitan West Funds

West Gate Advisors, LLC
  Chairman of the Board of
Trustees, CEO, President
Chairman of the Board of
Trustees, CEO, President
 
    MWAM Distributors, LLC   CEO  
Tad Rivelle
Chief Investment Officer,
Partner, Managing Director
  West Gate Advisors, LLC
  Chief Investment Officer,
Partner, Managing Director
 
Laird Landmann
Portfolio Manager, Partner,
Managing Director
  West Gate Advisors, LLC

  Portfolio Manager, Partner,
Managing Director
 
David Lippman
Portfolio Manager, Partner,
Managing Director
  West Gate Advisors, LLC

  Portfolio Manager, Partner,
Managing Director
 
Steve Kane
Portfolio Manager, Partner,
Managing Director
  West Gate Advisors, LLC

  Portfolio Manager, Partner,
Managing Director
 
Chris Scibelli
Director of Marketing,
Partner, Managing Director
  West Gate Advisors, LLC

  Director of Marketing,
Partner, Managing Director
 
Patrick Moore
Director of Client Services
  West Gate Advisors, LLC
  Director of Client Services
 

 

C-57



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Joseph Hattesohl
Chief Financial Officer
  West Gate Advisors, LLC
Metropolitan West Funds
  Chief Financial Officer
Treasurer, Chief Financial
Officer
 
    MWAM Distributors, LLC   President  
Cal Rivelle
Chief Technology Officer
  West Gate Advisors, LLC
  Chief Technology Officer
 
Richard Hollander
Director
  Metwest Financial
  Chairman, Chief Executive
Officer
 

 

Montag & Caldwell, Inc.

Montag & Caldwell, Inc. ("Montag & Caldwell") is a sub-adviser for the Registrant's Large Cap Fund. The principal business address of Montag & Caldwell is 3455 Peachtree Road, NE, Suite 1200, Atlanta, Georgia 30326-3248. Montag & Caldwell is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ronald E. Canakaris, CFA
CEO, President, Director
and CIO
 

 

 
Albertus Petrus Schouws
Director
  ABN AMRO Asset Management
Holding, NV
  Global Chief Financial Officer
 
Huibert Boumeester
Director
  ABN AMRO Asset Management
Holding, NV
  Chairman, CEO
 
William A. Vogel, CFA
Executive Vice President,
Director
 

 

 

 

Nomura Corporate Research and Asset Management Inc.

Nomura Corporate Research and Asset Management Inc. ("Nomura") is a sub-adviser for the Registrant's High Yield Bond Fund. The principal business address of Nomura is Two World Financial Center, Building B, 25th Floor, New York, New York 10281-1198. Nomura is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robert Levine
President, CEO and
Board Member
  Nomura Holding America, Inc.

  Executive Managing Director

 
Joseph Redmond Schmuckler
Co-Chairman of the Board
  Nomura Securities International,
Inc.
  President, Chief Operating
Officer
 

 

C-58



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
David Mair Findlay
Executive Managing
Director, Board Member,
Chief Legal Officer
  Nomura Holding America, Inc.


Nomura Securities International,
Inc.
  Chief Legal Officer, Board
Member, Executive Managing
Director
Chief Legal Officer, Board
Member, Executive Managing
Director
 
Hideyuki Takahashi
Co-Chairman of the Board
  Nomura Securities International,
Inc.
  Chairman of the Board
 
    Nomura Holding America, Inc.   Board Member  
David Crall
Managing Director
 
 
 
Stephen Kotsen
Director
 
 
 

 

Quantitative Management Associates LLC

Quantitative Management Associates LLC ("QMA") is a sub-adviser for the Registrant's International Equity, World Equity Ex-US, Large Cap Disciplined Equity, Large Cap Diversified Alpha and Large Cap Funds. The principal business address of QMA is Gateway Center 2, McCarter Highway & Market Street, Newark, New Jersey 07102. QMA is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ronald K. Andrews
Manager
  Jennison Associates LLC
Prudential Investments LLC
  Director
Senior Vice President
 
    American Skandia Investment
Services, Incorporated
  Senior Vice President
 
    American Skandia Advisory
Services, Inc.
  Senior Vice President
 
Dennis Kass
Manager and Chairman
  Jennison Associates LLC
Prudential Trust Company
  Chairman & CEO
Director
 
    Prudential Investment
Management, Inc
  Director and Vice President
 
Timothy J. Knierim
Manager
  Jennison Associates LLC
PIM Warehouse, Inc.
  Director
Assistant Secretary
 
    Prumerica Financial Asia Limited   Corporate Secretary  
    Prudential Latin American
Investments, Ltd.
  Secretary
 
    Residential Information
Services, Inc.
  Vice President and Secretary
 
    The Prudential Insurance
Company of America
  Assistant Secretary
 
    Prudential Investment
Management, Inc.
  Vice President and
Assistant Secretary
 

 

C-59



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Kenneth Moore
Manager, Vice President
and Chief Financial Officer
  The Prudential Insurance
Company of America
Prudential Investment
Management, Inc.
  Vice President

Vice President
 
    Jennison Associates LLC
  Executive Vice President and
Treasurer
 
Scott L. Hayward
Manager and Chief
Executive Officer
  Jennison Associates LLC
Prudential Trust Company
The Prudential Insurance
Company of America
  Executive Vice President
Director
Vice President
 
