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Sammons Thomas – ‘4’ for 6/19/20 re: Techprecision Corp.

On:  Monday, 6/22/20, at 4:18pm ET   ·   For:  6/19/20   ·   Accession #:  1104659-20-75642   ·   File #:  0-51378

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/22/20  Sammons Thomas                    4                      1:7K   Techprecision Corp.               Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- tm2023167-2_4.xml/3.6         HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Ownership Document — tm2023167-2_4.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  6/19/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1328792
Issuer Name:  TECHPRECISION CORP
Issuer Trading Symbol:  TPCS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1656580
Owner Name:  Sammons Thomas
Reporting Owner Address:
Owner Street 1:  C/O TECHPRECISION CORPORATION
Owner Street 2:  1 BELLA DRIVE
Owner City:  WESTMINSTER
Owner State:  MA
Owner ZIP Code:  01473
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Financial Officer
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/19/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  50,000
Transaction Price Per Share:
Value:  0.80
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  62,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/19/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  35,311
Transaction Price Per Share:
Value:  1.40
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  27,189
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option (right to buy)
Footnote ID:  F1
Conversion or Exercise Price:
Value:  0.80
Transaction Date:
Value:  6/19/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  50,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  7/11/18
Expiration Date:
Value:  7/11/20
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  50,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  500,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1The options were granted pursuant to the Company's 2016 Equity Incentive Plan.
Owner Signature:
Signature Name:  /s/ Thomas Sammons
Signature Date:  6/22/20


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Filing Submission 0001104659-20-075642   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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