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Sei Institutional Investments Trust, et al. – ‘485BXT’ on 11/20/07

On:  Tuesday, 11/20/07, at 4:32pm ET   ·   Accession #:  1104659-7-84413   ·   File #s:  33-58041, 811-07257

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/20/07  Sei Inst’l Investments Trust      485BXT                 4:1.1M                                   Merrill Corp-MD/FASIIT Screened World Equity Ex-US Fund SIIT Screened World Equity Ex-US Fund – Class A (SSEAX)

Post-Effective Amendment to Designate a New Effective Date
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BXT      Post-Effective Amendment to Designate a New         HTML    903K 
                          Effective Date                                         
 3: EX-99.B(D)(110)  Miscellaneous Exhibit                          HTML     72K 
 2: EX-99.B(D)(16)  Miscellaneous Exhibit                           HTML     49K 
 4: EX-99.B(P)(51)  Miscellaneous Exhibit                           HTML     80K 


485BXT   —   Post-Effective Amendment to Designate a New Effective Date


This is an HTML Document rendered as filed.  [ Alternative Formats ]



As filed with the Securities and Exchange Commission on November 20, 2007.

  File No. 033-58041
  File No. 811-07257

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

  REGISTRATION STATEMENT UNDER THE
  SECURITIES ACT OF 1933

  POST-EFFECTIVE AMENDMENT NO. 35  x

  and

  REGISTRATION STATEMENT UNDER THE
  INVESTMENT COMPANY ACT OF 1940

  AMENDMENT NO. 36  x

SEI INSTITUTIONAL INVESTMENTS TRUST

(Exact Name of Registrant as Specified in Charter)

c/o The CT Corporation System

101 Federal Street
Boston, Massachusetts 02110
(Address of Principal Executive Offices, Zip Code)
Registrant's Telephone Number, including Area Code 610-989-1000

Robert A. Nesher

c/o SEI Investments Company
Oaks, Pennsylvania 19456
(Name and Address of Agent for Service)

Copy to:

  Richard W. Grant, Esquire
  Morgan, Lewis & Bockius LLP
  1701 Market Street
  Philadelphia, Pennsylvania 19103

Title of Securities Being Registered Units of Beneficial Interest

It is proposed that this filing will become effective (check appropriate box):

  o  immediately upon filing pursuant to paragraph (b)
  
x  on December 11, 2007 pursuant to paragraph (b)
  
o  60 days after filing pursuant to paragraph (a)(1) of Rule 485
  
o  on September 30, 2007 pursuant to paragraph (a)(1) of Rule 485
  
o  75 days after filing pursuant to paragraph (a)(2)
  
o  on [date] pursuant to paragraph (a)(2)

If appropriate check the following box:

  x  This post-effective Amendment designates a new effective date for a previously filed post-effective Amendment.




The SEI Institutional Investments Trust's (the "Trust") Prospectus relating to the Screened World Equity Ex-US Fund is hereby incorporated by reference to Part A of Post-Effective Amendment No. 33 to the Trust's Registration Statement on Form N-1A (File Nos. 033-58041 and 811-07257; Accession Number 0001104659-07-068129) filed with the SEC via EDGAR on September 10, 2007.

The Trust's Statement of Additional Information relating to the Screened World Equity Ex-US Fund is hereby incorporated by reference to Part B of Post-Effective Amendment No. 33 to the Trust's Registration Statement on Form N-1A (File Nos. 033-58041 and 811-07257; Accession Number 0001104659-07-068129) filed with the SEC via EDGAR on September 10, 2007.

SEI INSTITUTIONAL INVESTMENTS TRUST

PART C. OTHER INFORMATION

Item 23.  Exhibits:

(a)  Registrant's Declaration of Trust, dated March 1, 1995, is herein incorporated by reference to Exhibit (1) of Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the Securities and Exchange Commission ("SEC") on March 10, 1995.

(b)  Amended By-Laws, dated June 17, 2004, are herein incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(c)  Not Applicable.

(d)(1)  Investment Advisory Agreement between the Trust and SEI Investments Management Corporation ("SIMC") (formerly "SEI Financial Management Corporation") as previously filed with Registrant's Pre-Effective Amendment No. 2 on Form N-1A (File No. 033-58041), filed with the SEC on June 7, 1996 is herein incorporated by reference to Exhibit (5)(a) of Post-Effective Amendment No. 2, filed with the SEC on September 29, 1997.

(d)(2)  Schedule B to the Investment Advisory Agreement between the Trust and SIMC is herein incorporated by reference to Exhibit (d)(2) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 23, 2004.

(d)(3)  Amended Schedule B to the Investment Advisory Agreement between the Trust and SIMC is herein incorporated by reference to Exhibit (d)(3) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(4)  Investment Sub-Advisory Agreement between SIMC and LSV Asset Management with respect to the Trust's Large Cap and Small Cap Funds as previously filed with Registrant's Pre-Effective Amendment No. 1 on Form N-1A (File No. 033-58041), filed with the SEC on April 26, 1996 is herein incorporated by reference to Exhibit (5)(k) of Post-Effective Amendment No. 2, filed with the SEC on September 29, 1997.

(d)(5)  Investment Sub-Advisory Agreement between SIMC and Western Asset Management Company with respect to the Core Fixed Income Fund as previously filed with Registrant's Pre-Effective Amendment No. 1 on Form N-1A (File No. 033-58041), filed with the SEC on April 26, 1996 is herein incorporated by reference to Exhibit (5)(u) of Post-Effective Amendment No. 2, filed with the SEC on September 29, 1997.


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(d)(6)  Schedule B dated January 1, 1997 to the Investment Sub-Advisory Agreement dated June 14, 1996 between SIMC and LSV Asset Management with respect to the Large Cap and Small Cap Value Funds is herein incorporated by reference to Exhibit (5)(ee) of Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 29, 1997.

(d)(7)  Investment Sub-Advisory Agreement between SIMC and Capital Guardian Trust Company with respect to the International Equity Fund is herein incorporated by reference to Exhibit (5)(ii) of Post-Effective Amendment No. 3 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 25, 1998.

(d)(8)  Investment Sub-Advisory Agreement between SIMC and Artisan Partners Limited Partnership with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(43) of Post-Effective Amendment No. 4 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 16, 1999.

(d)(9)  Investment Sub-Advisory Agreement dated September 22, 1999 between SIMC and Nomura Corporate Research and Asset Management Inc. with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(45) of Post-Effective Amendment No. 7 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2001.

(d)(10)  Investment Sub-Advisory Agreement between SIMC and Security Capital Research & Management Incorporated with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(46) of Post-Effective Amendment No. 5 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 1999.

(d)(11)  Investment Sub-Advisory Agreement dated September 18, 2000 between SIMC and The Boston Company Asset Management LLC with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(12) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(d)(12)  Investment Sub-Advisory Agreement dated September 18, 2000 between SIMC and McKinley Capital Management Inc. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(52) of Post-Effective Amendment No. 6 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2000.

(d)(13)  Investment Sub-Advisory Agreement dated August 14, 2001 between SIMC and David J. Greene & Company, LLC with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(53) of Post-Effective Amendment No. 7 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2001.

(d)(14)  Investment Sub-Advisory Agreement dated October 2, 2000 between SIMC and Sanford C. Bernstein & Co., LLC, as revised October 2, 2000, with respect to the Large Cap and Large Cap Value Funds is herein incorporated by reference to Exhibit (d)(58) of Post-Effective Amendment No. 7 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2001.

(d)(15)  Investment Sub-Advisory Agreement dated March 12, 2002 between SIMC and Montag & Caldwell Inc. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(63) of Post-Effective Amendment No. 9 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on March 29, 2002.

(d)(16)  Interim Investment Sub-Advisory Agreement dated October 17, 2007 between SIMC and Montag & Caldwell Inc. with respect to the Large Cap Fund is filed herewith.


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(d)(17)  Investment Sub-Advisory Agreement dated March 14, 2002, between SIMC and Wellington Management Company, LLP with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(64) of Post-Effective Amendment No. 9 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on March 29, 2002.

(d)(18)  Investment Sub-Advisory Agreement dated December 13, 1999 between SIMC and Mazama Capital Management, Inc. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2002.

(d)(19)  Investment Sub-Advisory Agreement dated June 26, 2002 between SIMC and Metropolitan West Asset Management LLC with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(37) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2002.

(d)(20)  Amendment to Investment Sub-Advisory Agreement between SIMC and Montag & Caldwell, Inc. is herein incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2002.

(d)(21)  Investment Sub-Advisory Agreement dated December 9, 2002 between SIMC and Lee Munder Investments, Ltd. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on May 16, 2003.

(d)(22)  Investment Sub-Advisory Agreement dated December 9, 2002 between SIMC and Martingale Asset Management with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(37) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on May 16, 2003.

(d)(23)  Investment Sub-Advisory Agreement dated January 24, 2003 between SIMC and Goldman Sachs Asset Management, L.P. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(38) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on May 16, 2003.

(d)(24)  Investment Sub-Advisory Agreement dated March 11, 2003 between SIMC and Emerging Markets Management, L.L.C. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on May 16, 2003.

(d)(25)  Investment Sub-Advisory Agreement dated June 26, 2002 between SIMC and McKinley Capital Management, Inc. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(40) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on May 16, 2003.

(d)(26)  Investment Sub-Advisory Agreement dated June 22, 1999 between SIMC and AllianceBernstein L.P. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(42) of Post-Effective Amendment No. 11 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on May 16, 2003.


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(d)(27)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Aronson+Johnson+Ortiz, LP with respect to the Large Cap Fund is herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(28)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Aronson+Johnson+Ortiz, LP with respect to the Large Cap and Large Cap Diversified Alpha Fund are herein incorporated by reference to Exhibit (d)(5) of Post-Effective Amendment No. 23 to Registrant's Registration Statement (File No. 033-58041), filed with the SEC on October 28, 2005.

(d)(29)  Investment Sub-Advisory Agreement dated August 28, 2003 between SIMC and Enhanced Investment Technologies, LLC with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(38) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(30)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Enhanced Investment Technologies, LLC with respect to the Large Cap and Large Cap Diversified Alpha Funds are herein incorporated by reference to Exhibit (d)(34) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(31)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Analytic Investors, Inc. with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(40) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(32)  Form of Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Analytic Investors, Inc. with respect to the Large Cap Disciplined Equity, Global Managed Volatility and Large Cap Diversified Alpha Funds are herein incorporated by reference to Exhibit (d)(36) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(33)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Prudential Investment Management, Inc. with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(41) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(34)  Assignment and Assumption Agreement between SIMC, Prudential Investment Management, Inc. and Quantitative Management Associates LLC with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(d)(35)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Delaware Management Company, a series of Delaware Management Business Trust, with respect to the Small Cap and Small/Mid Cap Equity Funds is herein incorporated by reference to Exhibit (d)(42) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(36)  Schedules A and B dated April 27, 2005 to the Investment Sub-Advisory Agreement between SIMC and Delaware Management Company with respect to the Small Cap, Small/Mid Cap Equity and Large Cap Funds are herein incorporated by reference to Exhibit (d)(41) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.


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(d)(37)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Delaware Management Company with respect to the Large Cap Diversified Alpha Fund are herein incorporated by reference to Exhibit (d)(41) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(38)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Mazama Capital Management, Inc. with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(43) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(39)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Security Capital Research & Management Incorporated with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(45) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(40)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and Alliance Capital Management L.P. with respect to the International Equity Fund is herein incorporated by reference to Exhibit (d)(48) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(41)  Schedules A and B to the Sub-Advisory Agreement between SIMC and Alliance Capital Management L.P., with respect to the International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(46) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 23, 2004.

(d)(42)  Investment Sub-Advisory Agreement dated July 1, 2003 between SIMC and McKinley Capital Management Inc. with respect to the International Equity Fund is herein incorporated by reference to Exhibit (d)(49) of Post-Effective Amendment No. 12 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 29, 2003.

(d)(43)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and McKinley Capital Management Inc. with respect to the International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(49) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(d)(44)  Investment Sub-Advisory Agreement dated November 5, 2003 between SIMC and Artisan Partners Limited Partnership with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(47) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on February 5, 2004.

(d)(45)  Investment Sub-Advisory Agreement dated December 15, 2003 between SIMC and Lee Munder Investments, Ltd. with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(49) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on February 5, 2004.

(d)(46)  Investment Sub-Advisory Agreement dated December 15, 2003 between SIMC and LSV Asset Management with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(50) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on February 5, 2004.


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(d)(47)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Martingale Asset Management, L.P. with respect to the Small Cap and Small/Mid Cap Equity Funds are herein incorporated by reference to Exhibit (d)(51) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on February 5, 2004.

(d)(48)  Investment Sub-Advisory Agreement dated December 15, 2003 between SIMC and Wellington Management Company LLP with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(52) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on February 5, 2004.

(d)(49)  Investment Sub-Advisory Agreement dated September 30, 2003 between SIMC and Wells Capital Management, Inc. with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(55) of Post-Effective Amendment No. 14 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on November 14, 2003.

(d)(50)  Assumption Agreement dated March 28, 2003 between Goldman, Sachs & Co. and Goldman Sachs Asset Management, L.P. with respect to the Large Cap and the Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(55) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(51)  Investment Sub-Advisory Agreement between SIMC and ING Ghent Asset Management LLC with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(55) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(d)(52)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and ING Investment Management, Co. with respect to the Core Fixed Income Fund are herein incorporated by reference to Exhibit (d)(57) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(53)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and ING Investment Management Co. with respect to the Emerging Markets Debt Fund are herein incorporated by reference to Exhibit (d)(58) of Post-Effective Amendment No. 25 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 28, 2006.

(d)(54)  Investment Sub-Advisory Agreement dated November 7, 2003 between SIMC and Metropolitan West Asset Management LLC with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(57) of Post-Effective Amendment No. 16 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on February 5, 2004.

(d)(55)  Investment Sub-Advisory Agreement dated March 31, 2004 between SIMC and Metropolitan West Asset Management LLC with respect to the Long Duration and Extended Duration Funds is herein incorporated by reference to Exhibit (d)(58) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(d)(56)  Investment Sub-Advisory Agreement dated May 18, 2004 between SIMC and Integrity Asset Management, LLC with respect to the Small/Mid Cap Equity Fund is herein incorporated by reference to Exhibit (d)(59) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.


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(d)(57)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Integrity Asset Management, LLC with respect to the Small Cap Fund are herein incorporated by reference to Exhibit (d)(62) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(58)  Investment Sub-Advisory Agreement dated July 15, 2004 between SIMC and Rexiter Capital Management Limited with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(62) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 23, 2004.

(d)(59)  Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Rexiter Capital Management Limited with respect to the Emerging Markets Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(63) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(d)(60)  Form of Investment Sub-Advisory Agreement between SIMC and Acadian Asset Management Inc. with respect to the Global Managed Volatility Fund is herein incorporated by reference to Exhibit (d)(65) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(61)  Investment Sub-Advisory Agreement between SIMC and Capital Guardian Trust Company with respect to the World Equity Ex-US Fund is herein incorporated by reference to Exhibit (d)(65) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 23, 2004.

(d)(62)  Investment Sub-Advisory Agreement dated June 15, 2005 between SIMC and Fuller & Thaler Asset Management, Inc. with respect to the International Equity and World Equity Ex-US Funds is herein incorporated by reference to Exhibit (d)(67) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(d)(63)  Schedules A and B dated June 30, 2005 to the Investment Sub-Advisory Agreement between SIMC and Quantitative Management Associates LLC with respect to the Large Cap, International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(68) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(d)(64)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Quantitative Management Associates LLC with respect to the Large Cap Diversified Alpha Fund are herein incorporated by reference to Exhibit (d)(69) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(65)  Investment Sub-Advisory Agreement dated September 29, 2005 between SIMC and Smith Breeden Associates, Inc. with respect to the Large Cap Disciplined Equity and Large Cap Diversified Alpha Funds is herein incorporated by reference to Exhibit (d)(15) of Post-Effective Amendment No. 23 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on October 28, 2005.

(d)(66)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Smith Breeden Associates, Inc. with respect to the International Equity and World Equity Ex-US Funds are herein incorporated by reference to Exhibit (d)(70) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.


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(d)(67)  Amendment to Investment Sub-Advisory Agreement between SIMC and Alliance Capital Management L.P. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(56) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(68)  Amendment to Investment Sub-Advisory Agreement between SIMC and Artisan Partners Limited Partnership with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(57) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(69)  Amendment to Investment Sub-Advisory Agreement between SIMC and The Boston Company Asset Management LLC with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(60) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(70)  Amendment to Investment Sub-Advisory Agreement between SIMC and Capital Guardian Trust Company with respect to the International Equity Fund is herein incorporated by reference to Exhibit (d)(61) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(71)  Amendment to Investment Sub-Advisory Agreement between SIMC and David J. Greene and Company, LLC with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(62) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(72)  Amendment to Investment Sub-Advisory Agreement between SIMC and Emerging Markets Management, L.L.C. with respect to the Emerging Markets Equity Fund is herein incorporated by reference to Exhibit (d)(63) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(73)  Amendment to Investment Sub-Advisory Agreement between SIMC and Goldman Sachs Asset Management, L.P. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(64) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(74)  Amendment to Investment Sub-Advisory Agreement between SIMC and Lee Munder Investments, Ltd. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(65) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(75)  Amendment to Investment Sub-Advisory Agreement between SIMC and LSV Asset Management with respect to the Large Cap, Large Cap Value and Small Cap Funds is herein incorporated by reference to Exhibit (d)(66) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(76)  Amendment to Investment Sub-Advisory Agreement between SIMC and Martingale Asset Management, L.P. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(67) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.


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(d)(77)  Amendment to Investment Sub-Advisory Agreement between SIMC and Mazama Capital Management, L.P. with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(68) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(78)  Amendment to Investment Sub-Advisory Agreement between SIMC and McKinley Capital Management with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(70) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(79)  Amendment to Investment Sub-Advisory Agreement between SIMC and Metropolitan West Asset Management with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(71) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(80)  Amendment to Investment Sub-Advisory Agreement between SIMC and Montag & Caldwell, Inc. with respect to the Large Cap and Large Cap Growth Funds is herein incorporated by reference to Exhibit (d)(72) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(81)  Amendment to Investment Sub-Advisory Agreement between SIMC and Nomura Corporate Research and Asset Management Inc. with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(75) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(82)  Amendment to Investment Sub-Advisory Agreement between SIMC and Sanford C. Bernstein & Co., LLC with respect to the Large Cap and Large Cap Value Funds is herein incorporated by reference to Exhibit (d)(78) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(83)  Amendment to Investment Sub-Advisory Agreement between SIMC and Security Capital Research & Management Incorporated with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(79) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(84)  Amendment to Investment Sub-Advisory Agreement between SIMC and Wellington Management Company, LLP with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(82) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(85)  Amendment to Investment Sub-Advisory Agreement between SIMC and Western Asset Management Company with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(83) of Post-Effective Amendment No. 13 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2003.

