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CMS Energy Corp, et al. – ‘8-K’ for 7/15/20

On:  Wednesday, 7/15/20, at 3:17pm ET   ·   For:  7/15/20   ·   Accession #:  1104659-20-83732   ·   File #s:  1-05611, 1-09513

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/15/20  CMS Energy Corp                   8-K:8,9     7/15/20   12:414K                                   Toppan Merrill/FA
          Consumers Energy Co

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     51K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K 
 8: R1          Cover                                               HTML     64K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tm2024872-1_8k_htm                  XML     33K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- cms-20200715_def                 XML     80K 
 5: EX-101.LAB  XBRL Labels -- cms-20200715_lab                      XML    113K 
 6: EX-101.PRE  XBRL Presentations -- cms-20200715_pre               XML     76K 
 3: EX-101.SCH  XBRL Schema -- cms-20200715                          XSD     16K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               28±    38K 
12: ZIP         XBRL Zipped Folder -- 0001104659-20-083732-xbrl      Zip     18K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported)  i July 15, 2020

 

Commission   Registrant; State of Incorporation;   IRS Employer
File Number   Address; and Telephone Number   Identification No.
         
 i 1-9513  

 i CMS ENERGY CORPORATION

(A  i Michigan Corporation)
 i One Energy Plaza
 i Jackson,  i Michigan  i 49201
( i 517)  i 788-0550

   i 38-2726431
         
 i 1-5611  

 i CONSUMERS ENERGY COMPANY

(A  i Michigan Corporation)
 i One Energy Plaza
 i Jackson,  i Michigan  i 49201
( i 517)  i 788-0550

   i 38-0442310

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange 
on which registered
 i CMS Energy Corporation Common Stock, $0.01 par value    i CMS    i New York Stock Exchange
 i CMS Energy Corporation 5.625% Junior Subordinated Notes due 2078    i CMSA    i New York Stock Exchange
 i CMS Energy Corporation 5.875% Junior Subordinated Notes due 2078    i CMSC    i New York Stock Exchange
 i CMS Energy Corporation 5.875% Junior Subordinated Notes due 2079    i CMSD    i New York Stock Exchange
 i Consumers Energy Company Cumulative Preferred Stock, $1.00 par value: $4.50 Series    i CMS-PB    i New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company:  CMS Energy Corporation  i ¨        Consumers Energy Company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  CMS Energy Corporation ¨        Consumers Energy Company ¨

 

 

 

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 C: 

 

 

 

Item 8.01. Other Events.

 

On July 15, 2020, CMS Energy Corporation (“CMS Energy”) and Consumers Energy Company (“Consumers Energy”) announced that Angela Thompkins, currently executive director of Inclusion and Strategic Talent Sourcing, will be named vice president & Chief Diversity Officer, effective August 1, 2020.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

    Exhibit Index
99.1   CMS Energy News Release dated July 15, 2020
104   Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.

 

    CMS ENERGY CORPORATION
     
Dated: July 15, 2020 By: /s/ Rejji P. Hayes
    Rejji P. Hayes
    Executive Vice President and
    Chief Financial Officer
     
    CONSUMERS ENERGY COMPANY
     
Dated: July 15, 2020 By: /s/ Rejji P. Hayes
    Rejji P. Hayes
    Executive Vice President and
    Chief Financial Officer

 

 C: 

 

 

 C: 

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
8/1/20None on these Dates
Filed on / For Period end:7/15/20
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/03/20  Consumers Energy Co.              424B2                  1:537K                                   Toppan Merrill/FA
12/02/20  Consumers Energy Co.              424B5                  1:531K                                   Toppan Merrill/FA
11/20/20  CMS Energy Corp.                  424B2                  1:643K                                   Toppan Merrill/FA
11/19/20  CMS Energy Corp.                  424B5                  1:637K                                   Toppan Merrill/FA
10/23/20  CMS Energy Corp.                  S-3ASR     10/23/20    5:592K                                   Toppan Merrill/FA
 9/28/20  Consumers Energy Co.              424B2                  1:631K                                   Toppan Merrill/FA
 9/23/20  Consumers Energy Co.              424B5                  1:629K                                   Toppan Merrill/FA
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