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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/04/20 KVH Industries Inc./DE S-3 3:873K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: S-3 Registration Statement - Securities for a HTML 284K Transaction 2: EX-5.1 Opinion of Counsel re: Legality HTML 25K 3: EX-23.1 Consent of Expert or Counsel HTML 6K
tm2026277-3_s3 - none - 3.3048144s |
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Delaware
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05-0420589
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(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number)
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Large accelerated filer
☐
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Accelerated filer
☒
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Non-accelerated filer
☐
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Smaller reporting company
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Emerging growth company
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Title of Each Class of
Securities to be Registered |
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Amount
to be Registered(1)(2) |
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Proposed
Maximum Offering Price Per Unit(2) |
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Proposed
Maximum Aggregate Offering Price(3) |
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Amount of
Registration Fee |
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Common Stock, par value $0.01 per share
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Preferred Stock, par value $0.01 per share
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Debt Securities
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Warrants
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Rights
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Units(4) | | | | | | | | | | | | | | | | | | | | | | | |
Total
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| | | | | | | | | | | | $ | 100,000,000 | | | | | | $ | 12,980(5) | | |
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Page
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Amount
to be Paid |
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SEC registration fee
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| | | $ | 12,980 | | |
Legal fees and expenses
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*
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Accounting fees and expenses
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*
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Printing expenses
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*
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Transfer agent and trustee fees and expenses
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*
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Miscellaneous expenses
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*
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Total
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| | | $ | * | | |
Exhibit
No. |
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Description
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Filed
with this Form S-3 |
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Form
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Filing Date
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Exhibit No.
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*1.1 | | | Form of Underwriting Agreement | | | | | | | | | | | | | |
4.1 | | | Amended and Restated Certificate of Incorporation, as amended | | | | | | | | | | | |||
4.2 | | | Amended and Restated Bylaws | | | | | | | | | | | |||
4.3 | | | Specimen certificate for the common stock | | | | | | | | | | | |||
*4.4 | | | Form of certificate of designations of preferred stock | | | | | | | | | | | | | |
*4.5 | | | Specimen certificate for preferred stock | | | | | | | | | | | | | |
4.6 | | | Form of Indenture | | | | | | | | | | | |||
*4.7 | | | Form of Note | | | | | | | | | | | | | |
*4.8 | | | Form of Warrant Agreement (including form of warrant certificate) | | | | | | | | | | | | | |
*4.9 | | | Form of Rights Agreement (including form of rights certificate) | | | | | | | | | | | | | |
*4.10 | | | Form of Unit Agreement (including form of unit certificate) | | | | | | | | | | | | | |
5.1 | | | Opinion of Foley Hoag LLP | | | | | | | | | | | | | |
23.1 | | | Consent of Grant Thornton LLP, independent registered public accounting firm | | | | | | | | | | | | | |
23.2 | | | Consent of Foley Hoag LLP (included in Exhibit 5.1) | | | | | | | | | | | | | |
24.1 | | | Power of Attorney (contained on signature page) | | |
X
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Exhibit
No. |
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Description
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Filed
with this Form S-3 |
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Form
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Filing Date
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Exhibit No.
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*25.1 | | | Form T-1 Statement of Eligibility of Trustee for Indenture under the Trust Indenture Act of 1939 | | | | | | | | | | | | | |
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Signature
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Title
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Date
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| | President, Chief Executive Officer and Chairman of the Board (Principal Executive Officer) | | | | |
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/s/ Donald W. Reilly
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| | Chief Financial Officer (Principal Financial Officer) | | | | |
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| | Vice President and Chief Accounting Officer (Principal Accounting Officer) | | | | |
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/s/ Mark S. Ain
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| | Director | | | | |
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| | Director | | | | |
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/s/ James S. Dodez
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| | Director | | | |
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Signature
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Title
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Date
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/s/ Stanley K. Honey
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| | Director | | | | |
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| | Director | | | | |
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| | Director | | | |
This ‘S-3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 8/4/20 | 4, 8-K, S-8 | ||
8/3/20 | ||||
6/26/17 | EFFECT | |||
6/21/17 | S-3 | |||
3/27/96 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/07/20 SEC UPLOAD¶ 9/16/20 2:39K KVH Industries Inc./DE |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/31/20 KVH Industries Inc./DE 10-Q 6/30/20 93:9.8M 6/15/20 KVH Industries Inc./DE 8-K:5 6/10/20 1:31K 6/10/20 KVH Industries Inc./DE 8-K:5 6/10/20 1:50K 5/06/20 KVH Industries Inc./DE 8-K:1,2,9 5/03/20 2:76K 5/01/20 KVH Industries Inc./DE 10-Q 3/31/20 92:7.7M 4/29/20 KVH Industries Inc./DE DEF 14A 6/10/20 1:2.2M Toppan Merrill-FA 4/09/20 KVH Industries Inc./DE 8-K:1,5,7,9 4/08/20 3:129K 2/28/20 KVH Industries Inc./DE 10-K 12/31/19 108:11M 3/02/18 KVH Industries Inc./DE 10-K 12/31/17 95:11M 11/02/17 KVH Industries Inc./DE 10-Q 9/30/17 80:7M 6/21/17 KVH Industries Inc./DE S-3 6/20/17 5:985K Toppan Merrill-FA 8/06/10 KVH Industries Inc./DE 10-Q 6/30/10 7:797K Donnelley … Solutions/FA |