(d)(86)  Investment Sub-Advisory Agreement between SIMC and Western Asset Management Company Limited with respect to the Core Fixed Income Fund is herein incorporated by reference to Exhibit (d)(92) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.


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(d)(87)  Schedule C to Investment Sub-Advisory Agreement between SIMC and LSV Asset Management with respect to the Large Cap, Large Cap Value, and Small Cap Funds is herein incorporated by reference to Exhibit (d)(85) of Post-Effective Amendment No. 14 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on November 14, 2003.

(d)(88)  Investment Sub-Advisory Agreement between SIMC and Ashmore Investment Management Limited with respect to the Emerging Markets Equity and Emerging Markets Debt Funds is herein incorporated by reference to Exhibit (d)(94) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(89)  Investment Sub-Advisory Agreement dated October 3, 2005 between SIMC and J.P. Morgan Investment Management, Inc. with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(95) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(90)  Investment Sub-Advisory Agreement dated March 17, 2006 between SIMC and AlphaSimplex Group LLC with respect to the Large Cap Disciplined Equity Fund is herein incorporated by reference to Exhibit (d)(96) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(91)  Investment Sub-Advisory agreement dated July 25, 2006 between SIMC and Record Currency Management Limited with respect to the International Fixed Income, International Equity and World Equity Ex-US Funds is herein incorporated by reference to Exhibit (d)(94) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(d)(92)  Investment Sub-Advisory Agreement dated March 9, 2006 between SIMC and Los Angeles Capital Management and Equity Research, Inc. with respect to the Small Cap and Small/Mid Cap Equity Funds is herein incorporated by reference to Exhibit (d)(98) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(93)  Investment Sub-Advisory Agreement dated October 11, 2005 between SIMC and SSgA Funds Management Inc. with respect to the Large Cap Index Fund is herein incorporated by reference to Exhibit (d)(99) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(94)  Investment Sub-Advisory Agreement between SIMC and Stone Harbor Investment Partners, LP with respect to the Emerging Markets Debt Fund is herein incorporated by reference to Exhibit (d)(100) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(d)(95)  Investment Sub-Advisory Agreement between SIMC and BlackRock Capital Management, Inc. with respect to the Small Cap and Small/Mid Cap Equity Funds is herein incorporated by reference to Exhibit (d)(94) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(d)(96)  Investment Sub-Advisory Agreement between SIMC and AXA Rosenberg Investment Management LLC with respect to the International Equity, Emerging Markets Equity and World Equity Ex-US Funds is herein incorporated by reference to Exhibit (d)(95) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.


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(d)(97)  Investment Sub-Advisory Agreement between SIMC and Weiss, Peck & Greer Investments with respect to the Small Cap Fund is herein incorporated by reference to Exhibit (d)(96) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(98)  Investment Sub-Advisory Agreement between SIMC and Highland Capital Management, L.P. with respect to the Enhanced Income Fund is herein incorporated by reference to Exhibit (d)(97) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(99)  Amended Schedules A and B to the Sub-Advisory Agreement between SIMC and Security Capital Research and Management Incorporated, dated September 15, 2006, with respect to the Small Cap Fund are herein incorporated by reference to Exhibit (d)(98) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(100)  Amended Schedules A and B to the Sub-Advisory Agreement between SIMC and Security Capital Research and Management Incorporated, dated September 15, 2006, with respect to the Small/Mid Cap Equity Fund are herein incorporated by reference to Exhibit (d)(99) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(101)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Record Currency Management Limited with respect to the Enhanced Income Fund are herein incorporated by reference to Exhibit (d)(100) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(102)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between and Lee Munder Investments Ltd. SIMC with respect to the Small/Mid Cap Equity Fund are herein incorporated by reference to Exhibit (d)(101) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(103)  Form of Investment Sub-Advisory Agreement between SIMC and Deutsche Investment Management Americas, Inc. with respect to the Real Return Plus Fund is herein incorporated by reference to Exhibit (d)(102) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(104)  Investment Sub-Advisory Agreement dated December 13, 2006 between SIMC and First Quadrant, L.P. with respect to the Real Return Plus Fund is herein incorporated by reference to Exhibit (d)(103) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(d)(105)  Investment Sub-Advisory Agreement dated May 10, 2007 between SIMC and PanAgora Asset Management Inc. with respect to the Small/Mid Cap Equity and Small Cap Funds is herein incorporated by reference to Exhibit (d)(104) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.


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(d)(106)  Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and PanAgora Asset Management Inc. with respect to the Small/Mid Cap Equity, Emerging Markets Equity and Small Cap Funds is herein incorporated by reference to Exhibit (d)(105) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(d)(107)  Form of Amended Schedules A and B to the Investment Sub-Advisory Agreement between SIMC and Wellington Management Company, LLP with respect to the Small/Mid Cap Diversified Alpha and Enhanced Income Funds are herein incorporated by reference to Exhibit (d)(106) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(d)(108)  Investment Sub-Advisory Agreement dated March 30, 2007 between SIMC and Ares Management LLC with respect to the High Yield Bond Fund is herein incorporated by reference to Exhibit (d)(107) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(d)(109)  Investment Sub-Advisory Agreement dated July 13, 2007 between SIMC and Janus Capital Management LLC, with respect to the Small Cap and Small/Mid Cap Funds is herein incorporated by reference to Exhibit (d)(108) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(d)(110)  Investment Sub-Advisory Agreement dated October 10, 2007 between SIMC and ING Investment Management Advisors, B.V. with respect to the Emerging Markets Debt Fund is filed herewith.

(e)(1)  Amended and Restated Distribution Agreement between the Trust and SEI Investments Distribution Co. dated September 16, 2002 is herein incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2002.

(e)(2)  Schedule A to the Distribution Agreement between the Trust and SEI Investments Distribution Co., as amended September 16, 2004, is herein incorporated by reference to Exhibit (e)(2) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 23, 2004.

(e)(3)  Amended Schedule A to the Amended and Restated Distribution Agreement is herein incorporated by reference to Exhibit (e)(3) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(f)  Not Applicable.

(g)(1)  Custodian Agreement between the Trust and Brown Brothers Harriman & Co. is herein incorporated by reference to Exhibit (g)(2) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(g)(2)  Custodian Agreement between the Trust and U.S. Bank National Association dated August 16, 2006 is herein incorporated by reference to Exhibit (g)(3) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(h)(1)  Amended and Restated Administration and Transfer Agency Agreement between the Trust and SEI Investments Fund Management dated December 10, 2003 is herein incorporated by reference to Exhibit (h)(1) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.


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(h)(2)  Schedule D to the Amended and Restated Administration and Transfer Agency Agreement between the Trust and SEI Investments Fund Management, as amended September 16, 2004, is herein incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 18 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 23, 2004.

(h)(3)  Amended Schedule D to the Amended and Restated Administration and Transfer Agency Agreement between the Trust and SEI Investments Global Funds Services is herein incorporated by reference to Exhibit (h)(3) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(i)  Opinion and Consent of Counsel to be filed by later Amendment.

(j)  Consent of Independent Registered Public Accounting Firm to be filed by later Amendment.

(k)  Not Applicable.

(l)  Not Applicable.

(m)  Not Applicable.

(n)  Amended and Restated Rule 18f-3 Multiple Class Plan dated November 14, 2001, as approved September 16, 2002, is herein incorporated by reference to Exhibit (n) of Post-Effective Amendment No. 10 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 30, 2002.

(o)  Not Applicable.

(p)(1)  The Code of Ethics for SEI Investments Management Corporation is herein incorporated by reference to Exhibit (p)(1) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(p)(2)  The Code of Ethics for SEI Investments Distribution Co. is herein incorporated by reference to Exhibit (p)(2) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(p)(3)  The Code of Ethics for SEI Investments Global Funds Services is herein incorporated by reference to Exhibit (p)(3) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(p)(4)  The Code of Ethics for SEI Institutional Investments Trust is herein incorporated by reference to Exhibit (p)(4) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(p)(5)  The Code of Ethics dated 2005 for AllianceBernstein L.P., updated January, 2007, is herein incorporated by reference to Exhibit (p)(5) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(6)  The Code of Ethics for Artisan Partners Limited Partnership, dated May 4, 2007 is herein incorporated by reference to Exhibit (p)(6) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(7)  The Code of Ethics for BlackRock Advisors, Inc. is herein incorporated by reference to Exhibit (p)(6) of Post-Effective Amendment No. 22 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2005.


C-13



(p)(8)  The Code of Ethics for The Bank of New York Mellon Corporation, the parent company of The Boston Company Asset Management LLC is herein incorporated by reference to Exhibit (p)(8) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(9)  The Code of Ethics for Capital Guardian Trust Company, dated May 2007, is herein incorporated by reference to Exhibit (p)(9) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(10)  The Code of Ethics for David J. Greene and Company, LLC is herein incorporated by reference to Exhibit (p)(24) of Post-Effective Amendment No. 34 of SEI Institutional Managed Trust's Registration Statement on Form N-1A (File No. 033-9504), filed with the SEC on July 14, 2000.

(p)(11)  The Code of Ethics for Emerging Markets Management, L.L.C. is herein incorporated by reference to Exhibit (p)(11) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(p)(12)  The Code of Ethics for Goldman Sachs Asset Management, L.P., as revised January 23, 2007, is herein incorporated by reference to Exhibit (p)(12) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(13)  The Code of Ethics for Lee Munder Investments, Ltd. dated 2005 is herein incorporated by reference to Exhibit (p)(14) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(p)(14)  The Code of Ethics for LSV Asset Management L.P. is herein incorporated by reference to Exhibit (p)(14) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(p)(15)  The Code of Ethics for Martingale Asset Management, L.P., dated June 30, 2006, revised June 13, 2007 is herein incorporated by reference to Exhibit (p)(15) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(16)  The Code of Ethics for Mazama Capital Management, Inc., dated February 2, 2007 is herein incorporated by reference to Exhibit (p)(16) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(17)  The Code of Ethics for McKinley Capital Management Inc., dated 2005, is herein incorporated by reference to Exhibit (p)(18) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(p)(18)  The Code of Ethics for Metropolitan West Asset Management LLC, dated February 2007, is herein incorporated by reference to Exhibit (p)(18) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(19)  The Code of Ethics for Montag & Caldwell, Inc. is herein incorporated by reference to Exhibit (p)(19) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(20)  The Code of Ethics for Nomura Corporate Resesarch & Asset Management Inc. is herein incorporated by reference to Exhibit (p)(22) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.


C-14



(p)(21)  The Code of Ethics for Security Capital Research & Management Incorporated, dated May 1, 2007, is herein incorporated by reference to Exhibit (p)(21) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(22)  The Code of Ethics for Wellington Management Company, LLP, dated February 17, 2006, updated January 1, 2007 is herein incorporated by reference to Exhibit (p)(22) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(23)  The Code of Ethics for Wells Capital Management, Inc., dated February, 2007, is herein incorporated by reference to Exhibit (p)(23) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(24)  The Code of Ethics for Western Asset Management Company, dated September, 2006, is herein incorporated by reference to Exhibit (p)(24) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(p)(25)  The Code of Ethics for Aronson+Johnson+Ortiz, LP is herein incorporated by reference to Exhibit (p)(25) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(p)(26)  The Code of Ethics for Enhanced Investment Technologies, LLC is herein incorporated by reference to Exhibit (p)(28) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(p)(27)  The Code of Ethics for Analytic Investors, Inc. is herein incorporated by reference to Exhibit (p)(31) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(p)(28)  The Code of Ethics for Quantitative Management Associates, LLC is herein incorporated by reference to Exhibit (p)(33) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(p)(29)  The Code of Ethics for Delaware Management Company, a series of Delaware Management Business Trust, dated June 8, 2006, is herein incorporated by reference to Exhibit (p)(29) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(p)(30)   The Code of Ethics for ING Investment Management Co. is herein incorporated by reference to Exhibit (p)(30) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(31)  The Code of Ethics for Integrity Asset Management, LLC is herein incorporated by reference to Exhibit (p)(39) of Post-Effective Amendment No. 17 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 9, 2004.

(p)(32)  The Code of Ethics for Rexiter Capital Management Limited, dated October, 2005, is herein incorporated by reference to Exhibit (p)(32) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(p)(33)  The Code of Ethics for Acadian Asset Management Inc., dated April, 2006, is herein incorporated by reference to Exhibit (p)(33) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.


C-15



(p)(34)  The Code of Ethics for Fuller & Thaler Asset Management, Inc. is herein incorporated by reference to Exhibit (p)(40) of Post-Effective Amendment No. 20 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2005.

(p)(35)  The Code of Ethics for Smith Breeden Associates, Inc. is herein incorporated by reference to Exhibit (p)(35) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.

(p)(36)  The Code of Ethics for J.P. Morgan Investment Management Inc., dated February 1, 2005, revised May 15, 2007, is herein incorporated by reference to Exhibit (p)(36) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(37)  The Code of Ethics for Ashmore Investment Management Limited, dated February 19, 2007, is herein incorporated by reference to Exhibit (p)(37) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(38)  The Code of Ethics for AlphaSimplex Group LLC is herein incorporated by reference to Exhibit (p)(40) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(p)(39)  The Code of Ethics for Los Angeles Capital Management and Equity Research, Inc., dated February 19, 2007, is herein incorporated by reference to Exhibit (p)(39) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(40)  The Code of Ethics for Record Currency Management Limited is herein incorporated by reference to Exhibit (p)(42) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(p)(41)  The Code of Ethics for SSgA Funds Management, Inc. dated May 2007, is herein incorporated by reference to Exhibit (p)(41) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(42)  The Code of Ethics for Stone Harbor Investment Partners LP is herein incorporated by reference to Exhibit (p)(42) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(43)  The Code of Ethics for AXA Rosenberg Investment Management Inc., dated February 7, 2005, is herein incorporated by reference to Exhibit (p)(43) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(p)(44)  The Code of Ethics for Robeco Investment Management, Inc., dated January, 2007, is herein incorporated by reference to Exhibit (p)(44) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(45)  The Code of Ethics for Highland Capital Management, L.P. is herein incorporated by reference to Exhibit (p)(45) of Post-Effective Amendment No. 28 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2006.

(p)(46)  The Code of Ethics for Deutsche Investment Management Americas Inc. is herein incorporated by reference to Exhibit (p)(46) of Post-Effective Amendment No. 31 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on December 8, 2006.


C-16



(p)(47)  The Code of Ethics for First Quadrant, L.P., dated February 2007, is herein incorporated by reference to Exhibit (p)(47) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(48)  The Code of Ethics for Ares Management LLC is herein incorporated by reference to Exhibit (p)(48) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

(p)(49)  The Code of Ethics for Janus Capital Management LLC dated August 22, 2007, is herein incorporated by reference to Exhibit (p)(49) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(50)  The Code of Ethics for PanAgora Asset Management, Inc., dated June 30, 2007, is herein incorporated by reference to Exhibit (p)(50) of Post-Effective Amendment No. 34 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on September 28, 2007.

(p)(51)  The Code of Ethics for ING Investment Management Advisors, B.V. is filed herewith.

(q)(1)  Powers of Attorney for Robert A. Nesher, William M. Doran, George J. Sullivan, Jr., F. Wendell Gooch, Rosemarie B. Greco, Nina Lesavoy, James M. Storey, Stephen F. Panner and James M. Williams are herein incorporated by reference to Exhibit (q)(1) of Post-Effective Amendment No. 24 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on July 14, 2006.

(q)(2)  Power of Attorney for Mitchell A. Johnson is herein incorporated by reference to Exhibit (q)(2) of Post-Effective Amendment No. 32 to Registrant's Registration Statement on Form N-1A (File No. 033-58041), filed with the SEC on August 1, 2007.

Item 24.

See the Prospectus and Statement of Additional Information filed herewith regarding the Trust's control relationships. The Administrator is a subsidiary of SEI Investments Company which also controls the Distributor of the Registrant, SEI Investments Distribution Co., and other corporations engaged in providing various financial and record keeping services, primarily to bank trust departments, pension plan sponsors, and investment managers.

Item 25.  Indemnification:

Article VIII of the Agreement and Declaration of Trust is filed as Exhibit 1 to the Registration Statement. Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to trustees, directors, officers and controlling persons of the Registrant by the Registrant pursuant to the Declaration of Trust or otherwise, the Registrant is aware that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and, therefore, is unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by trustees, directors, officers or controlling persons of the Registrant in connection with the successful defense of any act, suite or proceeding) is asserted by such trustees, directors, officers or controlling persons in connection with the shares being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issues.


C-17



Item 26.  Business and Other Connections of the Investment Adviser and Sub-Advisers:

The following tables describe other business, profession, vocation, or employment of a substantial nature in which each director or principal officer of the adviser and each sub-adviser is or has been, at any time during the last two fiscal years, engaged for his own account or in the capacity of director, officer, employee, partner or trustee. The adviser and each sub-adviser's table was provided to the Registrant by the adviser or respective sub-adviser for inclusion in this Registration Statement.

Acadian Asset Management Inc.

Acadian Asset Management Inc. ("Acadian") is a sub-adviser for the Registrant's Global Managed Volatility Fund. The principal business address of Acadian is One Post Office Square, Boston, Massachusetts 02109. Acadian is an investment adviser registered under the Investment Advisers Act of 1940 (the "Advisers Act").

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Gary L. Bergstrom,
Chairman
     
Ronald D. Frashure,
President
     
Churchill G. Franklin,
Executive Vice President
     
John R. Chisholm,
Executive Vice President
     
Scott Powers   Old Mutual Asset Managers (U.S.)   CEO  

 

AllianceBernstein L.P.

