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Conning Inc. – ‘13F-HR’ for 9/30/22 – ‘INFO-TABLE’

On: Friday, 10/28/22, at 5:37pm ET · As of: 10/31/22 · Effective: 10/31/22 · For: 9/30/22 · Accession #: 1085146-22-3673 · File #: 28-04513

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/31/22  Conning Inc.                      13F-HR      9/30/22    2:181K                                   Adv Consultant Netw… Inc

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Information Table -- infotable.xml                  HTML    178K

‘INFO-TABLE’ — Information Table — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Information Table

Conning Inc.
CT
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/22 · Assets: $2,817,144,000 · History: Assets Under Management

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

3M CO	COM	–	88579Y·10·1	524	0.02%	4,743	Sh.	110.48	Sole	–	Sole	–	–
ABBOTT LABS	COM	–	002824·10·0	32,035	1.14%	331,381	Sh.	96.67	Sole	–	Sole	–	–
ABBVIE INC	COM	–	00287Y·10·9	36,596	1.30%	272,909	Sh.	134.10	Sole	–	Sole	–	–
ACCENTURE PLC IRELAND	SHS CLASS A	–	G1151C·10·1	1,395	0.05%	5,420	Sh.	257.38	Sole	–	Sole	–	–
ACTIVISION BLIZZARD INC	COM	–	00507V·10·9	485	0.02%	6,528	Sh.	74.30	Sole	–	Sole	–	–
ADOBE SYSTEMS INCORPORATED	COM	–	00724F·10·1	1,359	0.05%	4,937	Sh.	275.27	Sole	–	Sole	–	–
ADVANCED MICRO DEVICES INC	COM	–	007903·10·7	799	0.03%	12,610	Sh.	63.36	Sole	–	Sole	–	–
AFLAC INC	COM	–	001055·10·2	30,852	1.10%	549,503	Sh.	56.15	Sole	–	Sole	–	–
AGILENT TECHNOLOGIES INC	COM	–	00846U·10·1	322	0.01%	2,648	Sh.	121.60	Sole	–	Sole	–	–
AIR PRODS & CHEMS INC	COM	–	009158·10·6	425	0.02%	1,826	Sh.	232.75	Sole	–	Sole	–	–
AKAMAI TECHNOLOGIES INC	NOTE 0.125% 5/0	–	00971T·AJ·0	8,935	0.32%	8,795,000	Pr.	101.6%	Sole	–	Sole	–	–
ALBEMARLE CORP	COM	–	012653·10·1	205	0.01%	777	Sh.	263.84	Sole	–	Sole	–	–
ALLSTATE CORP	COM	–	020002·10·1	332	0.01%	2,668	Sh.	124.44	Sole	–	Sole	–	–
ALPHABET INC	CAP STK CL A	–	02079K·30·5	5,652	0.20%	59,093	Sh.	95.65	Sole	–	Sole	–	–
ALPHABET INC	CAP STK CL C	–	02079K·10·7	4,039	0.14%	42,012	Sh.	96.14	Sole	–	Sole	–	–
ALTRIA GROUP INC	COM	–	02209S·10·3	452	0.02%	11,206	Sh.	40.34	Sole	–	Sole	–	–
