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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 10/7/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1679063 |
| Issuer Name: Chicken Soup for the Soul Entertainment, Inc. |
| Issuer Trading Symbol: CSSE |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1741129 |
| | Owner Name: Greenhaven Road Investment Management, L.P. |
| Reporting Owner Address: |
| | Owner Street 1: C/O ROYCE & ASSOCIATES LLC |
| | Owner Street 2: 8 SOUND SHORE DRIVE, SUITE 190 |
| | Owner City: GREENWICH |
| | Owner State: CT |
| | Owner ZIP Code: 06830 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1741338 |
| | Owner Name: MVM Funds LLC |
| Reporting Owner Address: |
| | Owner Street 1: C/O ROYCE & ASSOCIATES LLC |
| | Owner Street 2: 8 SOUND SHORE DRIVE, SUITE 190 |
| | Owner City: GREENWICH |
| | Owner State: CT |
| | Owner ZIP Code: 06830 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1638331 |
| | Owner Name: Greenhaven Road Capital Fund 1, L.P. |
| Reporting Owner Address: |
| | Owner Street 1: C/O ROYCE & ASSOCIATES LLC |
| | Owner Street 2: 8 SOUND SHORE DRIVE, SUITE 190 |
| | Owner City: GREENWICH |
| | Owner State: CT |
| | Owner ZIP Code: 06830 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1736139 |
| | Owner Name: Greenhaven Road Capital Fund 2, L.P. |
| Reporting Owner Address: |
| | Owner Street 1: C/O ROYCE & ASSOCIATES LLC |
| | Owner Street 2: 8 SOUND SHORE DRIVE, SUITE 190 |
| | Owner City: GREENWICH |
| | Owner State: CT |
| | Owner ZIP Code: 06830 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1744819 |
| | Owner Name: Miller Scott Stewart |
| Reporting Owner Address: |
| | Owner Street 1: C/O ROYCE & ASSOCIATES LLC |
| | Owner Street 2: 8 SOUND SHORE DRIVE, SUITE 190 |
| | Owner City: GREENWICH |
| | Owner State: CT |
| | Owner ZIP Code: 06830 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock ($0.0001 par value) |
| | Transaction Date: |
| | | Value: 10/7/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,526 |
| | | Transaction Price Per Share: |
| Value: 16.2768 |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 403,084 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By: Greenhaven Road Capital Fund 1, L.P. |
| Footnote ID: F1 |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock ($0.0001 par value) |
| | Transaction Date: |
| | | Value: 10/7/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,579 |
| | | Transaction Price Per Share: |
| Value: 16.2768 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 411,378 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By: Greenhaven Road Capital Fund 2, L.P. |
| Footnote ID: F2 |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock ($0.0001 par value) |
| | Transaction Date: |
| | | Value: 10/8/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,839 |
| | | Transaction Price Per Share: |
| Value: 16.038 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 400,245 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By: Greenhaven Road Capital Fund 1, L.P. |
| Footnote ID: F1 |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock ($0.0001 par value) |
| | Transaction Date: |
| | | Value: 10/8/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 3,954 |
| | | Transaction Price Per Share: |
| Value: 16.038 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 407,424 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By: Greenhaven Road Capital Fund 2, L.P. |
| Footnote ID: F2 |
| Footnotes: |
| Footnote - F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
| Footnote - F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
| Footnote - F3: All prices reported herein are exclusive of brokerage commissions. |
| Owner Signature: |
| Signature Name: /s/ Scott Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Fund 1, Fund 2 and the Investment Manager) |
| Signature Date: 10/9/20 |