    Pramerica Asset
Management, Inc.
  Director
 
    Prudential Investment
Management, Inc.
  Vice President
 
Margaret S. Stumpp
Manager, Vice President
and Chief Investment
Officer
   
  Prudential Trust Company
The Prudential Insurance
Company of America
Pramerica Asset
Management, Inc.
  Vice President
Vice President
  
Senior Vice President
  
 
    Prudential Investment
Management, Inc.
  Vice President
 
Bernard B. Winograd
Manager
  Jennison Associates LLC
PIC Holdings Limited
  Director
Chairman and Director
 
    PIM Foreign Investments, Inc.   President  
    PIM Warehouse, Inc.   Chairman and Director  
    Prudential Investment
Management Services LLC
  Executive Vice President
 
    Prudential Asset Management
Holding LLC
  Manager and Vice President
 
    The Prudential Insurance
Company of America
  Vice President
 
    Prudential Investment
Management, Inc.
  Director and President & CEO
 
    PIM Investments, Inc.   Director and President  

 

Record Currency Management Limited

Record Currency Management Limited ("Record") is a sub-adviser for the Registrant's International Equity, World Equity Ex-US and International Fixed Income Funds. The principal business address of Record is 1st Floor Morgan House, Madeira Walk, Windsor, Berkshire SL4 1EP United Kingdom. Record is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of Record Currency Management Limited has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

C-60



Rexiter Capital Management Limited

Rexiter Capital Management Limited ("Rexiter") is a sub-adviser for the Registrant's Emerging Markets Equity and World Equity Ex-US Funds. The principal business address of Rexiter is 21 St. James's Square, London SWIY 4SS United Kingdom. Rexiter is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Kenneth King
Chairman and
Chief Investment Officer
 

 

 
Helena Coles
Director—Senior
Investment Manager
 

 

 
Arzu Akkemik
Senior Investment Manager
 
 
 
Jamshed Desai
Senior Investment Manager
 
 
 
Adrian Cowell
Director—Senior
Investment Manager
 

 

 
Murray Davey
Director—Senior
Investment Manager
Managing Director—
Global Emerging Markets
 



 



 
Christopher James
Director—Senior
Investment Manager
 

 

 
Gavin MacLachlan
Chief Operating Officer
Manager and Company
Secretary
 


 


 
Nicholas Payne
Director—Senior
Investment Manager
 

 

 
Christopher Vale
Director—Senior
Investment Manager
Chief Investment Officer—
Asia
 



 



 
Joe Lyons
Director
 
State Street Global Alliance (US)
 
Senior Principal
 

 

C-61



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Christopher Douglas
Legal Counsel
 
State Street Global Alliance (US)
 
Legal Counsel
 
Sam Stewart
Chief Compliance Officer
 
SSgA Limited (UK)
 
Head of Compliance and Risk
 
Christopher Peacock
Deputy Head of
Compliance and Risk
 

SSgA Limited (UK)
 
Deputy Head of
Compliance and Risk
 
Sean McLeod
Compliance Assistant
 
SSgA Limited (UK)
 
Compliance Assistant
 
Tanya Barvenik
Compliance and
Risk Associate
 

SSgA Limited (UK)
 

Compliance Assistant
 
Ming Wong
Compliance—Code of Ethics
 
SSgA (US)
 
Compliance – Code of Ethics
 
Elizabeth Shea
Compliance—Code of Ethics
 
SSgA (US)
 
Compliance – Code of Ethics
 
Andrew Letts
Proxy Voting
 
SSgA (US)
 
Proxy Voting
 
Sylvana Billings
Group Finance Manager
 
 
 

 

Security Capital Research & Management Incorporated

Security Capital Research & Management Incorporated ("Security Capital") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of Security Capital is 10 South Dearborn Street, Suite 1400, Chicago, Illinois 60603. Security Capital is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Kevin W. Bedell
Managing Director
 
 
 
Anthony R. Manno, Jr.
President, Director,
and Managing Director
 

 

 
David E. Rosenbaum
Managing Director
 
 
 
Kenneth D. Statz
Managing Director
 
 
 

 

C-62



SEI Investments Management Corporation

SEI Investments Management Corporation ("SIMC") is the adviser for the Registrant's Funds. The principal business address of SIMC is One Freedom Valley Drive, Oaks, Pennsylvania 19456. SIMC is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Edward D. Loughlin
Director, President
  SEI Investments Company
Enterprise Division
  Executive Vice President—
 
    SEI Investments Distribution Co.   Director  
    SEI Trust Company   Director  
    SEI Investments Global Funds
Services
  Senior Vice President
 
    SEI Investments (France)   Board of Directors  
    SEI Investments Management
Corporation II
  Director, President
 
    SEI Investments Fund
Management
  Chief Executive Officer
 
    SEI Investments Canada
Company
  Director
 
Carl A. Guarino
Director, Senior
Vice President
  SEI Investments Company
SEI Investments Distribution Co.
SEI Global Holdings (Cayman)
Inc.
  Executive Vice President
Director
Director
 
    SEI Investments (France)   Board of Directors  
    LSV Asset Management   Management Committee  
    SEI Investments Management
Corporation II
  Director, Senior Vice
President
 
    SEI Investments Global, Limited   Director  
    SEI Insurance Group, Inc.   Director  
    SEI Franchise, Inc.   Director  
    SEI Investments Fund
Management
  Senior Vice President
 
Jack May
Vice President
  SEI Investments Management
Corporation II
  Vice President
 
    SEI Franchise, Inc.   Vice President  
James V. Morris
Vice President
  SEI Global Services, Inc.
 