AllianceBernstein L.P. ("AllianceBernstein") is a sub-adviser for the Registrant's Emerging Markets Equity, International Equity and World Equity Ex-US Funds and AllianceBernstein's investment unit of Sanford C. Bernstein & Co., LLC ("Bernstein"), a wholly-owned subsidiary and an investment unit of AllianceBernstein, serves as a Sub-Adviser to a portion of the assets of the Emerging Markets Equity, International Equity, World Equity Ex-US, International Fixed Income and Large Cap Funds. The principal business address of AllianceBernstein is 1345 Avenue of the Americas, New York, New York 10105. AllianceBernstein and Bernstein are investment advisers registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Lewis A. Sanders
Chairman of the Board,
Chief Investment Officer/
Director
  AllianceBernstein   Chairman of the Board and
Chief Executive Officer/
Director
 
Gregory J. Tencza   AllianceBernstein   Executive Vice President  

 


C-18



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Jeffrey S. Phlegar
Executive Vice President
  AllianceBernstein   Executive Vice President  
James A. Gingrich
Executive Vice President
  AllianceBernstein   Executive Vice President  
Henri de Castries
Director
  AXA
AELIC
AXA Financial
  Chairman, Management Board
Director
Chairman of the Board
 
Christopher M. Condron
Board
Director
  AXA

AELIC

AXA Financial
  Member of the Management

Chairman, Chief Executive
Officer
Director, President & Chief
Executive Officer
 
Denis Duverne
Director
  AXA
AELIC
  Chief Financial Officer
Director
 
Richard S. Dziadzio
Director
         
Mark R. Manley
Executive Vice President
  AllianceBernstein   Senior Vice President, Deputy General Counsel and Chief
Compliance Officer
 
Deborah S. Hechinger
Director
         
Seth J. Masters
Executive Vice President
  AllianceBernstein   Executive Vice President  
Dominique Carrel-Billard
Director
  AXA   Chief Executive Officer  
Douglas J. Peebles
Executive Vice President
  AllianceBernstein   Executive Vice President  
Gerald M. Lieberman
President, Director and
Chief Operating Officer
  AllianceBernstein   President and Chief Operating
Officer
 
Peter J. Tobin
Director
  AXA   Director  
Peter Etzenbach
Director
         
Weston M. Hicks
Director
  Alleghany Corporation   President and Chief Executive
Officer
 

 


C-19



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Sharon E. Fay
Executive Vice President
  AllianceBernstein   Executive Vice President  
Lorie Slutsky
Director
  The New York Community Trust
AELIC
  President and Chief Executive Officer  
Robert Henry Joseph Jr.
Senior Vice President &
Chief Financial Officer
  AllianceBernstein   Senior Vice President and Chief
Financial Officer
 
Marilyn Fedak
Executive Vice President
  AllianceBernstein   Executive Vice President  
Thomas S. Hexner
Executive Vice President
  AllianceBernstein   Executive Vice President  
Marc O. Mayer
Executive Vice President
  AllianceBernstein   Executive Vice President  
James G. Reilly
Executive Vice President
  AllianceBernstein   Executive Vice President  
Lawrence H. Cohen
Executive Vice President
  AllianceBernstein   Executive Vice President  
Laurence E. Cranch
Executive Vice President
and General Counsel
  AllianceBernstein   Executive Vice President
and General Counsel
 
Paul Rissman
Executive Vice President
  AllianceBernstein   Executive Vice President  
Christopher Toub
Executive Vice President
  AllianceBernstein   Executive Vice President  
Lisa Shalett
Executive Vice President
  AllianceBernstein   Executive Vice President  
David Steyn
Executive Vice President
  AllianceBernstein   Executive Vice President  
Mark R. Gordon
Executive Vice President
  AllianceBernstein   Executive Vice President  
A.W (Pete) Smith, Jr.
Director
  Smith Consulting   President  
Edward J. Farrell
Executive Vice President
  AllianceBernstein   Senior Vice President and Controller  

 


C-20



AlphaSimplex Group LLC

AlphaSimplex Group LLC ("AlphaSimplex") is a sub-adviser for the Registrant's Large Cap Disciplined Equity Fund. The principal business address of AlphaSimplex is One Cambridge Center, Cambridge, MA 02142. AlphaSimplex is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Andrew W. Lo
Managing Member, Chief
Scientific Officer,
Chairman of the
Investment Committee
  Sloan School of Management,
Massachusetts Institute
of Technology

Laboratory for Financial
Engineering, Massachusetts
Institute of Technology
  Harris & Harris Group
Professor of Finance


Director
 
Arnout M. Eikeboom
Chief Risk Officer and
Chief Compliance Officer
     
Brent R. Mathus
Head of Trading
     
Kendall A. Walker
Chief Financial Officer
     

 

Analytic Investors, Inc.

Analytic Investors, Inc. ("Analytic") is a sub-adviser for the Registrant's Large Cap Disciplined Equity and Large Cap Diversified Alpha Funds. The principal business address of Analytic is 500 South Grand Avenue, 23rd Floor, Los Angeles, California 90071. Analytic is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Roger G. Clarke
Chairman
  Ensign Peak Advisors
Bonneville Holding Corporation
Deseret Trust Company
Deseret Trust Company
of California
  President
Director
Director
Director
 
Scott Powers
Director
  Old Mutual (US) Holdings, Inc.
Old Mutual Asset Managers
(US) LLC
  Chief Executive Officer
Chief Executive Officer
 
Thomas Turpin
Director
  Old Mutual (US) Holdings, Inc.
Old Mutual Asset Managers
(US) LLC
  Chief Operating Officer
Chief Operating Officer
 
Harindra de Silva
Director and President
  Analytic US Market Neutral, Ltd.;
Analytic US Market Offshore
Master, Ltd.
Analytic Market Neutral V-6, Ltd.
Analytic US Market Neutral
Offshore II, Ltd.
Analytic US Market Neutral
Offshore Master II, Ltd.
Analytic Japanese Equity Market
Neutral Offshore Master, Ltd.
Analytic Japanese Equity Market
Neutral Offshore, Ltd.
  Director
Director

Director
Director

Director

Director

Director
 

 


C-21



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Marie Nastasi Arlt
Director and
Chief Operating Officer
  Analytic US Market Neutral, Ltd.;
Analytic US Market Offshore
Master, Ltd.
Analytic Market Neutral V-6, Ltd.
Analytic US Market Neutral
Offshore II, Ltd.
Analytic US Market Neutral
Offshore Master II, Ltd.
Analytic Japanese Equity Market
Neutral Offshore Master, Ltd.
Analytic Japanese Equity Market
Neutral Offshore, Ltd.
  Director
Director

Director
Director

Director

Director

Director
 

 

Ares Management LLC

Ares Management LLC ("Ares") is a sub-adviser for the Registrant's High Yield Bond Fund. The principal business address of Ares is 1999 Avenue of the Stars, 19th Floor, Los Angeles, California 90067. Ares is a registered investment adviser under the Adviser's Act.

During the last two fiscal years, no partner of Ares has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Aronson+Johnson+Ortiz, LP

Aronson+Johnson+Ortiz, LP ("AJO") is a sub-adviser for the Registrant's Large Cap and Large Cap Diversified Alpha Funds. The principal business address of AJO is 230 South Broad Street, Twentieth Floor, Philadelphia, Pennsylvania 19102. AJO is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of AJO has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Artisan Partners Limited Partnership

Artisan Partners Limited Partnership ("Artisan") is a sub-adviser for the Registrant's Small Cap Fund. The principal business address of Artisan is 875 E. Wisconsin Avenue, Suite 800, Milwaukee, Wisconsin 53202. Artisan is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Andrew A. Ziegler
Chief Executive Officer
  Artisan Distributors LLC   Officer  
Lawrence A. Totsky
Chief Financial Officer
  Artisan Distributors LLC   Officer  
Janet D. Olsen
General Counsel
  Artisan Distributors LLC   Officer  
Brooke J. Billick
Chief Compliance Officer
  Artisan Distributors LLC   Officer  

 


C-22



Ashmore Investment Management Limited

Ashmore Investment Management Limited ("Ashmore") is a sub-adviser for the Registrant's Emerging Markets Debt Fund. The principal business address of Ashmore is 20 Bedfordbury, London, United Kingdom WC2N 4BL. Ashmore is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Mark Langhorn Coombs
Director
  Ashmore Group plc
Ashmore Investments (UK) Ltd
Ashmore Investment
Management Limited
Ashmore Asset Management
Limited
Ashmore Russian Equity Fund
(Cayman Islands registered)
Ashmore AOF (GP) Limited
(Cayman Islands registered)
Ashmore Global Special
Situations Fund Limited
(Guernsey registered)
Ashmore Global Special
Situations Fund 2 Limited
(Guernsey registered)
Ashmore Emerging Markets
Debt Fund (Cayman Islands
registered)
Ashmore Management Company
Limited (Guernsey registered)
International Administration
(Guernsey) Limited (Guernsey
registered)
Balkan Regeneration Fund
(Cayman Islands registered)
CPI Limited (Cayman Islands
registered)
Ashmore Cayman SPC Limited
(Cayman Islands registered)
Ashmore Global Special
Situations Fund 3 Limited
(Guernsey registered)
Ashmore Emerging Markets Debt
and Currency Fund (Guernsey
registered)
EMTA (formerly "Emerging
Markets Traders Association"
(US registered)
Ashmore SICAV (Luxembourg
registered)
  Director
Director
Director

Director

Director (resigned July 4, 2006)

Director (Company struck off
register 12/29/2006)
Director (resigned November 4,
2006)

Director (resigned November 4,
2006)

Director (resigned May 4, 2006)


Director (resigned May 4, 2006)

Director (resigned December 30,
2005)

Director (resigned June 29, 2005)

Director (resigned December 4,
2006)
Director (resigned December 4,
2006)
Director (resigned April 10, 2006)


Director (resigned November 4,
2006)

Director (Co-chair)


Director (resigned May 31, 2006)
 

 


C-23



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  





























James Neilsen Pettigrew
  Ashmore (Hong Kong) Limited
(Hong Kong registered)
Ashmore Energy International
Limited (Cayman Islands
registered)
Yamal Co Energy Partners
Limited
Ashmore Local Currency Fund
(Cayman Islands registered)
Fidelity Cayman Investment
Company Limited (Cayman
Islands registered)
The Ashmore Group Limited
Pension Scheme
The Ashmore Group Ltd
Retirement and Death Benefit
Scheme
The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Mark Coombs
The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Julian Green
The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Christopher Raeder
The Ashmore Group Ltd
Retirement and Death Benefit
Scheme Re: Jerome Booth
Edinburgh Investment Trust plc
CMC Markets plc
Ashmore Group plc
Ashmore Investment Management
Limited
Ashmore Investments (UK)
Limited
Garban-Intercapital America
(No. 3) Ltd
Bavensdale Company
Butler Securities Nominees Ltd
Carlingdale Company
Exco International plc
Exco Nominees Limited
Exco Overseas Limited
Garban Broking Holdings
(Europe) Limited
Garban Europe Limited
  Director

Director


Director (resigned December 15,
2006)
Director (resigned May 4, 2006)

Director (resigned December 4,
2006)

Trustee (Ceased)

Trustee


Trustee


Trustee


Trustee


Trustee


Director
Director
Director
Director

Director

Director (resigned February 2,
2006
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)

Director (resigned June 2, 2006)
 

 


C-24



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
  Garban Group Holidngs Limited
Garban Information Systems
Limited
Garban International
Garban Nominees Limited
Garban-Intercapital (2001)
Limited
Garban-Intercapital (Dakleigh)
Garban-Intercapital America
(No.1) Limited
Garban-Intercapital America
(No.2) Limited
Garban-Intercapital America
(No.4) Limited
Garban-Intercapital US Investments
(Holdings) Limited
Garban-Intercapital US Investments
(No 1) Limited
Garban-Intercapital US Investments
(No 2) Limited
GHL Investments Limited
ICAP America Investments
Limited
ICAP Energy Limited
ICAP Europe Limited
ICAP Futures Limited
ICAP Holdings (USA) Inc
ICAP Investments Limited
ICAP Management Services
Limited
ICAP New Jersey (No 1) LLC
ICAP New Jersey (No 1) LLC
(Branch)
ICAP North America Investments
Limited
ICAP plc
ICAP Securites Limited
ICAP SPV Limited
ICAP US No.1 Limited
ICAP US No.2 Limited
ICAP WCLK Limited
Intercapital plc
T & M Securities Limited
Zedco Ltd
ICAP Securities Ltd Paris Office
  Director (resigned June 2, 2006)
Director (resigned June 2, 2006)

Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)

Director (resigned June 2, 2006)
Director (resigned June 2, 2006)

Director (resigned June 2, 2006)

Director (resigned June 2, 2006)

Director (resigned June 2, 2006)

Director (resigned June 2, 2006)

Director (resigned June 2, 2006)

Director (resigned June 2, 2006)
Director (resigned June 2, 2006)

Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)

Director (resigned June 2, 2006)
Director (resigned June 2, 2006)

Director (resigned June 2, 2006)

Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned June 2, 2006)
Director (resigned August 8, 2005)
 

 


C-25



AXA Rosenberg Investment Management LLC

AXA Rosenberg Investment Management LLC ("AXA Rosenberg") is a sub-adviser for the Registrant's International Equity, World Equity Ex-US and Emerging Markets Equity Funds. The principal business address of Analytic is 4 Orinda Way, Building E, Orinda, California 94563. AXA Rosenberg is a registered investment adviser under the Advisers Act.

BlackRock Capital Management, Inc.

BlackRock Capital Management, Inc. ("BlackRock") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of BlackRock is 100 Bellevue Parkway, Wilmington, Delaware 19809. BlackRock is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Paul Audet,
Chief Financial Officer
and Managing Director
  BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Financial Management, Inc.,
New York, NY
BlackRock Finco, LLC
Wilmington, DE
BlackRock Finco UK, Ltd.,
London, England
BlackRock Funding, Inc.
Wilmington, DE
BlackRock Institutional
Management Corporation
Wilmington, DE
BlackRock International
Holdings, Inc., New York, NY
BlackRock International, Ltd,
Edinburgh, Scotland
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Lux Finco S.a.r.l.
Luxembourg, Luxembourg
BlackRock Operations
(Luxembourg) S.a.r.l.
Luxembourg, Luxembourg
BlackRock Portfolio Holdings,
Inc. Wilmington, DE
BlackRock Portfolio Investments,
LLC Wilmington, DE
BlackRock UK 1 LP London,
England
  Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director
Chief Financial Officer, Director,
and Managing Director

Director

Director

Chief Financial Officer, Director,
and Managing Director
Chief Financial Officer, Director,
and Managing Director

Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director

Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director

Chief Financial Officer, Director,
and Managing Director
Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director
 

 


C-26



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  







Robert P. Connolly,
General Counsel,
Managing Director
and Secretary
  BlackRock US Newco, Inc.,
Wilmington, DE
State Street Research and
Management Company,
Boston, MA
SSRM Holdings, Inc.,
Boston, MA
BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Financial
Management, Inc.,
New York, NY
BlackRock Funding, Inc.
Wilmington, DE
BlackRock Institutional
Management Corporation
Wilmington, DE
BlackRock International Holdings,
Inc., New York, NY
BlackRock International, Ltd,
Edinburgh, Scotland
BlackRock Investments, Inc.,
New York, NY
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Lux Finco S.a.r.l.
Luxembourg, Luxembourg
BlackRock Operations
(Luxembourg) S.a.r.l.
Luxembourg, Luxembourg
BlackRock Portfolio Holdings,
Inc. Wilmington, DE
BlackRock Portfolio Investments,
LLC Wilmington, DE
BlackRock UK 1 LP London,
England
BlackRock US Newco, Inc.,
Wilmington, DE
  Chief Financial Officer
and Managing Director
Chief Financial Officer
and Managing Director

Chief Financial Officer
and Managing Director
General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary

General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary

General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary

General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary

General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
General Counsel, Managing
Director and Secretary
 

 


C-27



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  





Laurence D. Fink,
Chairman,
Chief Executive Officer
and Director
  State Street Research and
Management Company,
Boston, MA
SSRM Holdings, Inc., Boston, MA

BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors
Holdings, Inc., New York, NY
BlackRock Financial Management,
Inc, New York, NY
BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Funding International,
Ltd., New York, NY
BlackRock Funds, Wilmington, DE
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International
Holdings, Inc. New York, NY
BlackRock International, Ltd,
Edinburgh, Scotland
BlackRock Investments, Inc.,
New York, NY
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
BlackRock US Newco, Inc.,
Wilmington, DE
State Street Management &
Research Company, Boston, MA
State Street Research Investment
Services, Inc., Boston, MA
SSRM Holdings, Inc., Boston, MA
  General Counsel, Managing
Director and Secretary

General Counsel, Managing
Director and Secretary
Chairman, Chief Executive
Officer and Director
Chairman and Chief Executive
Officer
Chairman, Chief Executive
Officer and Director
Chairman and Chief Executive
Officer
Chairman and Chief Executive
Officer
Director

Trustee
Chairman and Chief Executive
Officer

Chairman, Chief Executive
Officer and Director
Chief Executive Officer and
Director
Chairman and Director

Chairman and Chief Executive
Officer

Chief Executive Officer

Chief Executive Officer

Chairman and Chief Executive
Officer
Chairman, Chief Executive
Officer and Director
Director

Chairman, Chief Executive
Officer and Director
 

 


C-28



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robert S. Kapito,
Vice Chairman and Director





































Ralph L. Schlosstein,
President and Director
  BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors
Holdings, Inc., New York, NY
BlackRock Financial Management,
Inc., New York, NY
BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Funding International,
Ltd., New York, NY
BlackRock (Institutional) Canada
Ltd. Toronto, Ontario
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International
Holdings, Inc. New York, NY
BlackRock International, Ltd,
Edinburgh, Scotland
BlackRock Investments, Inc.,
New York, NY
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
BlackRock Realty Advisors, Inc.,
Florham Park, NJ
BlackRock US Newco, Inc.,
Wilmington, DE
State Street Management &
Research Company, Boston, MA
State Street Research Investment
Services, Inc., Boston, MA
SSRM Holdings, Inc., Boston, MA
BlackRock, Inc., New York, NY
Anthracite Capital, Inc.
New York, NY
BlackRock Advisors, LLC
Wilmington, DE
  Vice Chairman and Director