AMAZON COM INC	COM	–	023135·10·6	8,105	0.29%	71,727	Sh.	113.00	Sole	–	Sole	–	–
AMCOR PLC	ORD	–	G0250X·10·7	127	0.00%	11,850	Sh.	10.72	Sole	–	Sole	–	–
AMERICAN ELEC PWR CO INC	COM	–	025537·10·1	429	0.02%	4,963	Sh.	86.44	Sole	–	Sole	–	–
AMERICAN EXPRESS CO	COM	–	025816·10·9	785	0.03%	5,818	Sh.	134.93	Sole	–	Sole	–	–
AMERICAN INTL GROUP INC	COM NEW	–	026874·78·4	319	0.01%	6,727	Sh.	47.42	Sole	–	Sole	–	–
AMERICAN TOWER CORP NEW	COM	–	03027X·10·0	810	0.03%	3,772	Sh.	214.74	Sole	–	Sole	–	–
AMERIPRISE FINL INC	COM	–	03076C·10·6	30,707	1.09%	121,994	Sh.	251.71	Sole	–	Sole	–	–
AMERISOURCEBERGEN CORP	COM	–	03073E·10·5	200	0.01%	1,481	Sh.	135.04	Sole	–	Sole	–	–
AMGEN INC	COM	–	031162·10·0	33,068	1.17%	146,838	Sh.	225.20	Sole	–	Sole	–	–
AMPHENOL CORP NEW	CL A	–	032095·10·1	350	0.01%	5,225	Sh.	66.99	Sole	–	Sole	–	–
ANALOG DEVICES INC	COM	–	032654·10·5	32,581	1.16%	234,040	Sh.	139.21	Sole	–	Sole	–	–
AON PLC	SHS CL A	–	G0403H·10·8	509	0.02%	1,901	Sh.	267.75	Sole	–	Sole	–	–
APPLE INC	COM	–	037833·10·0	22,226	0.79%	160,828	Sh.	138.20	Sole	–	Sole	–	–
APPLIED MATLS INC	COM	–	038222·10·5	5,555	0.20%	67,804	Sh.	81.93	Sole	–	Sole	–	–
ARCHER DANIELS MIDLAND CO	COM	–	039483·10·2	1,452	0.05%	18,045	Sh.	80.47	Sole	–	Sole	–	–
ARES CAPITAL CORP	NOTE 4.625% 3/0	–	04010L·AW·3	7,656	0.27%	7,510,000	Pr.	101.9%	Sole	–	Sole	–	–
AT&T INC	COM	–	00206R·10·2	879	0.03%	57,292	Sh.	15.34	Sole	–	Sole	–	–
AUTODESK INC	COM	–	052769·10·6	358	0.01%	1,918	Sh.	186.65	Sole	–	Sole	–	–
AUTOMATIC DATA PROCESSING IN	COM	–	053015·10·3	34,287	1.22%	151,718	Sh.	225.99	Sole	–	Sole	–	–
AUTOZONE INC	COM	–	053332·10·2	240	0.01%	112	Sh.	2,142.86	Sole	–	Sole	–	–
AVALONBAY CMNTYS INC	COM	–	053484·10·1	298	0.01%	1,617	Sh.	184.29	Sole	–	Sole	–	–
BECTON DICKINSON & CO	COM	–	075887·10·9	590	0.02%	2,650	Sh.	222.64	Sole	–	Sole	–	–
BERKSHIRE HATHAWAY INC DEL	CL B NEW	–	084670·70·2	4,045	0.14%	15,147	Sh.	267.05	Sole	–	Sole	–	–
BEST BUY INC	COM	–	086516·10·1	29,013	1.03%	458,492	Sh.	63.28	Sole	–	Sole	–	–
BIOGEN INC	COM	–	09062X·10·3	324	0.01%	1,212	Sh.	267.33	Sole	–	Sole	–	–
BK OF AMERICA CORP	7.25%CNV PFD L	–	060505·68·2	8,164	0.29%	6,960	Sh.	1,172.99	Sole	–	Sole	–	–
BK OF AMERICA CORP	COM	–	060505·10·4	32,957	1.17%	1,092,240	Sh.	30.17	Sole	–	Sole	–	–