  Vice President
 
Stephen Onofrio
Vice President
  SEI Investments Management
Corporation II
  Vice President
 
Timothy D. Barto
General Counsel, Vice
President, Secretary
  SEI Investments Company
 
SIMC Holdings, LLC
  Vice President, Assistant
Secretary
Manager
 
    SEI Investments Fund
Management
  General Counsel, Vice President,
Secretary
 

 

C-63



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

    SEI Investments Global Funds
Services
  General Counsel, Vice President,
Secretary
 
    SEI Investments Management
Corporation II
  General Counsel, Vice President,
Secretary
 
    SIMC Subsidiary, LLC   Manager  
    SEI Franchise, Inc.   Assistant Secretary  
    SEI Investments Global
(Bermuda) Ltd.
  Vice President
 
    SIMC Holdings, LLC   Manager  
    SEI Global Services, Inc.
 
  Vice President, Assistant
Secretary
 
Robert Crudup
Senior Vice President
  SEI Investments Global Funds
Services
  Senior Vice President
 
    SEI Investments Fund
Management
  Senior Vice President
 
    SEI Investments Company   Executive Vice President  
    SEI Global Services, Inc.   Director, President  
Richard A. Deak
Vice President,
Assistant Secretary
  SEI Investments Company
 
SEI Global Services, Inc.
 
  Vice President, Assistant
Secretary
General Counsel, Vice President,
Secretary
 
    SEI Investments Global Funds
Services
  Vice President, Assistant
Secretary
 
    SEI Investments Management
Corporation II
  Vice President, Assistant
Secretary
 
Lydia A. Gavalis
Vice President,
Assistant Secretary
  SEI Investments Company
 
SEI Trust Company
 
  Vice President, Assistant
Secretary
General Counsel, Assistant
Secretary
 
    SEI Investments Management
Corporation II
  Assistant Secretary
 
    SEI Private Trust Company   General Counsel  
    SEI Insurance Group, Inc.
Secretary
  Vice President, Assistant
 
Greg Gettinger
Vice President
  SEI Trust Company
SEI Investments Global Funds
Services
  Vice President
Vice President
 
    SEI Investments Fund
Management
  Vice President
 
    SEI Investments Management
Corporation II
  Vice President
 
    SEI Investments Management
Corporation Delaware, L.L.C.
  Vice President
 
    SEI Global Services, Inc.   Vice President  

 

C-64



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Kathy Heilig
Vice President, Treasurer
  SEI Inc. (Canada)
SEI Ventures, Inc.
 
  Vice President, Treasurer
Director, Vice President,
Treasurer
 
    SEI Insurance Group, Inc.   Vice President, Treasurer  
    SEI Global Investments Corp.   Vice President, Treasurer  
    SEI Advanced Capital
Management, Inc.
  Director, Vice President,
Treasurer
 
    SEI Investments Global
(Cayman), Limited
  Vice President, Treasurer
 
    SEI Primus Holding Corp.
  Director, Vice President,
Treasurer
 
    SEI Global Services, Inc.   Treasurer  
    SEI Franchise, Inc.   Vice President, Treasurer  
    SEI Global Capital Investments,
Inc.
  Director, Vice President,
Treasurer
 
    SEI Investments Fund
Management
  Vice President, Treasurer
 
    SEI Global Holdings
(Cayman) Inc.
  Vice President, Treasurer,
Assistant Secretary
 
    SEI Funds, Inc.
  Director, Vice President,
Treasurer
 
    SEI Investments Management
Corporation II
  Vice President, Treasurer
 
    SEI Investments Management
Corporation Delaware, L.L.C.
  Manager, Vice President,
Treasurer
 
    SEI Investments, Inc.
 
  Director, Vice President,
Treasurer
 
    SEI Investments Developments,
Inc.
  Director, Vice President,
Treasurer
 
    SEI Investments Company

 
  Vice President,
Controller, Chief Accounting
Officer
 
Carolyn McLaurin
Vice President
 
 
 
Raymond B. Webster
Vice President
  SEI Investments Management
Corporation II
  Vice President
 
    SEI Global Services, Inc.   Vice President  
Lori L. White
Assistant Secretary
  SEI Investments Company
 
  Vice President, Assistant
Secretary
 
    SEI Investments Distribution Co.
 
  Vice President, Assistant
Secretary
 
    SEI Investments Management
Corporation II
  Assistant Secretary
 

 

C-65



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

    SEI Investments Global Funds
Services
  Assistant Secretary
 
    SEI Investments Fund
Management
  Assistant Secretary
 
David Campbell
Vice President
  
  SEI Global Services, Inc.
SEI Investments Global Fund
Services
  Vice President
Vice President
   
 
Lori Heinel
Vice President
 
 
 
Jim Combs
Vice President
  SEI Global Services, Inc.
  Vice President
 
Paul Klauder
Vice President
  SEI Global Services, Inc.
  Vice President
 
Alison Saunders
Vice President
  SEI Global Services, Inc.
  Vice President
 
Brandon Sharrett
Vice President
  SEI Global Services, Inc.
SEI Investments Global Fund
Services
  Vice President
Vice President
 