Vice Chairman

Vice Chairman and Director

Vice Chairman and Director

Vice Chairman and Director

Director

Vice Chairman and Director

Vice Chairman and Director


Vice Chairman and Director

Vice Chairman and Director

Director

Vice Chairman


Vice Chairman and Director

Vice Chairman

Director

Vice Chairman

Vice Chairman and Director

Director

Vice Chairman and Director
President and Director
Director

President
 

 


C-29



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  





































Charles Hallac,
Vice Chairman
  BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Closed-End Funds,
Wilmington, DE
BlackRock Liquidity Funds,
Wilmington, DE
BlackRock Financial Management,
Inc., New York, NY
BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Funding International,
Ltd., New York, NY
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International Holdings,
Inc., New York, NY
BlackRock International, Ltd,
Edinburgh, Scotland
BlackRock Investments, Inc.,
New York, NY
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
BlackRock Realty Advisors, Inc.,
Florham Park, NJ
BlackRock US Newco, Inc.
New York, NY
State Street Management &
Research Company, Boston, MA
State Street Research Investment
Services, Inc., Boston, MA
SSRM Holdings, Inc., Boston, MA
BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Financial Management,
Inc., New York, NY
BlackRock Co., Ltd., Tokyo, Japan
  President and Director

Chairman and Trustee

Chairman and President

President and Director

President and Director

Director

President and Director


President and Director

President and Director

Director

President


President and Director

President

Chairman and Director

President

President and Director

Director

President and Director
Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Director
 

 


C-30



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  





















Barbara Novick,
Vice Chairman
  BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International
Holdings, Inc., New York, NY
BlackRock International, Ltd.,
Edinburgh, Scotland
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
BlackRock US Newco, Inc.
New York, NY
State Street Management &
Research Company, Boston, MA
SSRM Holdings, Inc., Boston, MA
BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors
Holdings, Inc., New York, NY
BlackRock Financial Management,
Inc., New York, NY
BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International
Holdings, Inc., New York, NY
BlackRock International, Ltd.,
Edinburgh, Scotland
BlackRock Investments, Inc.,
New York, NY
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
  Vice Chairman

Vice Chairman


Vice Chairman

Vice Chairman

Vice Chairman


Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman
Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman


Vice Chairman

Vice Chairman

Chief Executive Officer

Vice Chairman


Vice Chairman

Vice Chairman
 

 


C-31



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  





Keith Anderson,
Vice Chairman


























Susan Wagner,
Vice Chairman and
Chief Operating Officer
  BlackRock US Newco, Inc.
New York, NY
State Street Management &
Research Company, Boston, MA
SSRM Holdings, Inc., Boston, MA
BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Financial Management,
Inc., New York, NY
BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International
Holdings, Inc., New York, NY
BlackRock International, Ltd.,
Edinburgh, Scotland
BlackRock Investment
Management, LLC, Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
BlackRock US Newco, Inc.
New York, NY
State Street Management &
Research Company, Boston, MA
SSRM Holdings, Inc., Boston, MA
BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Financial Management,
Inc., New York, NY
BlackRock Finco UK, Ltd.,
London, England
BlackRock Funding, Inc.,
Wilmington, DE
  Vice Chairman

Vice Chairman

Vice Chairman
Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman


Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman
Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer
Director

Vice Chairman and
Chief Operating Officer
 

 


C-32



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  





















Robert Doll,
Vice Chairman
  BlackRock Institutional
Management Corporation
Wilmington, DE
BlackRock International Holdings,
Inc., New York, NY
BlackRock International, Ltd,
Edinburgh, Scotland
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc. Wilmington, DE
BlackRock Portfolio Investments,
LLC Wilmington, DE
BlackRock US Newco, Inc.,
Wilmington, DE
State Street Research and
Management Company,
Boston, MA
SSRM Holdings, Inc.,
Boston, MA
BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Financial Management,
Inc., New York, NY
BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Funds (formerly
Merrill Lynch Funds)
Plainsboro, NJ
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International Holdings,
Inc., New York, NY
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
  Vice Chairman and
Chief Operating Officer

Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer

Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer
Vice Chairman and
Chief Operating Officer

Vice Chairman and
Chief Operating Officer
Vice Chairman and
Director
Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Chairman and President


Vice Chairman


Vice Chairman

Vice Chairman


Vice Chairman

Vice Chairman
 

 


C-33



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  




Robert Fairbairn,
Vice Chairman
  BlackRock US Newco, Inc.,
Wilmington, DE
Portfolio Administration &
Management Ltd. Cayman Islands
BlackRock, Inc.,
New York, NY
BlackRock Advisors, LLC,
Wilmington, DE
BlackRock Advisors Holdings,
Inc., New York, NY
BlackRock Asset Management
U.K. Limited, London, England
BlackRock Financial Management,
Inc., New York, NY
BlackRock Funding, Inc.,
Wilmington, DE
BlackRock Institutional
Management Corporation,
Wilmington, DE
BlackRock International Holdings,
Inc., New York, NY
BlackRock Investment
Management (Australia) Limited,
Victoria, Australia
BlackRock Investment
Management International
Limited, London, England
BlackRock Investment
Management, LLC,
Plainsboro, NJ
BlackRock Investment
Management (UK) Limited,
London, England
BlackRock Lux Finco S.a.r.l.
Luxembourg, Luxembourg
BlackRock Operations
(Luxembourg) S.a.r.l.
Luxembourg, Luxembourg
BlackRock Portfolio Holdings,
Inc., Wilmington, DE
BlackRock Portfolio Investments,
LLC, Wilmington, DE
BlackRock UK 1 LP London
England
BlackRock US Newco, Inc.,
Wilmington, DE
  Vice Chairman

Director

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman


Vice Chairman

Director


Chairman and Director


Vice Chairman


Director


Vice Chairman

Vice Chairman


Vice Chairman

Vice Chairman

Vice Chairman

Vice Chairman
 

 


C-34



The Boston Company Asset Management, LLC

The Boston Company Asset Management, LLC ("The Boston Company") is a sub-adviser for the Registrant's Emerging Markets Equity Fund. The principal business address of The Boston Company is 1 Boston Place, Boston, MA 02108-4402. The Boston Company is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Corey Griffin
Chairman and CEO





Phillip N. Maisano













John Nagorniak
  Mellon Trust of New
England, N.A.
TBC General Partner, LLC
The Boston Company
Asset Management, LLC
Standish Mellon Asset
Management, LLC
The Boston Company
Asset Management, LLC
Dreyfus Corporation
Founders Asset Management
LLC
Franklin Portfolio Associates,
LLC
Mellon Capital Management
Corp.
Mellon Equity Associates, LLP
Newton Management Limited
Standish Mellon Asset
Management Company LLC
EACM Advisors LLC
The Boston Company
Asset Management, LLC
Boston Security Analyst Society,
Inc
Boston Security Analyst Society,
Inc
Foxstone Financial, Inc
Franklin Portfolio Associates
Trust
Life Harbor Investments, Inc
Life Harbor, Inc
Mellon Capital Management
Corporation
Mellon Equity Associates, LLP
MIT Investment Corporation
Newton Management Limited
Pareto U.S. High Yield Fixed
Income Fund, LLC
  Senior Vice President

Director, President
Director, Chairman, CEO

Member

Director

CIO, Vice Chair and Director
Member, Board of Managers

Director

Director

Executive Committee Member
Director
Member, Board of Managers

Chairman of Board
Director

Director

President

President-Director
Chairman-Trustee

Director
Director
Director

Executive Committee Member
Director
Director
Management Board Member
 

 


C-35



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  







Ronald O'Hanley


















Edward Ladd



Scott E. Wennerholm
  Pareto Investment Management
Limited
Princeton Association of
New England
Standish Mellon Asset
Management Company, LLC
AIMR Research Foundation
EACM Advisors, LLC
MAM (DE) Trust
MAM (MA) Holdings Trust
Franklin Portfolio Holdings, LLC
Mellon Bank N.A.
Mellon Capital Management
Corporation
Mellon Equity Associates, LLP

Mellon Financial Corporation
Mellon Trust of
New England, N.A.
Pareto Investment Management
Limited
Standish Mellon Asset
Management Company LLC
The Boston Company
Asset Management, LLC
The Dreyfus Corporation
The Boston Company
Asset Management, LLC
Standish Mellon Asset
Management Company LLC
EACM Advisors, LLC
Franklin Portfolio Holdings, LLC
MAM (MA) Holdings Trust
Mellon Capital Management
Corporation
Mellon Equity Associates, LLP
Newton Management Limited
Standish Mellon Asset
Management Company LLC
The Boston Company
Asset Management, LLC
  Director

Director

Board Manager

Trustee
Board of Managers
Trustee & President
Trustee & President
Director
Director
Director

Chairman, Executive Committee
Member
Vice Chairman
Vice Chairman

Non Executive Director

Director

Chairman of the Board

Vice Chairman, Director
Director

Manager

Director
Director
Trustee
Director

Director
Director
Director

Director
 

 


C-36



Capital Guardian Trust Company

Capital Guardian Trust Company ("CGTC") is a sub-adviser for the Registrant's International Equity and World Equity Ex-US Funds. The principal business address of CGTC is 333 South Hope Street, 55th Floor, Los Angeles, California 90071. CGTC is a registered investment adviser under the Advisers Act.

The titles described below are with companies affiliated with CGTC and do not represent other business, professions, vocations or employment of a substantial nature for his or her own account.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
John S. Armour
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation

  Vice President


 
Andrew F. Barth
Director and President
Capital Guardian Trust
Company
  The Capital Group Companies
Capital Group International, Inc.
Capital International Research, Inc.

Capital International Research Inc.
  Director
Director, Executive Vice President
Director, President and Research
Director
Formerly, President
 
Michael D. Beckman
Senior Vice President
Capital Guardian Trust
Company
  The Capital Group Companies

Capital Guardian Trust Company of Nevada
Capital International Asset
Management, Inc.
Capital International Financial
Services, Inc.
Capital International Asset
Management (Canada), Inc.
Capital Group International, Inc.
  Director and Senior Vice President of Central Services Group
Director

Director and President

Director and President

Senior Vice President

Formerly, Senior Vice President
 
Julius T. (Terry) Berkemeier
Senior Vice President
Capital Guardian Trust
Company
  Capital International, Inc.
Capital International Limited
Capital International Research,
Inc.
  Vice President
Senior Vice President
Senior Vice President
 
Michael A. Burik
Senior Vice President
and Senior Counsel
Capital Guardian Trust
Company
  Capital International, Inc.

Capital International Financial
Services, Inc.
  Senior Vice President
and Senior Counsel
Vice President and Secretary
 
Scott M. Duncan
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
  N/A



  N/A



 

 


C-37



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
John B. Emerson
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation

  Director and President
Formerly, Executive
Vice President
 
Michael R. Ericksen
Director and Senior
Vice President
Capital Guardian Trust
Company
  The Capital Group Companies


Capital International Limited
  Director


Director and Chairman
Formerly, Director and President
 
Michael A. Felix
Director, Senior Vice
President and Treasurer
Capital Guardian Trust
Company
  Capital Guardian (Canada), Inc.


Capital International, Inc.
  Senior Vice President, and
Treasurer

Director and Senior Vice President
 
David I. Fisher
Director and Chairman
Capital Guardian Trust
Company
  Capital Group International, Inc.
Capital International, Inc.
Capital International Limited
Capital International Limited
(Bermuda)
The Capital Group Companies,
Inc.
Capital International Research,
Inc.
Capital Group Research, Inc.
  Director and Chairman
Director and Vice Chairman
Director and Vice Chairman
Director and President

Director and Chairman
of the Executive Committee
Director

Director
 
Clive N. Gershon
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Laurentius Harrer
Senior Vice President
Capital Guardian Trust
Company
  Vice President


  Capital International S.A.


 
Cheryl L. Hesse
Senior Vice President and
Senior Counsel
Capital Guardian Trust
Company
Formerly, Vice President
and Senior Counsel
  Capital International, Inc.



Capital Management Services, Inc.
  Senior Vice President and
Senior Counsel
Formerly, Vice President
and Senior Counsel
Secretary
 

 


C-38



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Frederick M. Hughes, Jr.
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Mary M. Humphrey
Senior Vice President
Capital Guardian Trust
Company
 


 


 
William H. Hurt
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation
Capital Strategy Research, Inc.
  Director and Chairman

Director and Chairman
 
Peter C. Kelly
Director, Senior Vice President and
Senior Counsel
Capital Guardian Trust Company
  Capital International, Inc.

Capital International Emerging
Markets Fund
Capital Group International, Inc.
  Director, Senior Vice President,
Senior Counsel and Secretary
Director

Secretary
 
Charles A. King
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Naomi H. Kobayashi
Senior Vice President and
Senior Counsel
Capital Guardian Trust
Company
Formerly, Vice President
and Senior Counsel
  Capital International, Inc.





  Senior Vice President and
Senior Counsel
Formerly, Vice President and
Senior Counsel


 
Lianne K. Koeberle
Director and
Senior Vice President
Capital Guardian Trust
Company
 



 



 
Victor D. Kohn
Director
Capital Guardian Trust
Company
  Capital International, Inc.
Capital International Research,
Inc.
  Director and President
Formerly, Senior Vice President

 
Nancy J. Kyle
Director and
Vice Chairperson
Capital Guardian Trust
Company
  Capital Guardian (Canada), Inc.
Capital International, Inc.


  Director and Vice Chairperson
Formerly, Vice President and
Senior Counsel

 

 


C-39



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Karin L. Larson
Director
Capital Guardian Trust
Company
  Capital Group Research, Inc.

Capital International Research,
Inc.
  Director, Chairperson, and
President
Director and Chairperson
 
Karen A. Miller
Director and
Senior Vice President
Capital Guardian Trust
Company
  Capital International Research,
Inc.


  Formerly, Senior Vice President



 
Robert H. Neithart
Director and Vice President
Capital Guardian Trust
Company
  Capital International Research,
Inc.

Capital Strategy Research, Inc.
  Director and Executive
Vice President,
Research Director/Coordinator
Director and Vice President
 
Shelby Notkin
Director and
Senior Vice President
Capital Guardian Trust
Company
  Capital Guardian Trust Company,
a Nevada Corporation


  Director



 
Michael E. Nyeholt
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Mary M. O'Hern
Senior Vice President
Capital Guardian Trust
Company
  Capital International Limited


Capital International, Inc
  Senior Vice President


Senior Vice President
 
Jeffrey C. Paster
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Jason M. Pilalas
Director
Capital Guardian Trust
Company
  Capital International Research,
Inc.

  Senior Vice President


 
Marie C. Powell
Director
Capital Guardian Trust
Company
  Capital International Limited
Capital Group Companies

  Senior Vice President
Senior Vice President

 
Paula B. Pretlow
Senior Vice President
Capital Guardian Trust
Company
 


 


 

 


C-40



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
George L. Romine, Jr.
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Robert Ronus
Senior Vice President
Capital Guardian Trust
Company
Formerly, Director and
Vice Chairman
  Capital Group International, Inc.
Capital International, Inc.
Capital International Limited
Capital Guardian (Canada), Inc.
The Capital Group Companies,
Inc.
Capital International S.A.
  Senior Partner Formerly Director
Senior Vice President
Senior Vice President
Formerly, Director and Chairman
Formerly, Director

Formerly, Senior Vice President
 
Theodore R. Samuels
Director and
Senior Vice President
Capital Guardian Trust
Company
  The Capital Group Companies


Capital Guardian Trust Company,
a Nevada Corporation
  Director


Director
 
Lionel A. Sauvage
Director and
Senior Vice President
Capital Guardian Trust
Company
  The Capital Group Companies
Capital International, Inc.
Capital Guardian (Canada), Inc.
  Director
Senior Vice President
Vice President
 
Karen L. Sexton
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
 



 



 
Lawrence R. Solomon
Director and
Senior Vice President
Capital Guardian Trust
Company
  Capital International Research Inc.



Capital Management Services Inc.
  Senior Vice President



Director
 
Eugene P. Stein
Director and Vice Chairman
Capital Guardian Trust
Company
  The Capital Group Companies
Inc.

  Director


 
P. Andrew Stenovec
Director and Executive
Vice President
Capital Guardian Trust
Company
 



 



 

 


C-41



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Jill A. Sumiyasu
Director and
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
 




 




 
Philip A. Swan
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Elmon L. Vernier, Jr.
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
  Capital Guardian Trust Company,
a Nevada Corporation


  Vice President
 
Shaw B. Wagener
Senior Vice President
Capital Guardian Trust
Company
  The Capital Group Companies, Inc.
Capital Group International, Inc.
Capital International, Inc.
Capital International Management
Company S.A.
  Director
Director/President
Director/Chairman
Director
 
Eugene M. Waldron
Senior Vice President
Capital Guardian Trust
Company
 


 


 
Alan J. Wilson
Director and
Senior Vice President
Capital Guardian Trust
Company
  Capital International Research
Inc.
Capital International Research Inc.
Capital Research Company

American Funds Distributors, Inc.
The Capital Group Companies Inc.
  Director, President and Research
Director, U.S.
Formerly, Executive Vice President
Director

Director
Director
 
Robin L. Zakoor
Senior Vice President
Capital Guardian Trust
Company
Formerly, Vice President
 



 



 

 

David J. Greene and Company, LLC

David J. Greene and Company, LLC ("David J. Greene") is a sub-adviser for the Registrant's Small Cap Fund. The principal business address of D.J. Greene is 599 Lexington Avenue, 12th Floor, New York, NY 10022. David J. Greene is an investment adviser registered under the Advisers Act.