BLACKROCK ENERGY & RES TR	COM	–	09250U·10·1	237	0.01%	21,990	Sh.	10.78	Sole	–	Sole	–	–
BLACKROCK ENHANCED EQUITY DI	COM	–	09251A·10·4	274	0.01%	33,804	Sh.	8.11	Sole	–	Sole	–	–
BLACKROCK FLOATING RATE INC	COM	–	091941·10·4	240	0.01%	22,111	Sh.	10.85	Sole	–	Sole	–	–
BLACKROCK INC	COM	–	09247X·10·1	29,089	1.03%	52,910	Sh.	549.78	Sole	–	Sole	–	–
BLOCK INC	NOTE 0.125% 3/0	–	852234·AF·0	2,426	0.09%	2,675,000	Pr.	90.7%	Sole	–	Sole	–	–
BOEING CO	COM	–	097023·10·5	602	0.02%	4,970	Sh.	121.13	Sole	–	Sole	–	–
BOOKING HOLDINGS INC	COM	–	09857L·10·8	629	0.02%	383	Sh.	1,642.30	Sole	–	Sole	–	–
BOOKING HOLDINGS INC	NOTE 0.750% 5/0	–	09857L·AN·8	3,026	0.11%	2,525,000	Pr.	119.8%	Sole	–	Sole	–	–
BOSTON SCIENTIFIC CORP	COM	–	101137·10·7	475	0.02%	12,258	Sh.	38.75	Sole	–	Sole	–	–
BRISTOL-MYERS SQUIBB CO	COM	–	110122·10·8	38,323	1.36%	539,543	Sh.	71.03	Sole	–	Sole	–	–
BROADCOM INC	COM	–	11135F·10·1	31,849	1.13%	71,793	Sh.	443.62	Sole	–	Sole	–	–
CADENCE DESIGN SYSTEM INC	COM	–	127387·10·8	394	0.01%	2,409	Sh.	163.55	Sole	–	Sole	–	–
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	–	128125·10·1	530	0.02%	42,432	Sh.	12.49	Sole	–	Sole	–	–
CANADIAN NAT RES LTD	COM	–	136385·10·1	1,015	0.04%	21,798	Sh.	46.56	Sole	–	Sole	–	–
CAPITAL ONE FINL CORP	COM	–	14040H·10·5	332	0.01%	3,605	Sh.	92.09	Sole	–	Sole	–	–
CARRIER GLOBAL CORPORATION	COM	–	14448C·10·4	208	0.01%	5,858	Sh.	35.51	Sole	–	Sole	–	–
CATERPILLAR INC	COM	–	149123·10·1	32,913	1.17%	200,767	Sh.	163.94	Sole	–	Sole	–	–
CBRE GROUP INC	CL A	–	12504L·10·9	236	0.01%	3,497	Sh.	67.49	Sole	–	Sole	–	–
CENTENE CORP DEL	COM	–	15135B·10·1	253	0.01%	3,248	Sh.	77.89	Sole	–	Sole	–	–
CHARTER COMMUNICATIONS INC N	CL A	–	16119P·10·8	289	0.01%	952	Sh.	303.57	Sole	–	Sole	–	–
CHEVRON CORP NEW	COM	–	166764·10·0	2,235	0.08%	15,554	Sh.	143.69	Sole	–	Sole	–	–
CHIPOTLE MEXICAN GRILL INC	COM	–	169656·10·5	349	0.01%	232	Sh.	1,504.31	Sole	–	Sole	–	–
CHUBB LIMITED	COM	–	H1467J·10·4	757	0.03%	4,161	Sh.	181.93	Sole	–	Sole	–	–
CIGNA CORP NEW	COM	–	125523·10·0	33,891	1.20%	122,254	Sh.	277.22	Sole	–	Sole	–	–
CINTAS CORP	COM	–	172908·10·5	347	0.01%	895	Sh.	387.71	Sole	–	Sole	–	–