Wayne Withrow
Senior Vice President
  SEI Investments Company
SEI Investments Distribution Co.
  Executive Vice President
Director
 
    SEI Investments Global Funds
Services
  Chief Executive Officer
 
    SEI Investments Fund
Management
  Senior Vice President
 
    SEI Trust Company   Director  
    SEI Investments Global
(Cayman), Limited
  Director
 
    SEI Global Holdings
(Cayman) Inc.
  Chairman of the Board &
Chief Executive Officer
 
    SEI Investments—Global Fund
Services Limited
  Director
 
    SEI Global Services, Inc.   Director, Senior Vice President  
    SEI Investments Management
Corporation II
  Senior Vice President
 
    SEI Investments Global
(Bermuda) Ltd.
  Director, President
 
Tom Jones
Chief Compliance Officer,
Assistant Secretary
  SEI Investments Management
Corporation II
  Chief Compliance Officer,
Assistant Secretary
 
Karl Dasher
Senior Vice President,
Chief Investment Officer
  SEI Investments (France)

  Board of Directors

 

 

C-66



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Vincent Chu
Vice President
  SEI Asset Korea
  Director
 
Kevin P. Robins
Director, Senior
Vice President
  SEI Investments Company
SEI Insurance Group, Inc.
SEI Investments Fund
Management
  Senior Vice President
Director
Senior Vice President
 
    SEI Trust Company   Director  
    LSV Asset Management   Management Committee  
    SEI Investments Global
(Cayman), Limited
  Director
 
    SEI Global Holdings
(Cayman) Inc.
  Director
 
    SEI Global Services, Inc.   Director, Senior Vice President  
    SEI Investments Management
Corporation II
  Director
 
    SEI Giving Fund   Director, President  
Joseph P. Ujobai
Senior Vice President
  SEI Investments Company
SEI Inc. (Canada)
  Executive Vice President
Director
 
    SEI Capital Limited (Canada)   Director  
    SEI Global Investments Corp.   President  
    SEI Investments (Europe) Ltd   Director  
    SEI Investments—Unit Trust
Management (UK) Limited
  Director
 
    SEI Global Nominee Ltd   Director  
    SEI Investments (France)   Board of Directors  
    SEI Asset Korea   Director  
    SEI Investments (South Africa)
Limited
  Director
 
    SEI Investments Global, Limited   Director  
    SEI Investments Canada
Company
  Director
 
    SEI Global Services, Inc.   Senior Vice President  
Michael Hogan
Vice President
 
 
 
James Smigiel
Vice President
 
 
 
Greg Stahl
Vice President
 
 
 
Jack McCue
Vice President
 
 
 
Roger Messina
Vice President
 
 
 

 

C-67



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
James Miceli
Vice President
 
 
 
Michael Cagina
Vice President
 
 
 
Michael Farrell
Vice President
  SEI Investments Distribution Co.
SEI Private Trust Company
  Vice President
Trust Officer
 
    SEI Investments Management
Corporation II
  Vice President
 
    SEI Franchise, Inc.   Vice President  
Michael Pang
Vice President,
Assistant Secretary
  SEI Investments Global Funds
Services
SEI Investments Global
(Cayman), Limited
  Vice President, Assistant
Secretary
Vice President, Secretary
 
    SEI Global Holdings
(Cayman) Inc.
  Vice President, Secretary
 
    SEI Global Services, Inc.
 
  Vice President, Assistant
Secretary
 
Philip Masterson
Vice President,
Assistant Secretary
  SEI Investments Global Funds
Services
  Vice President, Assistant
Secretary
 
James Ndiaye
Vice President,
Assistant Secretary
  SEI Investments Global Funds
Services
  Vice President, Secretary

 
Sofia Rosala
Vice President,
Assistant Secretary
  SEI Investments Global Funds
Services
SEI Investments Fund
Management
  Vice President, Assistant
Secretary
Vice President, Assistant
Secretary
 
    SEI Investments Management
Corporation II
  Vice President, Assistant
Secretary
 
Lauren Shank
Vice President,
Assistant Secretary
  SEI Global Services, Inc.
Secretary
  Vice President, Assistant
 
N. Jeffrey Klauder
Senior Vice President,
Assistant Secretary
  SEI Ventures, Inc.
SEI Investments Management
Corporation Delaware, L.L.C.
  Senior Vice President, Secretary
Senior Vice President, Assistant
Secretary
 

 

Smith Breeden Associates, Inc.

Smith Breeden Associates, Inc. ("Smith Breeden") is a sub-adviser for the Registrant's Large Cap Disciplined Equity, Large Cap Diversified Alpha, International Equity and World Equity Ex-US Funds. The principal business address of Smith Breeden is 100 Europa Drive, Suite 200, Chapel Hill, North Carolina 27157. Smith Breeden is a registered investment adviser under the Advisers Act.