C-42



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Benjamin H. Nahum
Principal, Executive Vice President, Portfolio Manager
             
Clarissa Moore
Principal, Director of Client Service & Marketing
             
Pong Chan
Principal, Chief Financial Officer
             
Rand W. Gesing, CFA
Principal, Research Analyst
             
Alan I. Greene
Principal, Investment Committee Chairman
             
James R. Greene
Principal, Investment Advisor
             
Michael C. Greene
Principal, Chief Executive Officer
             
Stanley G. Lee, CFA
Principal,
Investment Advisor
             
James F. McAree
Principal,
Research Analyst
             
Robert J. Ravitz, CFA
Principal,
Research Analyst
             
Amit Solomon, PhD
Principal,
Research Analyst
             
Lee D. Unterman
Principal,
Chief Compliance Officer
    Kurzman Karelsen & Frank, LLP       Attorney    
Erwin A. Zeuschner
Principal, Research Analyst
             

 


C-43



Delaware Management Company

Delaware Management Company, a series of Delaware Management Business Trust, ("DMC") is a sub-adviser for the Registrant's Small Cap, Large Cap, Large Cap Diversified Alpha and Small/Mid Cap Equity Funds. The principal business address of DMC is One Commerce Square, 2005 Market Street, Philadelphia, Pennsylvania 19103. DMC is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Patrick P. Coyne
President
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Lincoln National
Investment Companies, Inc.
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Managing Director—
Fixed Income
 
Ryan K. Brist
Executive Vice President,
Managing Director,
Chief Investment Officer—
Fixed Income
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
John C.E. Campbell
Executive Vice President,
Global Marketing &
Client Services
  Delaware Management
Holdings, Inc.
Optimum Fund Trust
  Similar capacities as positions
with the Adviser
President, Chief Executive
Officer
 
Philip N. Russo
Executive Vice President,
Chief Administrative
Officer
  Delaware Management
Holdings, Inc.
Prudential Investment
Management Inc.
  Similar capacities as positions
with the Adviser
Vice President of Finance
(1998-2004)
 
See Yeng Quek
Executive Vice President,
Managing Director,
Chief Investment Officer—
Fixed Income
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
HYPPCO Finance Company Ltd.
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Director, Trustee
 
Douglas L. Anderson
Senior Vice President—
Operations
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Marshall T. Bassett
Senior Vice President,
Chief Investment Officer—
Emerging Growth Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Joseph R. Baxter
Senior Vice President,
Head of Municipal Bond
Investments
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 


C-44



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Christopher S. Beck
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Michael P. Buckley
Senior Vice President,
Director of Municipal
Research
  Delaware Investments

Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Michael F. Capuzzi
Senior Vice President—
Investment Systems
  Delaware Investments

Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Lui-Er Chen
Senior Vice President,
Senior Portfolio Manager,
Chief Investment Officer—
Emerging Markets
  Delaware Investments

Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Stephen R. Cianci
Senior Vice President,
Senior Portfolio Manager
  Delaware Investments

Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Robert F. Collins
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Stephen J. Czepiel
Senior Vice President,
Senior Municipal Bond
Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
James A. Forant
Senior Vice President,
Director, Technical Services
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Brian Funk
Senior Vice President,
Director of Credit Research
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Brent C. Garrells
Senior Vice President,
Senior Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 


C-45



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Stuart M. George
Senior Vice President,
Head of Equity Trading
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Paul Grillo
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Jonathan Hatcher
Senior Vice President,
Senior Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
William F. Keelan
Senior Vice President,
Director of Quantitative
Research
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Francis X. Morris
Senior Vice President,
Chief Investment Officer—
Core Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Brian L. Murray, Jr.
Senior Vice President,
Chief Compliance Officer
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Susan L. Natalini
Senior Vice President—
Marketing & Shared Services
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Zoë Neale
Senior Vice President,
Chief Investment Officer—
International Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Thomas Weisel Partners
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Portfolio Manager (2002-2005)
 
D. Tysen Nutt
Senior Vice President,
Chief Investment Officer—
Large Cap Value Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Merrill Lynch
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Managing Director—U.S. Active
Large-Cap Value Team
(1994-2004)
 

 


C-46



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
David P. O'Connor
Senior Vice President,
Strategic Investment
Relationships and Initiatives,
General Counsel
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Vice President, General Counsel
 
John J. O'Connor
Senior Vice President—
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Philip R. Perkins
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Timothy L. Rabe
Senior Vice President,
Senior Portfolio Manager,
Head of High Yield
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Richard Salus
Senior Vice President,
Controller, Treasurer
  Delaware Management
Holdings, Inc.
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Vice President,
Deputy Controller
 
Jeffrey S. Van Harte
Senior Vice President,
Chief Investment Officer—
Focus Growth Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Transamerica Investment
Management, LLC
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Principal, Executive
Vice President (1980-2005)
 
Babak Zenouzi
Senior Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Gary T. Abrams
Vice President,
Senior Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Christopher S. Adams
Vice President,
Portfolio Manager,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Damon J. Andres
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 


C-47



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Margaret MacCarthy Bacon
Vice President,
Investment Specialist
  Delaware Management
Holdings, Inc.
Thomas Weisel Partners
  Similar capacities as positions
with the Adviser
Client Services Officer
(2002-2005)
 
Todd Bassion
Vice President,
Senior Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Thomas Weisel Partners
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Senior Research Associate
(2002-2005)
 
Richard E. Biester
Vice President,
Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Christopher J. Bonavico
Vice President,
Senior Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Transamerica Investment
Management, LLC
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Principal, Portfolio Manager
(1993-2005)
 
Vincent A. Brancaccio
Vice President,
Senior Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Kenneth F. Broad
Vice President,
Senior Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Transamerica Investment
Management, LLC
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Principal, Portfolio Manager
(1993-2005)
 
Stephen J. Busch
Vice President,
Managed Accounts
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Mary Ellen M. Carrozza
Vice President,
Client Services
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Stephen G. Catricks
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 


C-48



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Anthony G. Ciavarelli
Vice President,
Assistant General Counsel,
Assistant Secretary
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
David F. Connor
Vice President,
Deputy General Counsel,
Assistant Secretary
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Vice President, Deputy
General Counsel, Secretary
 
Cori E. Daggett
Vice President,
Counsel,
Assistant Secretary
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Christopher M. Ericksen
Vice President,
Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Transamerica Investment
Management, LLC
Goldman Sachs
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Portfolio Manager (2004-2005)

Vice President, Portfolio
Manager (1994-2004)
 
Joel A. Ettinger
Vice President—Taxation
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Vice President, Taxation
 
Phoebe W. Figland
Vice President—
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Joseph Fiorilla
Vice President—Trading
Operations
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Charles E. Fish
Vice President,
Senior Equity Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Clifford M. Fisher
Vice President,
Senior Municipal Bond
Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 

 


C-49



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Patrick G. Fortier
Vice President,
Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Transamerica Investment
Management, LLC
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Portfolio Manager (2000-2005)
 
Paul D. Foster
Vice President,
Investment Specialist—
Emerging Growth Equity
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Denise A. Franchetti
Vice President,
Portfolio Manager,
Municipal Bond
Credit Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
James A. Furgele
Vice President—Investment
Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Henry A. Garrido
Vice President
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Barry S. Gladstein
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Edward Gray
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Thomas Weisel Partners
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Portfolio Manager (2002-2005)
 
Lisa L. Hansen
Vice President,
Head of Focus Growth
Equity Trading
  Delaware Management
Holdings, Inc.
Transamerica Investment
Management, LLC
  Similar capacities as positions
with the Adviser
Principal, Portfolio Manager,
Senior Trader (1997-2005)
 
Gregory M. Heywood
Vice President,
Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Transamerica Investment
Management, LLC
Wells Capital Management, LLC
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Senior Research Analyst
(2004-2005)
Senior Analyst (2003-2004)
 

 


C-50



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Sharon Hill
Vice President,
Head of Quantitative
Research and Analytics
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Christopher M. Holland
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Michael E. Hughes
Vice President,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Cynthia Isom
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Kenneth R. Jackson
Vice President,
Quantitative Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Audrey E. Kohart
Vice President,
Financial Planning and
Reporting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Andrew Kronschnabel
Vice President,
High Grade Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Rosanne L. Kropp
Vice President,
Senior Fund Analyst II
High Grade
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Nikhil G. Lalvani
Vice President,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Steven T. Lampe
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 


C-51



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Alfio Leone IV
Vice President,
High Grade Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Anthony A. Lombardi
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Merrill Lynch
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Director—U.S. Active
Large-Cap Value Team
(1998-2004)
 
Francis P. Magee
Vice President,
Equity Business Manager
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Charles (Tom) T. McClintic
Vice President,
High Yield Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Michael S. Morris
Vice President,
Portfolio Manager,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Scott Moses
Vice President,
High Grade Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Philip O. Obazee
Vice President,
Derivatives Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Donald G. Padilla
Vice President,
Portfolio Manager,
Senior Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Daniel J. Prislin
Vice President,
Senior Portfolio Manager,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Transamerica Investment
Management, LLC
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Principal, Portfolio Manager
(1998-2005)
 
Craig S. Remsen
Vice President, Senior
Credit Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 


C-52



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Carl Rice
Vice President,
Senior Investment Specialist,
Large Cap Value
Focus Equity
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Merrill Lynch
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Director, Product Specialist
(1999-2004)
 
Joseph T. Rogina
Vice President,
Equity Trader
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Debbie A. Sabo
Vice President,
Equity Trader—Focus
Growth Equity
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Kevin C. Schildt
Vice President,
Senior Municipal
Credit Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Bruce Schoenfeld
Vice President
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Richard D. Seidel
Vice President,
Assistant Controller,
Assistant Treasurer
  Delaware Management
Holdings, Inc.
Lincoln National Investment
Companies, Inc.
  Similar capacities as positions
with the Adviser
Vice President, Assistant
Controller, Manager-Payroll
 
Nancy E. Smith
Vice President,
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Brenda L. Sprigman
Vice President,
the Adviser
Business Manager—
Fixed Income
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Michael T. Taggart
Vice President—Facilities &
Administrative Services
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Risé Taylor
Vice President Strategic
Investment Relationships
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 

 


C-53



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Spencer M. Tullo
Vice President,
High Yield Trader
  Delaware Management
Holdings, Inc.
  Similar capacities as positions
with the Adviser
 
Robert A. Vogel, Jr.
Vice President,
Senior Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
Merrill Lynch
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
Director, U.S. Active Large-Cap
Value Team (1992-2004)
 
Lori P. Wachs
Vice President,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Laura A. Wagner
Vice President—
Investment Accounting
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Kathryn R. Williams
Vice President,
Associate General Counsel,
Assistant Secretary
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Nashira Wynn
Vice President,
Senior Equity Analyst,
Portfolio Manager
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Greg Zappin
Vice President,
Senior Credit
Research Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 
Guojia Zhang
Vice President,
Equity Analyst
  Delaware Management
Holdings, Inc.
Delaware Investments
Family of Funds
  Similar capacities as positions
with the Adviser
Similar capacities as positions
with the Adviser
 

 

Deutsche Investment Management Americas Inc.

Deutsche Investment Management Americas Inc. ("Deutsche") is a sub-adviser for the Registrant's Real Return Plus Fund. The principal business address of Deutsche is 345 Park Avenue, New York, NY 10154. Deutsche is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no director or officer of Deutsche has engaged in any other business, profession, vocation or employment of a substantial nature other than that of the business of investment management and, through affiliates, investment banking.


C-54




Emerging Markets Management, L.L.C.

Emerging Markets Management, L.L.C. ("EMM") is a sub-adviser for the Registrant's Emerging Markets Equity Fund. The principal business address of EMM is 1001 Nineteenth Street North, 17th Floor, Arlington, Virginia 22209-1722. EMM is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Antoine W. van Agtmael
Managing Director,
Chairman and Chief
Investment Officer
  Emerging Markets Investors
Corporation
Emerging Markets Management
Company (Ireland) Limited
The Africa Emerging Markets
Fund
Emerging Markets Strategic Fund
Strategic Investment Management
International, L.P.
Strategic Investment
Partners, Inc.
Emerging Markets New Economy
Fund PLC
  Managing Director, Chairman and
Chief Investment Officer
Director

Director

Director
Director

Director

Director
 
Michael A. Duffy
Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
  Emerging Markets Investors
Corporation


The Latin America Small
Capitalization Fund
Strategic Investment
Management, L.P.


Strategic Investment Management
International, L.P.


Strategic Investment
Partners, Inc. (SIP)
  Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
Director

Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
Managing Director,
Secretary/Treasurer and
member of the Investment
Committee
 
Felicia J. Morrow
Managing Director, Chief
Executive Officer, Lead
Portfolio Manager, and
member of the Investment
Committee
  Emerging Markets Investors
Corporation


Emerging Markets Management
Company (Ireland) Limited
  Managing Director, Chief
Executive Officer, Lead Portfolio
Manager and member of the
Investment Committee
Director
 

 


C-55



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Hilda M. Ochoa-Brillembourg
Director
  Emerging Markets Investors
Corporation
Strategic Investment
Management, L.P.
Strategic Investment Management
International, L.P.
Strategic Investment
Partners, Inc.
Rockefeller Family Fund

General Mills

The World Bank/IMF
Credit Union
Harvard Management Company

McGraw-Hill Companies
  Director

President, Director and a member
of the Investment Committee
President, Director and a member
of the Investment Committee
President, Director and a member
of the Investment Committee
Member of the Investment and
Finance Committees
Member of the Board of
Directors
Member of the Board of
Directors
Member of the Board of
Directors
Member of the Board of Directors
 
Mary C. Choksi
Managing Director and
Director
  Emerging Markets Investors
Corporation
The Emerging Markets Country
Series Fund—The Value Fifty
Portfolio
EMSAF Mauritis


Strategic Investment
Management, L.P.

Strategic Investment Management
International, L.P.

Strategic Investment
Partners, Inc.

H.J. Heinz Company

Avis Budget Group, Inc.
  Managing Director, Director

Director


Managing Director, Director
and member of the Investment
Committee
Managing Director, Director
and member of the Investment
Committee
Managing Director, Director and
member of the Investment
Committee
Managing Director, Director and
member of the Investment
Committee
Member of the Board of
Directors
Member of the Board of Directors
 
Carol A. Grefenstette
Managing Director
  Emerging Markets Investors
Corporation
Strategic Investment
Management, L.P.
Strategic Investment Management
International, L.P.
Strategic Investment
Partners, Inc.
  Managing Director and Director

Managing Director

Managing Director

Managing Director and Director
 

 


C-56



Enhanced Investment Technologies, LLC

Enhanced Investment Technologies, LLC ("INTECH") is a sub-adviser for the Registrant's Large Cap Diversified, Large Cap and Large Cap Disciplined Equity Funds. The principal business address of INTECH is 2401 P.G.A. Boulevard, Suite 100, Palm Beach Gardens, Florida 33410. INTECH is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Lance V. Campbell
Vice President and
Chief Financial Officer
  Enhanced Investment
Technologies, LLC
   
E. Robert Fernholz Ph.D.
Executive Vice President
and Chief Investment
Officer
  Enhanced Investment
Technologies, LLC
  Director, Executive Vice President
and Chief Investment Officer
 
Patricia E. Flynn
Chief Compliance Officer
  Enhanced Investment
Technologies, LLC
  Chief Compliance Officer  
Robert A. Garvy
Chairman, President and
CEO
  Enhanced Investment
Technologies, LLC
  Director, President and Chief
Executive Officer
 
David E. Hurley
Executive Vice President
and Chief Operating
Officer
  Enhanced Investment
Technologies, LLC
  Chief Operating Officer and
Executive Vice President
 
Justin B. Wright
Vice President, Secretary
and Chief Legal Counsel
  Enhanced Investment
Technologies, LLC
  Vice President, Secretary and
Chief Legal Counsel
 

 

First Quadrant, L.P.

First Quadrant, L.P. ("First Quadrant") is a sub-adviser for the Registrant's Real Return Plus Fund. The principal business address of First Quadrant is 800 E. Colorado Blvd., Suite 900, Pasadena, CA 91101. First Quadrant is a registered investment adviser under the Advisers Act.

First Quadrant's general partner, Affiliated Managers Group, Inc. ("AMG"), located at 600 Hale Street, Prides Crossing, MA 01965, holds an equity interest in 24 other affiliates. First Quadrant's only business relationship with any of these affiliates is with Managers Group LLC ("MIG"), and Affiliated Managers Group PTY Ltd. ("AMG Pty Ltd."). With respect to MIG, First Quadrant serves as sub-adviser to a series of mutual funds advised by MIG and is party to an investment adviser servicing agreement and sub-advisory marketing agreement with MIG. With respect to AMG Pty Ltd., First Quadrant is party to a client service/marketing agreement with AMG Pty Ltd. First Quadrant also has a subsidiary, FQN Management, LLC.

During the last two fiscal years, no partner of First Quadrant has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.


C-57



Fuller & Thaler Asset Management, Inc.

Fuller & Thaler Asset Management, Inc. ("Fuller & Thaler") is a sub-adviser for the Registrant's International Equity and World Equity Ex-US Funds. The principal business address of Fuller & Thaler is 411 Borel Avenue, Suite 300, San Mateo, California 94402. Fuller & Thaler is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Russell J. Fuller,
Director, President and
Chief Investment Officer
     
John Kling,
Director and Principal
     
Joseph S. Leung,
Director, Senior Vice
President and Head
of Global & International
Strategies
     
Frederick W. Stanske,
Director, Senior Vice
President and Head of
Domestic Strategies
     
Stephen D. Bard,
Director, Senior
Vice President and
Chief Operating Officer
     
Daniel Kahneman,
Director
  Princeton University,
Department of Psychology,
Green Hall, Princeton, NJ 08544
  Eugene Higgins Professor of
Psychology, Emeritus
 
Richard Thaler,
Director and Principal
  The University of Chicago
Graduate School of Business,
5807 South Woodlawn Avenue,
Chicago, Illinois 60637
  Robert P. Gwinn Professor of
Behavioral Science and
Economics
 

 

Goldman Sachs Asset Management, L.P.

Goldman Sachs Asset Management, L.P. ("GSAM") is a sub-adviser for the Registrant's Large Cap Fund. The principal business address of GSAM is 32 Old Slip, New York, New York 10005. GSAM is a registered investment adviser under the Advisers Act.

Name and Position
With GSAM
  Name of Other Company   Position With Other Company  
John S.Weinberg
Managing Director—GSAM
  The Goldman Sachs Group, Inc.
85 Broad Street
New York, New York 10004
  Vice Chairman  

 


C-58



Name and Position
With GSAM
  Name of Other Company   Position With Other Company  
  Goldman, Sachs & Co
85 Broad Street
New York, New York 10004
  Managing Director  
Lloyd C. Blankfein
Managing Director—GSAM
  The Goldman Sachs Group, Inc.
85 Broad Street
New York, New York 10004
  Chairman, Chief Executive
Officer and Director
 
  Goldman, Sachs & Co
85 Broad Street
New York, New York 10004
  Managing Director  

 

Highland Capital Management, L.P.