CISCO SYS INC	COM	–	17275R·10·2	33,357	1.18%	834,642	Sh.	39.97	Sole	–	Sole	–	–
CITIGROUP INC	COM NEW	–	172967·42·4	821	0.03%	19,691	Sh.	41.69	Sole	–	Sole	–	–
CME GROUP INC	COM	–	12572Q·10·5	31,204	1.11%	176,325	Sh.	176.97	Sole	–	Sole	–	–
CMS ENERGY CORP	COM	–	125896·10·0	403	0.01%	6,916	Sh.	58.27	Sole	–	Sole	–	–
COCA COLA CO	COM	–	191216·10·0	32,898	1.17%	587,772	Sh.	55.97	Sole	–	Sole	–	–
COGNIZANT TECHNOLOGY SOLUTIO	CL A	–	192446·10·2	278	0.01%	4,838	Sh.	57.46	Sole	–	Sole	–	–
COHEN & STEERS INFRASTRUCTUR	COM	–	19248A·10·9	2,746	0.10%	118,147	Sh.	23.24	Sole	–	Sole	–	–
COLGATE PALMOLIVE CO	COM	–	194162·10·3	31,454	1.12%	448,153	Sh.	70.19	Sole	–	Sole	–	–
COMCAST CORP NEW	CL A	–	20030N·10·1	29,872	1.06%	1,019,398	Sh.	29.30	Sole	–	Sole	–	–
CONOCOPHILLIPS	COM	–	20825C·10·4	34,192	1.21%	334,399	Sh.	102.25	Sole	–	Sole	–	–
CONSOLIDATED EDISON INC	COM	–	209115·10·4	206	0.01%	2,402	Sh.	85.76	Sole	–	Sole	–	–
CONSTELLATION BRANDS INC	CL A	–	21036P·10·8	232	0.01%	1,011	Sh.	229.48	Sole	–	Sole	–	–
CORTEVA INC	COM	–	22052L·10·4	272	0.01%	4,763	Sh.	57.11	Sole	–	Sole	–	–
COSTCO WHSL CORP NEW	COM	–	22160K·10·5	1,889	0.07%	3,999	Sh.	472.37	Sole	–	Sole	–	–
COTERRA ENERGY INC	COM	–	127097·10·3	331	0.01%	12,680	Sh.	26.10	Sole	–	Sole	–	–
CRH PLC	ADR	–	12626K·20·3	1,069	0.04%	33,162	Sh.	32.24	Sole	–	Sole	–	–
CROWN CASTLE INC	COM	–	22822V·10·1	545	0.02%	3,768	Sh.	144.64	Sole	–	Sole	–	–
CSX CORP	COM	–	126408·10·3	586	0.02%	22,009	Sh.	26.63	Sole	–	Sole	–	–
CUMMINS INC	COM	–	231021·10·6	32,976	1.17%	162,184	Sh.	203.32	Sole	–	Sole	–	–
CVS HEALTH CORP	COM	–	126650·10·0	32,719	1.16%	343,398	Sh.	95.28	Sole	–	Sole	–	–
DANAHER CORPORATION	COM	–	235851·10·2	1,535	0.05%	5,941	Sh.	258.37	Sole	–	Sole	–	–
DARDEN RESTAURANTS INC	COM	–	237194·10·5	213	0.01%	1,690	Sh.	126.04	Sole	–	Sole	–	–
DEERE & CO	COM	–	244199·10·5	942	0.03%	2,820	Sh.	334.04	Sole	–	Sole	–	–
DEVON ENERGY CORP NEW	COM	–	25179M·10·3	473	0.02%	7,870	Sh.	60.10	Sole	–	Sole	–	–
DISCOVER FINL SVCS	COM	–	254709·10·8	298	0.01%	3,275	Sh.	90.99	Sole	–	Sole	–	–
DISNEY WALT CO	COM	–	254687·10·6	1,442	0.05%	15,290	Sh.	94.31	Sole	–	Sole	–	–
DOLLAR GEN CORP NEW	COM	–	256677·10·5	444	0.02%	1,853	Sh.	239.61	Sole	–	Sole	–	–
DOLLAR TREE INC	COM	–	256746·10·8	206	0.01%	1,512	Sh.	136.24	Sole	–	Sole	–	–