C-68



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Daniel C. Dektar,
Chief Investment Officer
  OHSF Hedge MGP I, Inc.
  Director
 
Stephen A. Eason, CFA,
Executive Vice President
  Eason Energy, Inc.
  President
 
Eugene Flood, Jr., Ph.D.,
Chief Executive Officer
  The College Retirement Equity
Fund
  Trustee
 
    Duke University's Fuqua School
of Business
  Member of Board of Visitors
 
    University of North Carolina
at Chapel Hill
  Member of Board of Visitors
 
    M.I.T's Sloan School of
Management
  Member of Dean's Advisory
Committee
 
    M.I.T's Economics Department   Member of Visiting Committee  
Michael J. Giarla,
Chairman
  Wyandotte Community
Corporation
 
Director
 
    Harrington Bank, FSB   Chairman  
    Community First Financial Group,
Inc.
  Director
 
    Square 1 Financial   Vice Chairman  
    Square 1 Bank   Director  
    Peninsula Banking Group   Director  
    Self Help Ventures Fund   Board member  
    Duke University's Fuqua School
of Business
 
Member of Board of Visitors
 
    Durham Academy   Trustee  
    Society of Fellows of the
Roxbury Latin School
 
Member
 
Stanley J. Kon, Ph.D.,
Director of Research
  Harrington West Financial
Group, Inc.
  Director
 
    Los Padres Savings Bank, FSB   Director  
Marianthe S. Mewkill
Chief Operating Officer
 
       

 

Stone Harbor Investment Partners LP

Stone Harbor Investment Partners LP ("Stone Harbor") is a sub-adviser for the Registrant's Emerging Markets Debt Fund. The principal business address of Stone Harbor is 31 West 52nd Street, New York, New York 10019. Stone Harbor is a registered investment adviser under the Advisers Act.

Peter J. Wilby
Chief Investment Officer/
Managing Member of
General Partner
  Legg Mason, Inc.
Salomon Brothers
Asset Management Inc
  Managing Director and Chief
Investment Officer-Fixed Income
 

 

C-69



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Thomas W. Brock
Chief Executive Officer
  Columbia Management
Multi-Strategy
Hedge Fund LLC
  Director

 
  BACAP Alternative
Multi- Stratgey Fund LLC
  Director
 
    Liberty All-Star Fund   Director  
    Liberty Growth Fund   Director  
James J. Dooley
Chief Financial Officer
  Legg Mason, Inc.
Salomon Brothers Asset
Management Inc
  Managing Director

 
Jeffrey S. Scott
Chief Compliance Officer
  New York Life Insurance
Company
Salomon Brothers Asset
Management Inc
  Chief Compliance Officer


 
Adam J. Shapiro
General Counsel
  Legg Mason, Inc.
Salomon Brothers
Asset Management Inc
  Director

 

 

SSgA Funds Management, Inc.

SSgA Funds Management, Inc. ("SSgA FM") is a sub-adviser for the Registrant's Large Cap Index Fund. The principal business address of SSgA FM is 1 Lincoln St. Boston, Massachusetts 02111. SSgA FM is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
James Edward Ross
President & Director
  State Street Global Advisors,
a division of State Street Bank
and Trust Company
  Vice President

 
Mitchell H. Shames
Director
  State Street Global Advisors
  Senior Principal and
Chief Counsel
 
Mark J. Duggan
Chief Legal Officer
  State Street Global Advisors
  Senior Principal and
Senior Counsel
 
Peter A. Ambrosini
Chief Compliance Officer
  State Street Global Advisors

  Senior Principal and
Chief Compliance and
Risk Management Officer
 
Thomas P. Kelly
Treasurer
  State Street Global Advisors   Principal and Comptroller  
Peter G. Leahy
Director
  State Street Global Advisors   Executive Vice President  

 

C-70



Wellington Management Company, LLP

Wellington Management Company, LLP ("Wellington Management") is a sub-adviser to the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of Wellington Management is 75 State Street, Boston, Massachusetts 02109. Wellington Management is an investment adviser registered under the Advisers Act.

During the last two fiscal years, no partner of Wellington Management has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Wells Capital Management, Inc.

Wells Capital Management, Inc. ("Wells Capital") is a sub-adviser for the Registrant's Core Fixed Income Fund. The principal business address of Wells Capital is 525 Market Street, 10th Floor, San Francisco, California 94105. Wells Capital is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robert W. Bissell
President, Chief Executive
Officer
 

 
 
Kirk D. Hartman
Executive Vice President,
Chief Investment Officer
 

 

 
William C. Stevens
Senior Portfolio Manager
 
 
 
Marie A. Chandoha
Senior Portfolio Manger
 
 
 

 

Western Asset Management Company

Western Asset Management Company ("Western Asset") is a sub-adviser for the Core Fixed Income Fund. The principal business address of Western Asset is 385 East Colorado Boulevard, Pasadena, California 91101. Western Asset is an investment adviser registered under the Advisers Act.

Name and Position
with Investment Adviser
  Name of Other Company   Connection with Other Company  
Bruce D. Alberts
Chief Investment Officer
  None   None  
Peter L. Bain
Director








  Western Asset Management
Company Ltd.
Legg Mason, Inc.
Legg Mason Funds
Management, Inc.
Brandywine Asset
Management, LLC
Nova Scotia Company
BMML, Inc.
Legg Mason Capital
Management, Inc.
  Director

Senior Executive Vice President
Director

Manager

Director
Vice President and Director
Director
 

 

C-71



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 


















  Barrett Associates, Inc.
Bartlett and Co.
Berkshire Asset Management, Inc.
Legg Mason Focus Capital, Inc.
Gray, Seifert and Company, LLC
Howard Weil Incorporated
Legg Mason Real Estate
Services, Inc.
Legg Mason Commercial Real
Estate Services, Inc.
Legg Mason Funding, Inc.
Legg Mason Limited
Legg Mason Properties, Inc.
Legg Mason Realty Group, inc.
LM Tower, Inc.
PCM Holdings, Inc.
PCM Holdings II, LLC
Royce & Associates, Inc.
  Director
Director
Director
Director
Director
Director
Director

