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Helmer Maureen O – ‘4’ for 4/1/20 re: Plug Power Inc.

On:  Friday, 4/3/20, at 4:30pm ET   ·   For:  4/1/20   ·   Accession #:  1104659-20-43137   ·   File #:  1-34392

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/03/20  Helmer Maureen O                  4                      1:4K   Plug Power Inc.                   Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- a4.xml/3.6                           




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  4/1/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1093691
Issuer Name:  PLUG POWER INC
Issuer Trading Symbol:  PLUG
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1279977
Owner Name:  HELMER MAUREEN O
Reporting Owner Address:
Owner Street 1:  C/O PLUG POWER INC.
Owner Street 2:  968 ALBANY SHAKER ROAD
Owner City:  LATHAM
Owner State:  NY
Owner ZIP Code:  12110
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Plug Power Common Stock
Transaction Date:
Value:  4/1/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  2,295
Transaction Price Per Share:
Value:  3.54
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  284,306
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.
Owner Signature:
Signature Name:  /s/ Gerard L. Conway Jr., Attorney-in-Fact
Signature Date:  4/3/20


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Filing Submission 0001104659-20-043137   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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