Highland Capital Management, L.P. ("Highland Capital") is a sub-adviser for the Registrant's Enhanced Income Fund. The principal business address of Highland Capital is 13455 Noel Road, Suite 1300, Dallas, Texas 75240. Highland Capital is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of Highland Capital has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

ING Investment Management Co.

ING Investment Management Co. ("ING IM") is a sub-adviser for the Registrant's Emerging Markets Debt and Core Fixed Income Funds. The principal business address of ING is 230 Park Avenue, 13th Floor, New York, New York 10169. ING is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of ING IM has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Integrity Asset Management, LLC

Integrity Asset Management, LLC ("Integrity") is a sub-adviser for the Registrant's Small/Mid Cap Equity and Small Cap Funds. The principal business address of Integrity is 401 West Main Street, Suite 2100, Louisville, Kentucky 40202. Integrity is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Matthew G. Bevin
Chief Executive Officer &
Principal
  INVESCO—National Asset
Management
  (2001 – 2002) Director of
Product Management
 
Daniel G. Bandi
CFA, Chief Investment
Officer, Value Equities &
Principal
  National City Investment
Management, Co.
  (1998 – 2003) Managing
Director of Equity Investment
 
Daniel J. DeMonica
CFA, Senior Portfolio
Manager & Principal
  National City Investment
Management, Co.
  (2001 – 2003) Portfolio
Manager
 
Adam I. Friedman
Senior Portfolio Manager &
Principal
  National City Investment
Management, Co.
  (1998 – 2003) Senior
Portfolio Manager
 

 


C-59



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
William H. McNett
CFA, Senior Portfolio
Manager & Principal
  Turner Investments   (1999 – 2003) Principal/
Client Service
 

 

Janus Capital Management LLC

Janus Capital Management LLC ("Janus") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of Janus is 151 Detroit Street, Denver, Colorado 80206. Janus is an investment adviser registered under the Advisers Act.

The only business of Janus Capital Management LLC is to serve as a subadviser of the Registrant and as investment adviser or sub-adviser to several other mutual funds, unregistered investment companies, and for individual, charitable, corporate, private, and retirement accounts.

The principal executive officers of the subadviser and their positions with the subadviser are as follows:

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robin C. Beery
Chief Marketing Officer and Executive Vice President
  Janus Capital Group Inc.

Janus Services LLC
The Janus Foundation
Enhanced Investment
Technologies, LLC
  Chief Marketing Officer and
Executive Vice President
Executive Vice President
President and Director
Working Director
 
Gary D. Black
Chief Executive Officer
  Janus Capital Group Inc.

Janus Management Holdings
Corp.
Bay Isle Financial LLC
Enhanced Investment
Technologies, LLC
  Chief Executive Officer and
Director
Director and President

President
Working Director
 
Jonathan D. Coleman
Executive Vice President and Co-Chief Investment Officer
     
Gregory A. Frost
Senior Vice President and
Chief Financial Officer
  Janus Capital Group Inc.

Janus Capital Asia Limited
Janus Capital International
Limited
Janus Holdings Corporation

Janus International Holding
LLC
Janus Management Holdings
Corp.
  Senior Vice President and
Chief Financial Officer
Director and Assistant Treasurer
Assistant Treasurer and Director

Senior Vice President, Controller,
and Director
Executive Vice President,
Controller, and Director
Senior Vice President, Chief
Financial Officer, and Director
 

 


C-60



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
  Janus Services LLC   Senior Vice President and Chief
Financial Officer
 
  Bay Isle Financial LLC   Senior Vice President and Chief
Financial Officer
 
  Berger Financial Group   Vice President  
  Capital Group Partners, Inc.   Senior Vice President, Controller,
and Director
 
  Enhanced Investment
Technologies, LLC
  Vice President  
Kelley Abbott Howes
Senior Vice President and
General Counsel
  Janus Capital Group Inc.

Janus Management Holdings
Corp.
Capital Group Partners, Inc.
Enhanced Investment
Technologies, LLC
  Senior Vice President and
General Counsel
Senior Vice President, General
Counsel, and Director
Director
Vice President
 
Dominic C. Martellaro
Executive Vice President
  Janus Capital Group Inc.   Executive Vice President  
  Janus Capital Funds Plc   Director  
  Janus Capital Trust Manager
Limited
  Director  
  Janus Services LLC   Executive Vice President  
Gibson Smith
Executive Vice President and Co-Chief Investment Officer
     
John Zimmerman
Executive Vice President
  Janus Capital Group Inc.   Executive Vice President  
  Enhanced Investment
Technologies, LLC
  Working Director  

 


C-61



J.P Morgan Investment Management, Inc.

J. P. Morgan Investment Management, Inc. ("JPMIM") is a sub-adviser for the Registrant's High Yield Bond Fund. The principal business address of JPMIM is 245 Park Avenue, New York, New York 10167. JPMIM is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Evelyn V. Guernsey
President, Director,
Managing Director
  JPMorgan Investment
Advisors Inc.
  Chairperson, President and CEO  
Joseph K. Azelby
Head of Real Estate,
Managing Director
     
Clive Brown
Director, Managing
Director Head of
International Business
     
Seth P. Bernstein
Global Head of Fixed
Income, Managing Director
     
Susan M. Canning
Vice President
     
George C.W. Gatch
Director, Managing
Director
  J.P. Morgan Funds   CEO and President  
Iiman (Amy) Pappas
Treasurer, Managing
Director
     
Paul A. Quinsee
Director, Managing
Director
     
Lawrence M. Unrein
Head of Private
Equity and Hedge
Funds Director,
Managing Director
     

 


C-62



Lee Munder Investments, Ltd.

Lee Munder Investments, Ltd. ("LMIL") is a sub-adviser for the Registrant's Small/Mid Cap Equity and Small Cap Funds. The principal business address of LMIL is 200 Clarendon Street, 28th Floor, Boston, Massachusetts 02116. LMIL is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Lee Munder,
Chairman
     
Kenneth Swan
President & C.O.O.
     
Robert A. Smith
Partner
  Castanea Partners, Inc

The Neiman Marcus Group
  Co-Founder and Managing
Director
Vice Chairman of the Board of
Directors
 
Jonathan Stone
Portfolio Manager
     
Andrew L. Beja
Portfolio Manager
     
R. Todd Vingers
Portfolio Manager
     
Jeffrey Davis
C.I.O.
  Rockefeller & Co
Berklee School of Music
International House-NYC
  C.I.O.
Board of Trustees
Board of Trustees
 
Joseph F. Tower III
Chief Financial Officer,
Chief Compliance Officer
  Mellon Financial Corporation   Vice President  

 

Los Angeles Capital Management and Equity Research, Inc.

Los Angeles Capital Management and Equity Research, Inc. ("LA Capital") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of LA Capital is 11150 Santa Monica Blvd., Suite 200, Los Angeles, California 90025. LA Capital is a registered investment adviser under the Advisers Act.

During the last two years, no partner of LA Capital has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.


C-63



LSV Asset Management

LSV Asset Management ("LSV") is a sub-adviser for the Registrant's Small/Mid Cap Equity, Small Cap and Large Cap Funds. The principal business address of LSV is 1 N. Wacker Drive, Chicago, Illinois 60606. LSV is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
SEI Funds, Inc.
General Partner
     
Josef Lakonishok
Partner, CEO, Portfolio
Manager
  University of Illinois   Professor of Finance  
Robert Vishny
Partner
     
Menno Vermeulen, CFA
Partner, Portfolio Manager,
     
Christopher J. LaCroix
Partner, Managing Director
of Business Development
     
Tremaine Atkinson
Partner, Chief
Operating Officer,
Chief Compliance Officer
     

 

Martingale Asset Management, L.P.

Martingale Asset Management, L.P. ("Martingale") is a sub-adviser for the Registrant's Small/Mid Cap Equity and Small Cap Funds. The principal business address of Martingale is 222 Berkeley Street, Boston, Massachusetts 02116. Martingale is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Martingale Asset
Management Corporation
(MAM) General Partner
     
Patricia J. O'Connor
CFO, Executive
Vice President, Limited
Partner
  Martingale Asset Management
Corporation
  Treasurer, Director, Shareholder  
William Edward Jacques,
CIO, Executive Vice
President, Portfolio
Manager, Limited Partner
  Martingale Asset Management
Corporation
Jacques Family Partners L.P.
  Director, Shareholder

Managing Partner
 

 


C-64



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Alan J. Strassman
Chairman, Limited Partner
  Martingale Asset Management Corporation
Museum of Fine Arts Boston
Boston Foundation for Sight
WGBH Foundation
Immune Disease Institute
School of Museum of
Fine Arts, Boston
  Director, Chairman,
Shareholder
Trustee
Trustee
Trustee
Trustee
Honorary Life Governor (no vote)
 
Arnold Seton Wood
President, Portfolio
Manager, Limited Partner
  Martingale Asset Management
Corporation
The Adam R. Wood Trust – 2003
The Esther P. Wood Trust – 2003
The Arnold S. Wood, III
Trust – 2003
  Director, Shareholder

Trustee
Trustee
Trustee
 
Douglas Evan Stark
CFA, Investment Research,
Portfolio Manager,
Limited Partner
     
Samuel Nathans, CFA
Portfolio Manager,
Limited Partner
     
Thomas A. Cosmer
CFA, Senior Vice President
and Limited Partner
     
Jill G. Brogan
Vice President and Partner
  The Professional Association
for Investment Communication
Resources
  Chairperson (Voluntary)  
Guy A. Skaggs
Senior Vice President and
Limited Partner
     
Elizabeth F. Davis
Vice President and
Limited Partner
     
Jennifer Visco
Limited Partner
     
James M. Eysenbach,
CFA Senior Vice
President, Limited Partner
     

 


C-65



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ellen M. Kelly
Senior Vice President
and Limited Partner
     
Jean Roukounakis
Senior Portfolio
Administrator, Limited
Partner
     

 

Mazama Capital Management, Inc.

Mazama Capital Management, Inc. ("Mazama") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of Mazama is One SW Columbia Street, Suite 1500, Portland, Oregon 97258. Mazama is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ronald Adair Sauer
President, Chairman and
Chief Investment Officer
     
Helen McDonald Degener
Director and Strategic
Advisor
  The Mathes Company   VP and Portfolio Manager  
Jill Ronne Collins
Senior Vice President
Marketing &
Client Service
     
Brian Paul Alfrey
Director, Executive Vice
President and Chief
Operating Officer
     
Stephen Charles Brink
Senior Vice President,
Director of Research
     
Donald J. Klotter
Senior Vice President,
Marketing & Client Service
     
Shannon M. Lynch
Chief Compliance Officer
     

 


C-66



McKinley Capital Management, Inc.

McKinley Capital Management, Inc. ("McKinley Capital") is a sub-adviser for the Registrant's Small Cap, International Equity and World Equity Ex-US Funds. The principal business address of McKinley Capital is 3301 C Street, Suite 500, Anchorage, Alaska 99503. McKinley Capital is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robert B. Gillam
President, CIO
  FAS Alaska, Inc.
McKinley Offshore
Management, Ltd.
  Officer, Director
Director
 
Diane M. Wilke
Executive Vice President,
COO
  McKinley Offshore Management,
Ltd.
FAS Alaska, Inc.
  Director

Officer, Director
 
Robert A. Gillam
Director Global Equities
     
Tamara L. Leitis
Assistant Vice President,
HR Manager
     
Gregory O'Keefe
CFO
     

 

Metropolitan West Asset Management LLC

Metropolitan West Asset Management LLC ("MWAM") is a sub-adviser for the Registrant's Long Duration, Extended Duration and Core Fixed Income Funds. The principal business address of MWAM 11766 Wilshire Boulevard, Suite 1580, Los Angeles, California 90025. MWAM is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Scott Dubchansky
Chief Executive Officer,
Managing Director
  Metropolitan West Funds

West Gate Advisors, LLC

MWAM Distributors, LLC
  Chairman of the Board of
Trustees, CEO, President
Chairman of the Board of
Trustees, CEO, President
CEO
 
Tad Rivelle Chief Investment Officer,
Managing Director
  West Gate Advisors, LLC   Chief Investment Officer,
Partner, Managing Director
 
Laird Landmann
Portfolio Manager,
Managing Director
  West Gate Advisors, LLC   Portfolio Manager, Partner,
Managing Director
 
David Lippman
Portfolio Manager,
Managing Director
  West Gate Advisors, LLC   Portfolio Manager, Partner,
Managing Director
 

 


C-67



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Steve Kane
Portfolio Manager,
Managing Director
  West Gate Advisors, LLC   Portfolio Manager, Partner,
Managing Director
 
Chris Scibelli
Director of Marketing,
Managing Director
  West Gate Advisors, LLC   Director of Marketing,
Partner, Managing Director
 
Patrick Moore
Director of Client Services,
Managing Director
  West Gate Advisors, LLC   Director of Client Services  
Joseph Hattesohl
Chief Financial Officer,
Managing Director
  West Gate Advisors, LLC
Metropolitan West Funds

MWAM Distributors, LLC
  Chief Financial Officer
Treasurer, Chief Financial
Officer
President
 
Cal Rivelle
Chief Technology Officer
  West Gate Advisors, LLC   Chief Technology Officer  
Bryan Whalen
Specialist Portfolio
Manager; Managing
Director
  West Gate Advisors, LLC   Specialist Portfolio Manager  
Mitchell Flack;
Specialist Portfolio
Manager; Managing
Director
  West Gate Advisors, LLC   Specialist Portfolio Manager  
Keith T. Kirk
Chief Compliance Officer
 
MWAM Distributors, LLC
 
Chief Compliance Officer
 

 

Montag & Caldwell, Inc.

Montag & Caldwell, Inc. ("Montag & Caldwell") is a sub-adviser for the Registrant's Large Cap Fund. The principal business address of Montag & Caldwell is 3455 Peachtree Road, NE, Suite 1200, Atlanta, Georgia 30326-3248. Montag & Caldwell is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ronald E. Canakaris, CFA Chairman, President
and CIO; Board of
Directors
     
Albertus Petrus Schouws
Board of Directors
  ABN AMRO Asset Management
Holding, NV
  Global Chief Financial Officer  
Sarah Anne Cecil
Russell Board of Directors
  ABN AMRO Asset Management
Holding, NV
  Global CEO  

 


C-68



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
William A. Vogel, CFA
CEO; Board of Directors
     
Rebecca M. Keister, CFA,
CIPM Executive Vice
President, Chief
Compliance Officer;
Corporate Secretary
     
Janet B. Bunch, CFA
Executive Vice President;
Board of Directors
     
Brian W. Stahl
Vice President; Treasurer
     
Grover C. Maxwell III, CFA
Executive Vice President
     
Thomas Leavitt III
Board of Directors
  ABN AMRO Asset Management
Holding, NV
  President & CEO for
North America SBU
 
Sandra M. Barker
CFA Vice President
     
Carol K. Burns
Vice President
     
Dean C. Christians
CMT Assistant Vice President
     
Jane R. Davenport
CFA Vice President
     
James L. Deming, CFA
Vice President
     
Helen M. Donahue
CFA Vice President
     
Marcia C. Dubs
Vice President
     
James M. Francis IV
Assistant Vice President
     
C. Jefferson Hagood
CFA Vice President
     
Mark C. Hayes
CFA Vice President
     
Andrew W. Jung,
CFA Vice President
     
William E. Long III
Vice President
     

 


C-69



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Charles E. Markwalter
CFA Vice President
     
Kurt T. Momand
CFA Vice President
     
Michael A. Nadal
Vice President
     
George M. Northrop
Vice President
     
Carla T. Phillips
Vice President
     
Katherine E. Ryan
Assistant Vice President
     
Debbie J. Thomas
Vice President
     
M. Scott Thompson, CFA
Vice President
     
David L. Watson, CFA
Vice President
     
John S. Whitney III
Vice President
     

 

Nomura Corporate Research and Asset Management Inc.

Nomura Corporate Research and Asset Management Inc. ("NCRAM") is a sub-adviser for the Registrant's High Yield Bond Fund. The principal business address of NCRAM is Two World Financial Center, Building B, 25th Floor, New York, New York 10281-1198. NCRAM is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Robert Levine
President, CEO and
Board Member
  Nomura Holding America, Inc.   Executive Managing Director  
Joseph Redmond Schmuckler
Co-Chairman of the Board
  Nomura Securities International,
Inc.
  President, Chief Operating
Officer
 
David Mair Findlay
Executive Managing
Director, Board Member,
Chief Legal Officer
  Nomura Holding America, Inc.


Nomura Securities International,
Inc.
  Chief Legal Officer, Board
Member, Executive Managing
Director, Secretary
Chief Legal Officer, Board
Member, Executive Managing
Director
 

 


C-70



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Shigesuke Kashiwagi
Board Member
  Nomura Holding America, Inc.


Nomura Securities International,
Inc.
Nomura Funds Research and
Technologies America, Inc.
  Board Member, Executive
Managing Director, Chief
Operating Officer
Board Member, Chief Executive
Officer

Director of the Board
 
Hideyuki Takahashi   Nomura Securities International,
Inc.
Nomura Holding America, Inc.
  Chairman of the Board

Board Member
 
David Crall
Managing Director
     
Stephen Kotsen
Director
     
Amy Yu
Director
     

 

PanAgora Asset Management, Inc.

