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3M Co – ‘8-K’ for 1/28/20

On:  Tuesday, 1/28/20, at 7:31am ET   ·   For:  1/28/20   ·   Accession #:  1104659-20-7328   ·   File #:  1-03285

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/28/20  3M Co                             8-K:2,7,9   1/28/20   13:726K                                   Toppan Merrill/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     50K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    164K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     22K 
13: R1          Cover                                               HTML     70K 
 8: XML         IDEA XML File -- Filing Summary                      XML     12K 
11: XML         XBRL Instance -- tm205961d1_8k_htm                   XML     36K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 5: EX-101.DEF  XBRL Definitions -- mmm-20200128_def                 XML     83K 
 6: EX-101.LAB  XBRL Labels -- mmm-20200128_lab                      XML    114K 
 7: EX-101.PRE  XBRL Presentations -- mmm-20200128_pre               XML     79K 
 4: EX-101.SCH  XBRL Schema -- mmm-20200128                          XSD     17K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               29±    38K 
 9: ZIP         XBRL Zipped Folder -- 0001104659-20-007328-xbrl      Zip     44K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported):  i January 28, 2020

 

 i 3M COMPANY

(Exact Name of Registrant as Specified in Its Charter)

 

 i Delaware   File No.  i 1-3285    i 41-0417775
(State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)
         
 i 3M Center,  i St. Paul,  i Minnesota        i 55144-1000
(Address of Principal Executive Offices)       (Zip Code)

 

(Registrant’s Telephone Number, Including Area Code) ( i 651)  i 733-1110

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common Stock, Par Value $.01 Per Share    i MMM    i New York Stock Exchange, Inc.
     i MMM    i Chicago Stock Exchange, Inc.
 i 1.500% Notes due 2026    i MMM26    i New York Stock Exchange, Inc.
 i Floating Rate Notes due 2020        i New York Stock Exchange, Inc.
 i 0.375% Notes due 2022    i MMM22A    i New York Stock Exchange, Inc.
 i 0.950% Notes due 2023    i MMM23    i New York Stock Exchange, Inc.
 i 1.750% Notes due 2030    i MMM30    i New York Stock Exchange, Inc.
 i 1.500% Notes due 2031    i MMM31    i New York Stock Exchange, Inc.

 

Note: The common stock of the Registrant is also traded on the SWX Swiss Exchange.

 

Securities registered pursuant to section 12(g) of the Act: None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company     i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the exchange Act.                                                                                                              ¨

 

 

 

 C: 

 

 

 

Item 2.02. Results of Operations and Financial Condition

 

On January 28, 2020, 3M Company issued a press release reporting fourth-quarter and full-year 2019 financial results, announcing the streamlining of its global organizational structure, and providing full-year 2020 guidance (attached hereunder as Exhibit 99.1 and incorporated herein by reference).

 

Item 7.01. Regulation FD Disclosure

 

On January 28, 2020, 3M Company issued a press release regarding acceleration of the pace of its transformation (attached hereunder as Exhibit 99.2 and incorporated herein by reference).

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit Number   Description
     
99.1   Press Release, dated as of January 28, 2020, of 3M Company (furnished pursuant to Item 2.02 hereof)
99.2   Press Release, dated as of January 28, 2020, of 3M Company (furnished pursuant to Item 7.01 hereof)
104   Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  3M COMPANY
     
  By: /s/ Ivan K. Fong
   

Ivan K. Fong,
Senior Vice President, General Counsel & Secretary

     
Dated: January 28, 2020    

 

 C: 

 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

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