Director

Director
Director
Director
Director
Director
Director
Director
Manager
 
James W. Hirschmann III
President, CEO and Director
  Western Asset Management
Company Ltd.
  Managing Director and
Director
 
Gavin L. James
Director of Global Client
Services
  None   None  
S. Kenneth Leech
Chief Investment Officer
  None   None  
Gregory B. McShea
General Counsel, Secretary
and Chief Compliance Officer
  Western Asset Management
Company Ltd.
  General Counsel and Chief
Compliance Officer
 
Edward A. Taber III
Director
  Western Asset Management
Company, Ltd.
Legg Mason, Inc
Legg Mason Fund Adviser, Inc.
Batterymarch Financial
Management, Inc.
Brandywine Asset
Management, LLC
Legg Mason Real Estate
Investors, Inc.
Nova Scotia Company
Legg Mason Asset Management
(Asia) Pte Ltd
Legg Mason Real Estate Securities
Advisors, Inc.
LM Holdings, Inc.
  Director
Executive Vice President
Director
Director
Manager
Director
Vice President and Director
Director

Director
Director
 

 

C-72



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

Stephen A. Walsh
Deputy Chief Investment
Officer
  None   None  

 

Western Asset Management Company Limited

Western Asset Management Company Limited ("Western") is a sub-adviser for the Core Fixed Income Fund. The principal business address of Western is 155 Bishopsgate, London EC2M 3XG United Kingdom. Western is an investment adviser registered under the Advisers Act.

Name and Position
with Investment Adviser
  Name of Other Company   Connection with Other Company  
Bruce D. Alberts
Chief Investment Officer
  None
  None
 
Peter L. Bain
Director
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  Western Asset Management
Company Ltd.
Legg Mason, Inc.
Legg Mason Funds
Management, Inc.
Brandywine Asset
Management, LLC
Nova Scotia Company
BMML, Inc.
Legg Mason Capital
Management, Inc.
Barrett Associates, Inc.
Bartlett and Co.
Berkshire Asset Management, Inc.
Legg Mason Focus Capital, Inc.
Gray, Seifert and Company, LLC
Howard Weil Incorporated
Legg Mason Real Estate
Services, Inc.
Legg Mason Commercial Real
Estate Services, Inc.
Legg Mason Funding, Inc.
Legg Mason Limited
Legg Mason Properties, Inc.
Legg Mason Realty Group, inc.
LM Tower, Inc.
PCM Holdings, Inc.
PCM Holdings II, LLC
Royce & Associates, Inc.
  Director

Senior Executive Vice President
Director

Manager

Director
Vice President and Director
Director

Director
Director
Director
Director
Director
Director
Director

Director

Director
Director
Director
Director
Director
Director
Director
Manager
 
James W. Hirschmann III
President, CEO and Director
  Western Asset Management
Company Ltd.
  Managing Director and
Director
 
Gavin L. James
Director of Global Client
Services
  None

  None

 

 

C-73



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  

 

S. Kenneth Leech
Chief Investment Officer
  None
  None
 
Gregory B. McShea
General Counsel, Secretary
and Chief Compliance Officer
  Western Asset Management
Company Ltd.
  General Counsel and Chief
Compliance Officer
 
Edward A. Taber III
Director













  Western Asset Management
Company, Ltd.
Legg Mason, Inc
Legg Mason Fund Adviser, Inc.
Batterymarch Financial
Management, Inc.
Brandywine Asset
Management, LLC
Legg Mason Real Estate
Investors, Inc.
Nova Scotia Company
Legg Mason Asset Management
(Asia) Pte Ltd
Legg Mason Real Estate Securities
Advisors, Inc.
LM Holdings, Inc.
  Director

Executive Vice President
Director
Director

Manager

Director

Vice President and Director
Director

Director

Director
 
Stephen A. Walsh
Deputy Chief Investment
Officer
  None   None  

 

C-74



Item 27.  Principal Underwriters:

(a)  Furnish the name of each investment company (other than the Registrant) for which each principal underwriter currently distributing the securities of the Registrant also acts as a principal underwriter, distributor or investment adviser.

Registrant's distributor, SEI Investments Distribution Co. (the "Distributor"), acts as distributor for:

SEI Daily Income Trust   July 15, 1982  
SEI Liquid Asset Trust   November 29, 1982  
SEI Tax Exempt Trust   December 3, 1982  
SEI Index Funds   July 10, 1985  
SEI Institutional Managed Trust   January 22, 1987  
SEI Institutional International Trust   August 30, 1988  
The Advisors' Inner Circle Fund   November 14, 1991  
The Advisors' Inner Circle Fund II   January 28, 1993  
Bishop Street Funds   January 27, 1995  
SEI Asset Allocation Trust   April 1, 1996  
HighMark Funds   February 15, 1997  
Oak Associates Funds   February 27, 1998  
CNI Charter Funds   April 1, 1999  
iShares Inc.   January 28, 2000  
iShares Trust   April 25, 2000  
JohnsonFamily Funds, Inc.   November 1, 2000  
Causeway Capital Management Trust   September 20, 2001  
The Japan Fund, Inc.   October 7, 2002  
Barclay's Global Investors Funds   March 31, 2003  
The Arbitrage Funds   May 17, 2005  
The Turner Funds   January 1, 2006  
ProShares Trust   November 14, 2005  

 

The Distributor provides numerous financial services to investment managers, pension plan sponsors, and bank trust departments. These services include portfolio evaluation, performance measurement and consulting services ("Funds Evaluation") and automated execution, clearing and settlement of securities transactions ("MarketLink").

