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Nunneley Mark – ‘4’ for 3/11/20 re: Ashford Inc.

On:  Friday, 3/13/20, at 5:13pm ET   ·   For:  3/11/20   ·   Accession #:  1104659-20-33230   ·   File #:  1-36400

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/20  Nunneley Mark                     4                      1:11K  Ashford Inc.                      Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- a4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/11/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1604738
Issuer Name:  Ashford Inc.
Issuer Trading Symbol:  AINC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1261029
Owner Name:  NUNNELEY MARK
Reporting Owner Address:
Owner Street 1:  14185 DALLAS PARKWAY
Owner Street 2:  SUITE 1100
Owner City:  DALLAS
Owner State:  TX
Owner ZIP Code:  75254
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Accounting Officer
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/11/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  16,000
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  34,413
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Holding:
Security Title:
Value:  Stock Options (right to purchase)
Conversion or Exercise Price:
Value:  61.12
Exercise Date:
Value:  2/27/22
Expiration Date:
Value:  2/27/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  20,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  20,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Options (right to purchase)
Conversion or Exercise Price:
Value:  94.96
Exercise Date:
Value:  3/14/21
Expiration Date:
Value:  3/14/28
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  16,299
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  16,299
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Options (right to purchase)
Conversion or Exercise Price:
Value:  57.71
Exercise Date:
Value:  10/3/20
Expiration Date:
Value:  10/3/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  10,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Options (right to purchase)
Conversion or Exercise Price:
Value:  57.34
Exercise Date:
Value:  4/18/20
Expiration Date:
Value:  4/18/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  10,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Options (right to purchase)
Conversion or Exercise Price:
Value:  45.59
Exercise Date:
Value:  3/31/19
Expiration Date:
Value:  3/31/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  20,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  20,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Options (right to purchase)
Conversion or Exercise Price:
Value:  85.97
Exercise Date:
Value:  12/11/17
Expiration Date:
Value:  12/11/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  30,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  30,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Common Units
Footnote ID:  F3
Conversion or Exercise Price:
Value:  0.00
Footnote ID:  F3
Exercise Date:
Footnote ID:  F3
Expiration Date:
Footnote ID:  F3
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Footnote ID:  F3
Underlying Security Shares:
Value:  132.8
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  132.8
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.
Footnote - F2:  Reflects shares already reported as well as additional shares received in a distribution on November 5, 2019 of the Issuer's Common Stock by Ashford Hospitality Trust, Inc. and by Braemar Hotels & Resorts Inc., of which the Reporting Person is a shareholder, in an amount of 2,998 shares.
Footnote - F3:  Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.
Owner Signature:
Signature Name:  /s/ Mark L. Nunneley
Signature Date:  3/13/20


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Filing Submission 0001104659-20-033230   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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