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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/07/20 Aptargroup Inc 8-K:5,9 5/06/20 11:289K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 37K 2: EX-10.1 Material Contract HTML 65K 10: R1 Cover HTML 49K 8: XML IDEA XML File -- Filing Summary XML 11K 7: XML XBRL Instance -- tm2018922-1_8k_htm XML 15K 6: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.LAB XBRL Labels -- atr-20200506_lab XML 96K 5: EX-101.PRE XBRL Presentations -- atr-20200506_pre XML 64K 3: EX-101.SCH XBRL Schema -- atr-20200506 XSD 12K 11: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 9: ZIP XBRL Zipped Folder -- 0001104659-20-058137-xbrl Zip 26K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
i May 6, 2020
Date of Report (Date of earliest event reported)
(Exact name of registrant as specified in its charter)
| i Delaware (State or other jurisdiction of incorporation) |
i 1-11846 (Commission File Number) |
i 36-3853103 (IRS Employer Identification No.) |
i 265 Exchange Drive, i Suite 100, i Crystal Lake, i Illinois i 60014
(Address of principal executive offices)
Registrant’s telephone number, including area code: i 815- i 477-0424
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| i Common Stock, $.01 par value | i ATR | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
At the Annual Meeting of Stockholders (the “Annual Meeting”) of AptarGroup, Inc. (the “Company”) held on May 6, 2020, the Company’s stockholders approved an amendment to the Company’s 2018 Equity Incentive Plan (the “2018 Plan”), which had been previously approved by the Board of Directors of the Company, subject to stockholder approval. The amendment increases the total remaining number of shares of the Company’s common stock available for issuance under the 2018 Plan by 1,000,000 shares.
The 2018 Plan was described in Proposal 3 of the Company’s definitive proxy statement filed with the Securities and Exchange Commission on March 27, 2020 in connection with the Annual Meeting. The descriptions of the 2018 Plan contained herein and in the proxy statement are qualified in their entirety by the full text of the 2018 Plan, which is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference.
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders at the Annual Meeting held on May 6, 2020.
Each of the three directors nominated for election was elected to serve until the Company’s 2023 Annual Meeting of Stockholders and until his or her successor has been duly elected and qualified. The voting results were as follows:
Nominee | For | Against | Abstain | Broker Non-Votes | ||||||||
| George L. Fotiades | 46,382,977 | 8,706,897 | 66,402 | 3,374,365 | ||||||||
| B. Craig Owens | 54,825,070 | 262,007 | 69,199 | 3,374,365 | ||||||||
| Dr. Joanne C. Smith | 54,094,269 | 999,227 | 62,780 | 3,374,365 |
Stockholders approved, on an advisory basis, the Company’s executive compensation. The voting results were as follows:
For | Against | Abstain | Broker Non-Votes | |||||||||||
| 54,502,809 | 494,008 | 159,459 | 3,374,365 | |||||||||||
Stockholders approved the amendment to the 2018 Plan. The voting results were as follows:
For | Against | Abstain | Broker Non-Votes | |||||||||||
| 53,718,827 | 1,340,511 | 96,938 | 3,374,365 | |||||||||||
Stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. The voting results were as follows:
For | Against | Abstain | Broker Non-Votes | |||||||||||
| 57,452,091 | 696,607 | 381,943 | — | |||||||||||
C:
| Item 9.01. | Financial Statement and Exhibits. |
(d) Exhibits
| 10.1 | AptarGroup, Inc. 2018 Equity Incentive Plan (as amended and restated effective May 6, 2020) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AptarGroup, Inc. | ||
| Date: May 7, 2020 | By: | /s/ Robert W. Kuhn |
| Robert W. Kuhn Executive Vice President, Chief Financial Officer and Secretary | ||
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 12/31/20 | ||||
| Filed on: | 5/7/20 | 4 | ||
| For Period end: | 5/6/20 | 4, DEF 14A | ||
| 3/27/20 | DEF 14A | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/17/23 AptarGroup, Inc. 10-K 12/31/22 126:20M 2/18/22 AptarGroup, Inc. 10-K 12/31/21 129:20M 2/19/21 AptarGroup, Inc. 10-K 12/31/20 128:22M |