(b)  Furnish the Information required by the following table with respect to each director, officer or partner of each principal underwriter named in the answer to Item 20 of Part B. Unless otherwise noted, the business address of each director or officer is One Freedom Valley Drive, Oaks, Pennsylvania 19456.


Name
  Position and Office
with Underwriter
  Positions and Offices
with Registrant
 
William M. Doran   Director     Trustee    
Kevin Barr   President & Chief Executive Officer        
Maxine Chou   Chief Financial Officer & Treasurer        
John Munch   General Counsel & Secretary        
Edward D. Loughlin   Director        
Wayne M. Withrow   Director        
Michael Farrell   Vice President        
Mark J. Held   Senior Vice President        
Thomas Rodman   Chief Operations Officer        

 

C-75




Name
  Position and Office
with Underwriter
  Positions and Offices
with Registrant
 
Karen LaTourette
  Chief Compliance Officer, Anti-Money Laundering
Officer and Assistant Secretary
       
Lori L. White   Vice President and Assistant Secretary        
Robert Silvestri   Vice President        
John Coary   Vice President & Assistant Secretary        
Al DelPizzo   Vice President        
Mark McManus   Vice President        

 

Item 28.  Location of Accounts and Records:

Books or other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, and the rules promulgated thereunder, are maintained as follows:

(a)  With respect to Rules 31a-1(a); 31a-1(b)(1); (2)(a) and (b); (3); (6); (8); (12); and 31a-1(d), the required books and records are maintained at the offices of Registrant's Custodians:

U.S. Bank National Association
425 Walnut Street
Cincinnati, OH 45202

Brown Brothers Harriman & Co.
40 Water Street
Boston, Massachusetts 02109-3661

(b)/(c) With respect to Rules 31a-1(a); 31a-1(b)(1),(4); (2)(C) and (D); (4); (5); (6); (8); (9); (10); (11); and 31a-1(f), the required books and records are maintained at the offices of Registrant's Administrator:

SEI Investments Global Funds Services
One Freedom Valley Drive
Oaks, Pennsylvania 19456

(c)  With respect to Rules 31a-1(b)(5),(6),(9), (10) and (11) and 31a-1(f), the required books and records are maintained at the principal offices of the Registrant's Money Managers:

AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York 10105

Alphasimplex Group LLC
One Cambridge Center
Cambridge, Massachusetts 02142

Analytic Investors Inc.
500 South Grand Avenue
23rd Floor
Los Angeles, California 90071

Aronson+Johnson+Ortiz, LP
230 South Broad Street
Twentieth Floor
Philadelphia, Pennsylvania 19102

C-76



Artisan Partners Limited Partnership
875 E. Wisconsin Avenue, Suite 800
Milwaukee, Wisconsin 53202

Ashmore Investment Management Limited
20 Bedfordbury
London, United Kingdom WCZN 4BL

BlackRock Advisors, Inc.
40 East 52nd Street
New York, New York 10022

The Boston Company Asset Management
One Boston Place
Boston, Massachusetts 02108

Capital Guardian Trust Company
333 South Hope Street
55th Floor
Los Angeles, California 90071

David J. Greene & Company, LLC
599 Lexington Avenue
New York, New York 10022

Delaware Management Company
One Commerce Square
2005 Market Street
Philadelphia, Pennsylvania 19103

Emerging Markets Management, L.L.C.
1001 Nineteenth Street North
17th Floor
Arlington, Virginia 22209-1722

Enhanced Investment Technologies, LLC
2401 P.G.A. Boulevard
Suite 100
Palm Beach Gardens, Florida 33410

Fuller & Thaler Asset Management, Inc.
411 Borel Avenue
Suite 300
San Mateo, California 94402

Goldman Sachs Asset Management
32 Old Slip
New York, New York 10005

ING Investment Management Co.
230 Park Avenue, 13th Floor
New York, New York 10169

Integrity Asset Management, LLC
401 West Main Street
Suite 2100
Louisville, Kentucky 40202

C-77



J.P. Morgan Investment Management, Inc.
522 Fifth Avenue
New York, New York 10036

Lee Munder Investments, Ltd.
200 Clarendon Street, 28th Floor
Boston, Massachusetts 02116

Los Angeles Capital Management and Equity Research
11150 Santa Monica Blvd.
Suite 200
Los Angeles, California 90025

LSV Asset Management
1 N. Wacker Drive
Chicago, Illinois 60606

Martingale Asset Management, L.P.
222 Berkeley Street
Boston, Massachusetts 02116

Mazama Capital Management, Inc.
One Southwest Columbia Street
Suite 1500
Portland, Oregon 97258

McKinley Capital Management Inc.
3301 C Street
Suite 500
Anchorage, Alaska 99503

Metropolitan West Asset Management LLC
11766 Wilshire Boulevard, Suite 1580
Los Angeles, California 90025

Montag & Caldwell, Inc.
3455 Peachtree Road, NE Suite 1200
Atlanta, Georgia 30326-3248

Nomura Corporate Research and Asset Management Inc.
2 World Financial Center
Building B
New York, New York 10281-1198

Quantitative Management Associates LLC
Gateway Center 2
McCarter Highway & Market Street
Newark, New Jersey 07102

Record Currency Management Limited
1st Floor Morgan House
Madeira Walk
Windsor, Berkshire SL4 1EP.