PanAgora Asset Management, Inc. ("PanAgora") is a sub-adviser for the Registrant's Small Cap, Emerging Markets Equity and Small/Mid Cap Equity Funds. The principal business address of PanAgora is 260 Franklin Street, 22nd Floor, Boston, MA 02110. PanAgora is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of PanAgora has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Quantitative Management Associates LLC

Quantitative Management Associates LLC ("QMA") is a sub-adviser for the Registrant's International Equity, World Equity Ex-US, Large Cap Disciplined Equity, Large Cap Diversified Alpha and Large Cap Funds. The principal business address of QMA is Gateway Center 2, McCarter Highway & Market Street, Newark, New Jersey 07102. QMA is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Ronald K. Andrews
Manager
  Jennison Associates LLC
Prudential Investments LLC
Prudential Annuities Advisory
Services, Inc.
  Director
Senior Vice President
Senior Vice President
 
Dennis Kass
Manager and Chairman
  Jennison Associates LLC
The Prudential Insurance
Company of America
Prudential Investment
Management, Inc
  Chairman & CEO
Vice President

Senior Managing Director,
Director and Vice President
 

 


C-71



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Timothy J. Knierim
Manager
  Jennison Associates LLC
PIM Warehouse, Inc.
Prumerica Financial Asia Limited
Residential Information
Services, Inc.
The Prudential Insurance
Company of America
Prudential Investment
Management, Inc.
  Director
Assistant Secretary
Corporate Secretary
Vice President and Secretary

Assistant Secretary

Vice President and
Assistant Secretary
 
Kenneth Moore
Manager, Vice President
and Chief Financial Officer
  The Prudential Insurance
Company of America
Prudential Investment
Management, Inc.
Jennison Associates LLC

Prudential Trust Company
  Vice President

Vice President

Executive Vice President and
Treasurer
Director
 
Scott L. Hayward
Manager and Chief
Executive Officer
  Jennison Associates LLC
Prudential Trust Company
The Prudential Insurance
Company of America
Pramerica Asset
Management, Inc.
Prudential Investment
Management, Inc.
  Executive Vice President
Director
Vice President

Director

Vice President
 
Margaret S. Stumpp
Manager, Vice President
and Chief Investment
Officer
  Prudential Trust Company
The Prudential Insurance
Company of America
Pramerica Asset
Management, Inc.
Prudential Investment
Management, Inc.
  Vice President
Vice President

Senior Vice President

Vice President
 
Bernard B. Winograd
Manager
  Jennison Associates LLC
PIC Holdings Limited
PIM Foreign Investments, Inc.
PIM Warehouse, Inc.
Prudential Investment
Management Services LLC
Prudential Asset Management
Holding LLC
The Prudential Insurance
Company of America
Prudential Investment
Management, Inc.
PIM Investments, Inc.
PIM Foreign Investments, Inc.
  Director
Chairman and Director
President
Chairman and Director
Executive Vice President

Manager and Vice President

Vice President

Chairman, Director and
President & CEO
Director and President
President
 

 


C-72




Record Currency Management Limited

Record Currency Management Limited ("RCM") is a sub-adviser for the Registrant's International Equity, World Equity Ex-US and Enhanced Income Funds. The principal business address of RCM is 1st Floor Morgan House, Madeira Walk, Windsor, Berkshire SL4 1EP United Kingdom. Record is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of RCM has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Rexiter Capital Management Limited

Rexiter Capital Management Limited ("Rexiter") is a sub-adviser for the Registrant's Emerging Markets Equity and World Equity Ex-US Funds. The principal business address of Rexiter is 21 St. James's Square, London SWIY 4SS United Kingdom. Rexiter is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Kenneth King
Chairman and
Chief Investment Officer
     
Helena Coles
Director—Senior
Investment Manager
     
Arzu Akkemik
Director—Investment Manager
     
Jamshed Desai
Senior Investment Manager
     
Adrian Cowell
Director—Senior
Investment Manager
     
Murray Davey
Managing Director—
Global Emerging Markets
Senior Investment Manager
     
Christopher James
Director—Senior
Investment Manager
     
Gavin MacLachlan
Director—Chief Operating
Officer and Company
Secretary
     
Nicholas Payne
Director—Senior
Investment Manager
     

 


C-73



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Christopher Vale
Managing Director
and CIO Asia—
Investment Manager
     
Joe Lyons
Non-Executive Director
 
State Street Global Alliance (US)
 
Senior Principal
 
Jared Cahse
Non-Executive Director
  State Street Global Alliance (US)   Chairman  
Randy Carrigan
Legal Counsel
 
State Street Global Alliance (US)
 
Legal Counsel
 
Sam Stewart
Chief Compliance Officer
 
SSgA Limited (UK)
 
Head of Compliance and Risk
 
Christopher Peacock
Head of Compliance
and Risk
 

SSgA Limited (UK)
 
Deputy Head of
Compliance and Risk
 
Tanya Barvenik
Compliance and
Risk Associate
 

SSgA Limited (UK)
 

Compliance Assistant
 
Ming Wong
Compliance—Code of Ethics
 
SSgA (US)
 
Compliance—Code of Ethics
 
Elizabeth Shea
Compliance—Code of Ethics
 
SSgA (US)
 
Compliance—Code of Ethics
 
Andrew Letts
Proxy Voting
 
SSgA (US)
 
Proxy Voting
 
Sylvana Billings
Group Finance Manager
     

 

Robeco Investment Management Inc.

Robeco Investment Management Inc. ("Robeco") is a sub-adviser for the Registrant's Small Cap Fund. The principal business address of Robeco is 909 Third Avenue, New York, New York 10022. Robeco is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of Robeco has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Security Capital Research & Management Incorporated

Security Capital Research & Management Incorporated ("Security Capital") is a sub-adviser for the Registrant's Small Cap and Small/Mid Cap Equity Funds. The principal business address of Security Capital is 10 South Dearborn Street, Suite 1400, Chicago, Illinois 60603. Security Capital is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of Security Capital has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.


C-74



SEI Investments Management Corporation

SEI Investments Management Corporation ("SIMC") is the adviser for the Registrant's Funds. The principal business address of SIMC is One Freedom Valley Drive, Oaks, Pennsylvania 19456. SIMC is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Position With Other Company  
Edward Loughlin
Director & President
  SEI Investments Company
SEI Investments Distribution
Company
SEI Investments Global Funds
Services
SEI Trust Company
SEI Investments Canada
Company
  Executive Vice President
Director

Senior Vice President

Director
Director
 
Karl Dasher
Director, Senior
Vice President &
Chief Investment Officer
     
N. Jeffrey Klauder
Director, Senior Vice
President & Assistant
Secretary
  SEI Investments Company


SEI Insurance Group

SIMC Holdings, LLC
SEI Ventures Inc.

SEI Investments Management
Corporation Delaware, LLC
SIMC Subsidiary LLC
SEI Investments Development
Inc.
SEI Investments Global
Funds Services
SEI Funds Inc.

SEI Investments Inc.

SEI Investments Global Corp
Inc.
SEI Global Capital
Investments Inc.
SEI Investments Global, Limited
SEI Investments—Global Fund
Services Limited
Larington Limited
  General Counsel & Executive
Vice President, Assistant
Secretary
Senior Vice President &
Assistant Secretary
Manager
Senior Vice President &
Secretary
Senior Vice President &
Assistant Secretary
Manager
Senior Vice President &
Secretary
Senior Vice President &
Assistant Secretary
Senior Vice President &
Secretary
Senior Vice President &
Secretary
Director, Senior Vice President &
Secretary
Senior Vice President &
Secretary
Director
Director

Director
 

 


C-75



Name and Position
With Investment Adviser
  Name of Other Company   Position With Other Company  
    SEI Advanced Capital
Management Inc.
SEI Primus Holding Corp

SEI Global Services Inc.

SEI Private Trust Company
  Director, Senior Vice President &
Secretary
Senior Vice President &
Assistant Secretary
Senior Vice President &
Assistant Secretary
Director
 
Wayne Withrow
Director & Senior
Vice President
  SEI Investments Company
SEI Investments Distribution
Company
SEI Investments Global Funds
Services
SEI Trust Company
SEI Investments Global
(Cayman) Limited
SEI Global Holdings
(Cayman) Inc.
SEI Investments Global
(Bermuda) Ltd
SEI Global Services Inc.
  Executive Vice President
Director

Chief Executive Officer

Director
Director

Chairman of the Board &
Executive Chief Officer
Director, President

Director, Senior Vice President
 
Joseph P. Ujobai
Director & Senior
Vice President
  SEI Investments Company
SEI Inc. (Canada)
SEI Capital Limited (Canada)
SEI Global Investments Corp
SEI Investments (Europe) Ltd
SEI Investments—Unit Trust
Management (UK) Limited
SEI Global Nominee Ltd
SEI Asset Korea
SEI Investments
(South Africa) Limited
SEI Investments Global,
Limited
SEI Investments Canada
Company
SEI Global Services, Inc.
  Executive Vice President
Director
Director
President
Director
Director

Director
Director
Director

Director

Director

Senior Vice President
 
Chris Keogh
Director & Senior
Vice President
     
Kathy Heilig
Director & Senior Vice
President
  SEI Investments Company

SEI Insurance Group, Inc.
  Vice President, Controller &
Chief Accounting Officer
Vice President & Treasurer
 

 


C-76



Name and Position
With Investment Adviser
  Name of Other Company   Position With Other Company  
    SEI Ventures, Inc.

SEI Investments Management
Corporation Delaware, LLC
SEI Investments Developments
Inc.
SEI Investments Global Funds
Services
SEI Funds Inc.

SEI Investments, Inc.

SEI Global Investments Corp

SEI Global Capital Investments,
Inc.
SEI Investments Global
Vice President & Treasurer
SEI Investments Global Holdings
(Cayman) Inc.
SEI Advanced Capital
Management, Inc.
SEI Primus Holding Corp

SEI Global Services, Inc.
SEI Franchise Inc.
  Director, Vice President &
Treasurer
Manager, Vice President &
Treasurer
Director, Vice President &
Treasurer
Vice President & Treasurer

Director, Vice President &
Treasurer
Director, Vice President &
Treasurer
Director, Vice President &
Treasurer
Director, Vice President &
Treasurer
Vice President & Treasurer

Vice President, Assistant
Secretary & Treasurer
Director, Vice President &
Treasurer
Director, Vice President &
Treasurer
Treasurer
Vice President & Treasurer
 
Timothy D. Barto
General Counsel,
Vice President & Secretary
  SEI Investments Company

SIMC Holdings, LLC
SIMC Subsidiary LLC
SEI Investments Global Funds
Services
SEI Funds Inc.
SEI Investments Global
(Bermuda) Ltd
SEI Global Services Inc.

SEI Franchise Inc.
  Vice President & Assistant
Secretary
Manager
Manager
General Counsel, Vice
President & Secretary
Vice President
Vice President

Vice President & Assistant
Secretary
Assistant Secretary
 
Richard Deak
Vice President &
Assistant Secretary
  SEI Investments Company

SEI Investments Global Funds
Services
SEI Global Services Inc.
  Vice President & Assistant
Secretary
Vice President & Assistant
Secretary
General Counsel, Vice
President & Secretary
 

 


C-77



Name and Position
With Investment Adviser
  Name of Other Company   Position With Other Company  
Lydia A. Gavalis
Vice President &
Assistant Secretary
  SEI Investments Company

SEI Insurance Group

SEI Global Services Inc.

SEI Franchise Inc.
  Vice President & Assistant
Secretary
Vice President & Assistant
Secretary
Vice President & Assistant
Secretary
General Counsel, Vice
President & Secretary
 
James Ndiaye
Vice President &
Assistant Secretary
  SEI Investments Global Funds
Services
  Vice President & Assistant
Secretary
 
Michael Pang
Vice President &
Assistant Secretary
  SEI Investments Global Funds
Services
SEI Investments Global
(Cayman) Limited
SEI Global Holdings
(Cayman) Inc.
SEI Global Services Inc.
  Vice President & Assistant
Secretary
Vice President & Secretary

Vice President & Secretary

Vice President & Assistant
Secretary
 
Sofia Rosala
Vice President &
Assistant Secretary
  SEI Investments Global Funds
Services
  Vice President & Assistant
Secretary
 
Lauren Shank
Vice President & Assistant
Secretary
  SEI Global Services Inc.   Vice President & Assistant
Secretary
 
Lori L. White
Vice President &
Assistant Secretary
  SEI Investments Company

SEI Investments Distribution
Company
SEI Investments Global Funds
Services
  Vice President & Assistant
Secretary
Vice President & Assistant
Secretary
Assistant Secretary
 
Michael Brophy
Chief Compliance Officer
     
Kevin Barr
Vice President
  SEI Investments Distribution
Company
SEI Global Services Inc.
  President & Chief Executive
Officer
Vice President
 
Michael Cagnina
Vice President
     
David Campbell
Vice President
  SEI Investments Global Funds
Services
SEI Global Services Inc.
  Vice President

Vice President
 

 


C-78



Name and Position
With Investment Adviser
  Name of Other Company   Position With Other Company  
Jim Combs
Vice President
 
SEI Global Services Inc.
 
Vice President
 
Michael Farrell
Vice President
  SEI Investments Distribution
Company
SEI Franchise Inc.
  Vice President

Vice President
 
Greg Gettinger
Vice President
  SEI Investments Management
Corporation Delaware LLC
SEI Investments Global Funds
Services
SEI Global Services Inc.
  Vice President

Vice President

Vice President
 
Paul Klauder
Vice President
  SEI Global Services Inc.   Vice President  
James Martielli
Vice President
     
John J. McCue
Vice President
     
Dave McLaughliin
Vice President
     
Carolyn McLaurin
Vice President
     
Roger Messina
Vice President
         
James Miceli
Vice President
     
Stephen Onofrio
Vice President
     
Debra Phillips
Vice President
     
Alison Saunders
Vice President
     
John Scarpato
Vice President
     
Brandon Sharrett
Vice President
  SEI Global Services Inc.   Vice President  
Sean Simko
Vice President
     
James Smigiel
Vice President
     

 


C-79



Name and Position
With Investment Adviser
  Name of Other Company   Position With Other Company  
Greg Stahl
Vice President
     
Raymond B. Webster
Vice President
  SEI Global Services Inc.   Vice President  

 

Smith Breeden Associates, Inc.

Smith Breeden Associates, Inc. ("Smith Breeden") is a sub-adviser for the Registrant's Large Cap Disciplined Equity, Large Cap Diversified Alpha, International Equity and World Equity Ex-US Funds. The principal business address of Smith Breeden is 100 Europa Drive, Suite 200, Chapel Hill, North Carolina 27157. Smith Breeden is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Daniel C. Dektar,
Chief Investment Officer
     
Stephen A. Eason, CFA,
Executive Vice President
  Eason Energy, Inc.   President  
Eugene Flood, Jr., Ph.D.,
Chief Executive Officer
  College Retirement Equity
Fund
Duke University's Fuqua School
of Business
University of North Carolina
at Chapel Hill
M.I.T's Sloan School of
Management
M.I.T's Economics Department
  Trustee

Member of Board of Visitors

Member of Board of Visitors

Member of Dean's Advisory
Committee
Member of Visiting Committee
 
Michael J. Giarla,
Chairman
  Wyandotte Community
Corporation
Harrington Bank, FSB
Community First Financial Group
Inc.
Square 1 Financial
Square 1 Bank
Peninsula Banking Group
Self Help Ventures Fund
Duke University's Fuqua School
of Business
Durham Academy
Roxbury Latin School
The Hill Center
 
Board member
Chairman
Director

Vice Chairman
Director
Director
Board member

Member of Board of Visitors
Chairman of the Board
Trustee
Trustee
 
Stanley J. Kon, Ph.D.,
Director of Research
  Los Padres Savings Bank, FSB   Director  
Marianthe S. Mewkill
Chief Operating Officer
     

 


C-80



SSgA Funds Management, Inc.

SSgA Funds Management, Inc. ("SSgA FM") is a sub-adviser for the Registrant's Large Cap Index Fund. The principal business address of SSgA FM is One Lincoln St. Boston, Massachusetts 02111. SSgA FM is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
James Edward Ross
President & Director
  State Street Global Advisors
a division of State Street Bank
and Trust Company
  Senior Managing Director  
Mitchell H. Shames
Director
  State Street Global Advisors   Senior Managing Director and
General Counsel
 
Mark J. Duggan
Chief Legal Officer
  State Street Global Advisors   Senior Managing Director and
Deputy General Counsel
 
Peter A. Ambrosini
Chief Compliance Officer
  State Street Global Advisors   Senior Managing Director and
Chief Compliance and
Risk Management Officer
 
Thomas P. Kelly
Treasurer
  State Street Global Advisors   Senior Managing Director
 
Peter G. Leahy
Director
  State Street Corporation
State Street Global Advisors
  Executive Vice President
Chief Product Officer and Senior
Managing Director
 

 

Stone Harbor Investment Partners LP

Stone Harbor Investment Partners LP ("Stone Harbor") is a sub-adviser for the Registrant's Emerging Markets Debt Fund. The principal business address of Stone Harbor is 31 West 52nd Street, 16th Floor, New York, New York 10019. Stone Harbor is a registered investment adviser under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Peter J. Wilby
Chief Investment Officer/
Managing Member of
General Partner
  Legg Mason, Inc.
Salomon Brothers
Asset Management Inc
  Managing Director and Chief
Investment Officer-Fixed Income
 
Thomas W. Brock
Chief Executive Officer
  Columbia Management
Multi-Strategy
Hedge Fund LLC
BACAP Alternative
Multi- Strategy Fund LLC
Liberty All-Star Fund
Liberty Growth Fund
  Director


Director

Director
Director
 
James J. Dooley
Chief Financial Officer
  Legg Mason, Inc.
Salomon Brothers Asset
Management Inc
  Managing Director

 

 


C-81



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Jeffrey S. Scott
Chief Compliance Officer
  New York Life Insurance
Company
Salomon Brothers Asset
Management Inc
  Chief Compliance Officer  
Adam J. Shapiro
General Counsel
  Legg Mason, Inc.
Salomon Brothers
Asset Management Inc
  Director  

 

Wellington Management Company, LLP

Wellington Management Company, LLP ("Wellington Management") is a sub-adviser to the Registrant's Small Cap, Enhanced Income and Small/Mid Cap Equity Funds. The principal business address of Wellington Management is 75 State Street, Boston, Massachusetts 02109. Wellington Management is an investment adviser registered under the Advisers Act.

During the last two fiscal years, no partner of Wellington Management has engaged in any other business, profession, vocation or employment of a substantial nature other than that of the business of investment management.

Wells Capital Management, Inc.

Wells Capital Management, Inc. ("Wells Capital") is a sub-adviser for the Registrant's Core Fixed Income Fund. The principal business address of Wells Capital is 525 Market Street, 10th Floor, San Francisco, California 94105. Wells Capital is a registered investment adviser under the Advisers Act.

During the last two fiscal years, no partner of Wells Capital has engaged in any other business, profession, vocation or employment of a substantial nature other than the business of investment management.