DOMINION ENERGY INC	COM	–	25746U·10·9	2,434	0.09%	35,223	Sh.	69.10	Sole	–	Sole	–	–
DOW INC	COM	–	260557·10·3	214	0.01%	4,877	Sh.	43.88	Sole	–	Sole	–	–
DUKE ENERGY CORP NEW	COM NEW	–	26441C·20·4	752	0.03%	8,085	Sh.	93.01	Sole	–	Sole	–	–
DUKE REALTY CORP	COM NEW	–	264411·50·5	331	0.01%	6,868	Sh.	48.19	Sole	–	Sole	–	–
EATON CORP PLC	SHS	–	G29183·10·3	1,528	0.05%	11,456	Sh.	133.38	Sole	–	Sole	–	–
EATON VANCE LTD DURATION INC	COM	–	27828H·10·5	295	0.01%	32,079	Sh.	9.20	Sole	–	Sole	–	–
EATON VANCE TAX-MANAGED GLOB	COM	–	27829F·10·8	724	0.03%	99,821	Sh.	7.25	Sole	–	Sole	–	–
ECOLAB INC	COM	–	278865·10·0	310	0.01%	2,145	Sh.	144.52	Sole	–	Sole	–	–
EDWARDS LIFESCIENCES CORP	COM	–	28176E·10·8	430	0.02%	5,203	Sh.	82.64	Sole	–	Sole	–	–
ELECTRONIC ARTS INC	COM	–	285512·10·9	276	0.01%	2,389	Sh.	115.53	Sole	–	Sole	–	–
ELEVANCE HEALTH INC	COM	–	036752·10·3	1,058	0.04%	2,330	Sh.	454.08	Sole	–	Sole	–	–
ELEVANCE HEALTH INC	NOTE 2.750%10/1	–	94973V·BG·1	8,996	0.32%	1,369,000	Pr.	657.1%	Sole	–	Sole	–	–
EMERSON ELEC CO	COM	–	291011·10·4	374	0.01%	5,103	Sh.	73.29	Sole	–	Sole	–	–
ENERGY TRANSFER L P	COM UT LTD PTN	–	29273V·10·0	800	0.03%	72,572	Sh.	11.02	Sole	–	Sole	–	–
ENPHASE ENERGY INC	COM	–	29355A·10·7	358	0.01%	1,289	Sh.	277.73	Sole	–	Sole	–	–
ENPHASE ENERGY INC	NOTE 3/0	–	29355A·AH·0	5,791	0.21%	5,000,000	Pr.	115.8%	Sole	–	Sole	–	–
ENTERPRISE PRODS PARTNERS L	COM	–	293792·10·7	253	0.01%	10,640	Sh.	23.78	Sole	–	Sole	–	–
EOG RES INC	COM	–	26875P·10·1	32,213	1.14%	288,587	Sh.	111.62	Sole	–	Sole	–	–
EQUINIX INC	COM	–	29444U·70·0	385	0.01%	677	Sh.	568.69	Sole	–	Sole	–	–
EQUITY RESIDENTIAL	SH BEN INT	–	29476L·10·7	262	0.01%	3,897	Sh.	67.23	Sole	–	Sole	–	–
EURONET WORLDWIDE INC	NOTE 0.750% 3/1	–	298736·AL·3	6,857	0.24%	7,601,000	Pr.	90.2%	Sole	–	Sole	–	–
EVERGY INC	COM	–	30034W·10·6	2,130	0.08%	35,866	Sh.	59.39	Sole	–	Sole	–	–
EVERSOURCE ENERGY	COM	–	30040W·10·8	203	0.01%	2,598	Sh.	78.14	Sole	–	Sole	–	–
EXELON CORP	COM	–	30161N·10·1	210	0.01%	5,593	Sh.	37.55	Sole	–	Sole	–	–
EXPEDIA GROUP INC	NOTE 2/1	–	30212P·BE·4	7,759	0.28%	8,930,000	Pr.	86.9%	Sole	–	Sole	–	–
EXXON MOBIL CORP	COM	–	30231G·10·2	2,974	0.11%	34,061	Sh.	87.31	Sole	–	Sole	–	–