Rexiter Capital Management Limited
21 St. James's Square
London SWIY 4SS United Kingdom

C-78



Security Capital Research &
Management Incorporated
10 South Dearborn Street, Suite 1400
Chicago, Illinois 60603

SEI Investments Management Corporation
One Freedom Valley Drive
Oaks, Pennsylvania 19456

Smith Breeden Associates, Inc.
100 Europa Drive, Suite 200
Chapel Hill, North Carolina 27157

SSgA Funds Management, Inc.
1 Lincoln Street
Boston, Massachusetts 02111

Stone Harbor Investment Partners LP
31 West 52nd Street
New York, New York 10019.

Wellington Management Company, LLP
75 State Street
Boston, Massachusetts 02109

Wells Capital Management, Inc.
525 Market Street, 10th Floor
San Francisco, California 94105

Western Asset Management Company
385 East Colorado Boulevard, 6th Floor
Pasadena, California 91101

Western Asset Management Company Limited
10 Exchange Square
Primrose Street
London EC2A 2EN
United Kingdom

Item 29.  Management Services:

None.

Item 30.  Undertakings:

None.

C-79



NOTICE

A copy of the Agreement and Declaration of Trust of SEI Institutional Investments Trust is on file with the Secretary of State of The Commonwealth of Massachusetts and notice is hereby given that this Registration Statement has been executed on behalf of the Trust by an officer of the Trust as an officer and by its Trustees as trustees and not individually and the obligations of or arising out of this Registration Statement are not binding upon any of the Trustees, Officers, or Shareholders individually but are binding only upon the assets and property of the Trust.

C-80




SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 26 to Registration Statement No. 33-58041 to be signed on its behalf by the undersigned, duly authorized, in the City of Oaks, Commonwealth of Pennsylvania on the 26th day of September, 2006.

SEI INSTITUTIONAL INVESTMENTS TRUST

BY:  /S/ ROBERT A. NESHER

  Robert A. Nesher

  President & Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacity on the date(s) indicated.

*
Rosemarie B. Greco
  Trustee
  September 26, 2006
 
*
William M. Doran
  Trustee
  September 26, 2006
 
*
F. Wendell Gooch
  Trustee
  September 26, 2006
 
*
George J. Sullivan, Jr.
  Trustee
  September 26, 2006
 
*
James M. Storey
  Trustee
  September 26, 2006
 
*
Robert A. Nesher
  Trustee
  September 26, 2006
 
*
Nina Lesavoy
  Trustee
  September 26, 2006
 
*
James M. Williams
  Trustee
  September 26, 2006
 
/S/ ROBERT A. NESHER
Robert A. Nesher
  President & Chief
 Executive Officer
  September 26, 2006
 
/S/ STEPHEN F. PANNER
Stephen F. Panner
  Controller & Chief Financial
 Officer
  September 26, 2006
 
*By: /S/ ROBERT A. NESHER
Robert A. Nesher
Attorney-in-Fact
 

 

 

 

C-81




Dates Referenced Herein   and   Documents Incorporated By Reference

This 485BXT Filing   Date   Other Filings
1/28/93
1/27/95
3/10/95N-1A, N-8A
4/1/96
4/26/96N-1A/A
6/7/96N-1A/A
6/14/96497
1/1/97
2/15/97
9/29/97485BPOS
2/27/98
9/25/98485BPOS
4/1/99
6/22/99
7/16/99485APOS
9/22/99
9/28/99485BPOS
12/13/99
1/28/00
4/25/00
7/14/00
9/18/00
9/28/00485BPOS
10/2/00
11/1/00
8/14/0124F-2NT
9/20/01497
9/28/01485BPOS
11/14/01
3/12/02
3/14/02
3/29/02485BPOS
6/26/02
6/28/02
9/16/02
9/30/02485BPOS
10/7/02
12/9/02
1/24/03
3/11/03
3/28/03
3/31/03NSAR-A
5/16/03485APOS
7/1/03
7/29/03485BPOS
8/28/03
9/30/03485BPOS
11/5/03
11/7/03
11/14/03485APOS
12/10/03
12/15/03
2/5/04485BPOS
3/31/04
5/18/04
6/17/04
7/9/04485APOS
7/15/04
9/16/04
9/23/04485BPOS
2/7/05
4/27/05
5/17/05
6/15/05
6/29/05
6/30/05N-PX
8/1/05485APOS
9/28/05
9/29/05485BPOS
10/3/05
10/11/05497
10/28/05485BPOS
11/14/05
12/30/05
1/1/06
2/17/06
3/9/06
3/17/06
5/4/06
5/9/06
5/31/0624F-2NT, N-CSR, N-CSRS, NSAR-B
6/8/06
6/30/06N-PX
7/4/06
7/14/06485APOS
7/25/06
7/28/06485APOS
8/16/06
9/15/06
Filed On / Filed As Of9/26/06485APOS
9/30/06485BPOS
10/27/06
11/4/06
12/4/06
 
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