Western Asset Management Company

Western Asset Management Company ("Western Asset") is a sub-adviser for the Core Fixed Income Fund. The principal business address of Western Asset is 385 East Colorado Boulevard, Pasadena, California 91101. Western Asset is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Bruce D. Alberts
Chief Investment Officer
  None   None  
Peter L. Bain
Director
  Western Asset Management
Company Ltd
Legg Mason, Inc.
Legg Mason Funds
Management, Inc.
Brandywine Asset
Management, LLC
Nova Scotia Company
BMML, Inc.
Legg Mason Capital
Management, Inc.
Barrett Associates, Inc.
  Director

Senior Executive Vice President
Director

Director/Manager

Director
Vice President and Director
Director

Director
 

 


C-82



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    Bartlett and Co.
Berkshire Asset Management, Inc.
Legg Mason Focus Capital, Inc.
Gray, Seifert and Company, LLC
Howard Weil Incorporated
Legg Mason Real Estate
Services, Inc.
Legg Mason Commercial Real
Estate Services, Inc.
Legg Mason Funding, Inc.
Legg Mason Limited
Legg Mason Properties, Inc.
Legg Mason Realty Group, Inc.
LM Tower, Inc.
PCM Holdings, Inc.
PCM Holdings II, LLC
Royce & Associates, Inc.
Permal
  Director
Director
Director
Director
Director
Director

Director

Director
Director
Director
Director
Director
Director
Director
Manager
Director
 
James W. Hirschmann III
CEO
  Western Asset Management
Company Ltd.
  Director  
Gavin L. James
Director of Global Client
Services
  None   None
 
S. Kenneth Leech
Chief Investment Officer
  None   None  
Edward A. Taber III
Director
  Western Asset Management
Company, Ltd.
Legg Mason, Inc
Legg Mason Fund Adviser, Inc.
Batterymarch Financial
Management, Inc.
Brandywine Asset
Management, LLC
Legg Mason Real Estate
Investors, Inc.
Nova Scotia Company
Legg Mason Asset Management
(Asia) Pte Ltd
Legg Mason Real Estate Securities
Advisors, Inc.
LM Holdings, Inc.
  Director

Executive Vice President
Director
Director

Manager

Director

Vice President and Director
Director

Director

Director
 
Stephen A. Walsh
Deputy Chief Investment
Officer
  None   None  

 


C-83



Western Asset Management Company Limited

Western Asset Management Company Limited ("Western Asset Limited") is a sub-adviser for the Core Fixed Income Fund. The principal business address of Western Asset Limited is 155 Bishopsgate, London EC2M 3XG United Kingdom. Western Asset Limited is an investment adviser registered under the Advisers Act.

Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
Bruce D. Alberts
Chief Financial Officer
  None   None  
Peter L. Bain
Director
  Western Asset Management
Company Ltd.
Legg Mason, Inc.
Legg Mason Funds
Management, Inc.
Brandywine Asset
Management, LLC
Nova Scotia Company
BMML, Inc.
Legg Mason Capital
Management, Inc.
Barrett Associates, Inc.
Bartlett and Co.
Berkshire Asset Management, Inc.
Legg Mason Focus Capital, Inc.
Gray, Seifert and Company, LLC
Howard Weil Incorporated
Legg Mason Real Estate
Services, Inc.
Legg Mason Commercial Real
Estate Services, Inc.
Legg Mason Funding, Inc.
Legg Mason Limited
Legg Mason Properties, Inc.
Legg Mason Realty Group, Inc.
LM Tower, Inc.
PCM Holdings, Inc.
PCM Holdings II, LLC
Royce & Associates, Inc.
Permal
  Director

Senior Executive Vice President
Director

Director/Manager

Director
Vice President and Director
Director

Director


Director
Director
Director
Director

Director

Director
Director
Director
Director
Director
Director
Director
Manager
Director
 
James W. Hirschmann III
CEO
  Western Asset Management
Company Ltd.
  Director  
Gavin L. James
Director of Global Client
Services
  None   None  
S. Kenneth Leech
Chief Investment Officer
  None   None  
Charles A. Ruyz de Perez   Western Asset Management
Company Ltd.
  Secretary, General Counsel and
Head of Legal and Compliance
 
Edward A. Taber III
Director
  Western Asset Management
Company, Ltd.
Legg Mason, Inc
  Director

Executive Vice President
 

 


C-84



Name and Position
With Investment Adviser
  Name of Other Company   Connection With Other Company  
    Legg Mason Fund Adviser, Inc.
Batterymarch Financial
Management, Inc.
Brandywine Asset
Management, LLC
Legg Mason Real Estate
Investors, Inc.
Nova Scotia Company
Legg Mason Asset Management
(Asia) Pte Ltd
Legg Mason Real Estate Securities
Advisors, Inc.
LM Holdings, Inc.
  Director
Director

Manager

Director

Vice President and Director
Director

Director

Director
 
Stephen A. Walsh
Deputy Chief Investment
Officer
  None   None  

 

Item 27.  Principal Underwriters:

(a)  Furnish the name of each investment company (other than the Registrant) for which each principal underwriter currently distributing the securities of the Registrant also acts as a principal underwriter, distributor or investment adviser.

Registrant's distributor, SEI Investments Distribution Co. (the "Distributor"), acts as distributor for:

SEI Daily Income Trust   July 15, 1982  
SEI Liquid Asset Trust   November 29, 1982  
SEI Tax Exempt Trust   December 3, 1982  
SEI Index Funds   July 10, 1985  
SEI Institutional Managed Trust   January 22, 1987  
SEI Institutional International Trust   August 30, 1988  
The Advisors' Inner Circle Fund   November 14, 1991  
The Advisors' Inner Circle Fund II   January 28, 1993  
Bishop Street Funds   January 27, 1995  
SEI Asset Allocation Trust   April 1, 1996  
HighMark Funds   February 15, 1997  
Oak Associates Funds   February 27, 1998  
CNI Charter Funds   April 1, 1999  
iShares Inc.   January 28, 2000  
iShares Trust   April 25, 2000  
JohnsonFamily Funds, Inc.   November 1, 2000  
Causeway Capital Management Trust   September 20, 2001  
The Japan Fund, Inc.   October 7, 2002  
Barclay's Global Investors Funds   March 31, 2003  
SEI Opportunity Fund, LP   October 1, 2003  
The Arbitrage Funds   May 17, 2005  
The Turner Funds   January 1, 2006  
ProShares Trust   November 14, 2005  
Community Reinvestment Act Qualified Investment Fund   January 8, 2007  
Accessor Funds   March 1, 2007  
TD Asset Management USA Funds   July 25, 2007  

 


C-85



The Distributor provides numerous financial services to investment managers, pension plan sponsors, and bank trust departments. These services include portfolio evaluation, performance measurement and consulting services ("Funds Evaluation") and automated execution, clearing and settlement of securities transactions ("MarketLink").

(b)  Furnish the Information required by the following table with respect to each director, officer or partner of each principal underwriter named in the answer to Item 20 of Part B. Unless otherwise noted, the business address of each director or officer is One Freedom Valley Drive, Oaks, Pennsylvania 19456.


Name
  Position and Office
With Underwriter
  Positions and Offices
With Registrant
 
William M. Doran   Director   Trustee  
Kevin Barr   President & Chief Executive Officer    
Maxine Chou   Chief Financial Officer & Treasurer    
John Munch   General Counsel & Secretary    
Edward D. Loughlin   Director    
Wayne M. Withrow   Director    
Michael Farrell   Vice President    
Mark J. Held   Senior Vice President    
Thomas Rodman   Chief Operations Officer    
Karen LaTourette
  Chief Compliance Officer, Anti-Money Laundering
Officer and Assistant Secretary
   
Lori L. White   Vice President and Assistant Secretary    
Robert Silvestri   Vice President    
John Coary   Vice President & Assistant Secretary    
Mark McManus   Vice President    
John Cronin   Vice President    
Robert McCarthy   Vice President    

 

Item 28.  Location of Accounts and Records:

Books or other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, and the rules promulgated thereunder, are maintained as follows:

(a)  With respect to Rules 31a-1(a); 31a-1(b)(1); (2)(a) and (b); (3); (6); (8); (12); and 31a-1(d), the required books and records are maintained at the offices of Registrant's Custodians:

U.S. Bank National Association
425 Walnut Street
Cincinnati, Ohio 45202

Brown Brothers Harriman & Co.
40 Water Street
Boston, Massachusetts 02109-3661


C-86



(b)/(c) With respect to Rules 31a-1(a); 31a-1(b)(1),(4); (2)(C) and (D); (4); (5); (6); (8); (9); (10); (11); and 31a-1(f), the required books and records are maintained at the offices of Registrant's Administrator:

SEI Investments Global Funds Services
One Freedom Valley Drive
Oaks, Pennsylvania 19456

(c)  With respect to Rules 31a-1(b)(5),(6),(9), (10) and (11) and 31a-1(f), the required books and records are maintained at the principal offices of the Registrant's Money Managers:

Acadian Asset Management Inc.
One Post Office Square
Boston, Massachusetts 02109

AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York 10105

Alphasimplex Group LLC
One Cambridge Center
Cambridge, Massachusetts 02142

Analytic Investors Inc.
500 South Grand Avenue
23rd Floor
Los Angeles, California 90071

Ares Management LLC
1999 Avenue of the Stars
19th Floor
Los Angeles, California 90067

Aronson+Johnson+Ortiz, LP
230 South Broad Street
Twentieth Floor
Philadelphia, Pennsylvania 19102

Artisan Partners Limited Partnership
875 E. Wisconsin Avenue, Suite 800
Milwaukee, Wisconsin 53202

Ashmore Investment Management Limited
20 Bedfordbury
London, United Kingdom WCZN 4BL

AXA Rosenberg Investment Management LLC
4 Orinda Way
Building E
Orinda, California 94563

BlackRock Advisors, Inc.
40 East 52nd Street
New York, New York 10022

The Boston Company Asset Management
One Boston Place
Boston, Massachusetts 02108


C-87



Capital Guardian Trust Company
333 South Hope Street
55th Floor
Los Angeles, California 90071

David J. Greene & Company, LLC
599 Lexington Avenue
New York, New York 10022

Delaware Management Company
One Commerce Square
2005 Market Street
Philadelphia, Pennsylvania 19103

Deutsche Investment Management Americas Inc.
345 Park Avenue
New York, New York 10154

Emerging Markets Management, L.L.C.
1001 Nineteenth Street North
17th Floor
Arlington, Virginia 22209-1722

Enhanced Investment Technologies, LLC
2401 P.G.A. Boulevard
Suite 100
Palm Beach Gardens, Florida 33410

Fuller & Thaler Asset Management, Inc.
411 Borel Avenue
Suite 300
San Mateo, California 94402

Goldman Sachs Asset Management
32 Old Slip
New York, New York 10005

Highland Capital Management, L.P.
13455 Noel Road
Suite 1300
Dallas, Texas 75240

ING Investment Management Co.
230 Park Avenue, 13th Floor
New York, New York 10169

Integrity Asset Management, LLC
401 West Main Street
Suite 2100
Louisville, Kentucky 40202

Janus Capital Management
151 Detroit Street
Denver, Colorado 80206


C-88



J.P. Morgan Investment Management, Inc.
522 Fifth Avenue
New York, New York 10036

Lee Munder Investments, Ltd.
200 Clarendon Street, 28th Floor
Boston, Massachusetts 02116

Los Angeles Capital Management and Equity Research
11150 Santa Monica Blvd.
Suite 200
Los Angeles, California 90025

LSV Asset Management
1 N. Wacker Drive
Chicago, Illinois 60606

Martingale Asset Management, L.P.
222 Berkeley Street
Boston, Massachusetts 02116

Mazama Capital Management, Inc.
One Southwest Columbia Street
Suite 1500
Portland, Oregon 97258

McKinley Capital Management Inc.
3301 C Street
Suite 500
Anchorage, Alaska 99503

Metropolitan West Asset Management LLC
11766 Wilshire Boulevard, Suite 1580
Los Angeles, California 90025

Montag & Caldwell, Inc.
3455 Peachtree Road, NE Suite 1200
Atlanta, Georgia 30326-3248

Nomura Corporate Research and Asset Management Inc.
2 World Financial Center
Building B
New York, New York 10281-1198

PanAgora Asset Management Inc.
260 Franklin Street
22nd Floor
Boston, MA 02110

Quantitative Management Associates LLC
Gateway Center 2
McCarter Highway & Market Street
Newark, New Jersey 07102


C-89



Record Currency Management Limited
1st Floor Morgan House
Madeira Walk
Windsor, Berkshire SL4 1EP.

Rexiter Capital Management Limited
21 St. James's Square
London SWIY 4SS United Kingdom

Robeco Investment Management, Inc.
909 Third Avenue
New York, New York 10022

Security Capital Research &
Management Incorporated
10 South Dearborn Street, Suite 1400
Chicago, Illinois 60603

SEI Investments Management Corporation
One Freedom Valley Drive
Oaks, Pennsylvania 19456

Smith Breeden Associates, Inc.
100 Europa Drive, Suite 200
Chapel Hill, North Carolina 27157

SSgA Funds Management, Inc.
1 Lincoln Street
Boston, Massachusetts 02111

Stone Harbor Investment Partners LP
31 West 52nd Street
New York, New York 10019.

Wellington Management Company, LLP
75 State Street
Boston, Massachusetts 02109

Wells Capital Management, Inc.
525 Market Street, 10th Floor
San Francisco, California 94105

Western Asset Management Company
385 East Colorado Boulevard, 6th Floor
Pasadena, California 91101

Western Asset Management Company Limited
10 Exchange Square
Primrose Street
London EC2A ZEN
United Kingdom

Item 29.  Management Services:

None.


C-90



Item 30.  Undertakings:

None.

NOTICE

A copy of the Agreement and Declaration of Trust of SEI Institutional Investments Trust is on file with the Secretary of State of The Commonwealth of Massachusetts and notice is hereby given that this Registration Statement has been executed on behalf of the Trust by an officer of the Trust as an officer and by its Trustees as trustees and not individually and the obligations of or arising out of this Registration Statement are not binding upon any of the Trustees, Officers, or Shareholders individually but are binding only upon the assets and property of the Trust.


C-91




SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 35 to Registration Statement No. 033-58041 to be signed on its behalf by the undersigned, duly authorized, in the City of Oaks, Commonwealth of Pennsylvania on the 20th day of November, 2007.

SEI INSTITUTIONAL INVESTMENTS TRUST

BY:  /S/ ROBERT A. NESHER

  Robert A. Nesher

  President & Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacity on the date(s) indicated.

*
Rosemarie B. Greco
  Trustee
  November 20, 2007
 
*
William M. Doran
  Trustee
  November 20, 2007
 
*
F. Wendell Gooch
  Trustee
  November 20, 2007
 
*
George J. Sullivan, Jr.
  Trustee
  November 20, 2007
 
*
James M. Storey
  Trustee
  November 20, 2007
 
/S/ Robert A. Nesher
Robert A. Nesher
  Trustee
  November 20, 2007
 
*
Nina Lesavoy
  Trustee
  November 20, 2007
 
*
James M. Williams
  Trustee
  November 20, 2007
 
*
Mitchell A. Johnson
  Trustee
  November 20, 2007
 
/S/ ROBERT A. NESHER
Robert A. Nesher
  President & Chief
 Executive Officer
  November 20, 2007
 
/S/ STEPHEN F. PANNER
Stephen F. Panner
  Controller & Chief Financial
 Officer
  November 20, 2007
 
*By: /S/ ROBERT A. NESHER
Robert A. Nesher
Attorney-in-Fact
 

 

 

 


C-92



EXHIBIT INDEX

Exhibit Number   Description  
EX-99.B (d)(16)   Interim Investment Sub-Advisory Agreement dated October 17, 2007 between SIMC and Montag & Caldwell Inc. with respect to the Large Cap Fund is filed herewith.  
EX-99.B (d)(110)   Investment Sub-Advisory Agreement dated October 10, 2007 between SIMC and ING Investment Management Advisors, B.V. with respect to the Emerging Markets Debt Fund is filed herewith.  
EX-99.B (p)(51)   The Code of Ethics for ING Investment Management Advisors, B.V. is filed herewith.  

 




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BXT’ Filing    Date    Other Filings
12/11/07485BPOS
Filed on:11/20/07
10/17/07
10/10/07
9/30/07485BPOS
9/28/07485BPOS
9/10/07485APOS
8/22/07
8/1/07485APOS
7/25/07
7/13/07
6/30/07N-PX
6/13/07
5/15/07
5/10/07
5/4/07
5/1/07
3/30/07
3/1/07
2/19/07
2/2/07
1/23/07
1/8/07
1/1/07
12/15/06497
12/13/06
12/8/06485BPOS
12/4/06
11/4/06
9/28/06485BPOS
9/15/06
8/16/06
7/28/06485APOS
7/25/06
7/14/06485APOS
7/4/06
6/30/06N-PX
6/8/06
6/2/06
5/31/0624F-2NT,  N-CSR,  N-CSRS,  NSAR-B
5/4/06
4/10/06
3/17/06
3/9/06
2/17/06
2/2/06N-CSRS
1/1/06
12/30/05
11/14/05
10/28/05485BPOS
10/11/05497
10/3/05
9/29/05485BPOS
9/28/05
8/8/05N-CSR
8/1/05485APOS
6/30/05N-PX
6/29/05
6/15/05
5/17/05
4/27/05
2/7/05
2/1/05
9/23/04485BPOS
9/16/04
7/15/04
7/9/04485APOS
6/17/04
5/18/04
3/31/04
2/5/04485BPOS
12/15/03
12/10/03
11/14/03485APOS
11/7/03
11/5/03
10/1/03
9/30/03485BPOS
8/28/03
7/29/03485BPOS
7/1/03
5/16/03485APOS
3/31/03NSAR-A
3/28/03
3/11/03
1/24/03
12/9/02
10/7/02
9/30/02485BPOS
9/16/02
6/26/02
3/29/02485BPOS
3/14/02
3/12/02
11/14/01
9/28/01485BPOS
9/20/01497
8/14/0124F-2NT
11/1/00
10/2/00
9/28/00485BPOS
9/18/00
7/14/00
4/25/00
1/28/00
12/13/99
9/28/99485BPOS
9/22/99
7/16/99485APOS
6/22/99
4/1/99
9/25/98485BPOS
2/27/98
9/29/97485BPOS
2/15/97
1/1/97
6/14/96497
6/7/96N-1A/A
4/26/96N-1A/A
4/1/96
3/10/95N-1A,  N-8A
3/1/95
1/27/95
1/28/93
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