FASTENAL CO	COM	–	311900·10·4	208	0.01%	4,513	Sh.	46.09	Sole	–	Sole	–	–
FEDEX CORP	COM	–	31428X·10·6	289	0.01%	1,948	Sh.	148.36	Sole	–	Sole	–	–
FIDELITY NATL INFORMATION SV	COM	–	31620M·10·6	311	0.01%	4,114	Sh.	75.60	Sole	–	Sole	–	–
FIFTH THIRD BANCORP	COM	–	316773·10·0	201	0.01%	6,304	Sh.	31.88	Sole	–	Sole	–	–
FISERV INC	COM	–	337738·10·8	505	0.02%	5,396	Sh.	93.59	Sole	–	Sole	–	–
FORD MTR CO DEL	COM	–	345370·86·0	304	0.01%	27,158	Sh.	11.19	Sole	–	Sole	–	–
FORD MTR CO DEL	NOTE 3/1	–	345370·CZ·1	4,286	0.15%	4,600,000	Pr.	93.2%	Sole	–	Sole	–	–
FORTINET INC	COM	–	34959E·10·9	296	0.01%	6,025	Sh.	49.13	Sole	–	Sole	–	–
FREEPORT-MCMORAN INC	CL B	–	35671D·85·7	306	0.01%	11,193	Sh.	27.34	Sole	–	Sole	–	–
FTI CONSULTING INC	NOTE 2.000% 8/1	–	302941·AP·4	5,758	0.20%	3,500,000	Pr.	164.5%	Sole	–	Sole	–	–
GALLAGHER ARTHUR J & CO	COM	–	363576·10·9	202	0.01%	1,180	Sh.	171.19	Sole	–	Sole	–	–
GENERAL DYNAMICS CORP	COM	–	369550·10·8	31,652	1.12%	149,324	Sh.	211.97	Sole	–	Sole	–	–
GENERAL ELECTRIC CO	COM NEW	–	369604·30·1	498	0.02%	8,045	Sh.	61.90	Sole	–	Sole	–	–
GENERAL MLS INC	COM	–	370334·10·4	541	0.02%	7,060	Sh.	76.63	Sole	–	Sole	–	–
GENERAL MTRS CO	COM	–	37045V·10·0	374	0.01%	11,669	Sh.	32.05	Sole	–	Sole	–	–
GENUINE PARTS CO	COM	–	372460·10·5	31,256	1.11%	209,517	Sh.	149.18	Sole	–	Sole	–	–
GILEAD SCIENCES INC	COM	–	375558·10·3	33,648	1.19%	545,940	Sh.	61.63	Sole	–	Sole	–	–
GLOBAL X FDS	US PFD ETF	–	37954Y·65·7	15,900	0.56%	775,225	Sh.	20.51	Sole	–	Sole	–	–
GOLDMAN SACHS GROUP INC	COM	–	38141G·10·4	903	0.03%	3,083	Sh.	292.90	Sole	–	Sole	–	–
HANCOCK JOHN TAX-ADVANTAGED	COM	–	41013V·10·0	236	0.01%	11,250	Sh.	20.98	Sole	–	Sole	–	–
HANNON ARMSTRONG SUST INFR C	NOTE 8/1	–	41068X·AD·2	4,222	0.15%	4,500,000	Pr.	93.8%	Sole	–	Sole	–	–
HCA HEALTHCARE INC	COM	–	40412C·10·1	374	0.01%	2,034	Sh.	183.87	Sole	–	Sole	–	–
HERSHEY CO	COM	–	427866·10·8	306	0.01%	1,388	Sh.	220.46	Sole	–	Sole	–	–
HESS CORP	COM	–	42809H·10·7	244	0.01%	2,242	Sh.	108.83	Sole	–	Sole	–	–
HOME DEPOT INC	COM	–	437076·10·2	34,594	1.23%	125,474	Sh.	275.71	Sole	–	Sole	–	–
HONEYWELL INTL INC	COM	–	438516·10·6	1,101	0.04%	6,593	Sh.	167.00	Sole	–	Sole	–	–
HOPE BANCORP INC	NOTE 2.000% 5/1	–	43940T·AB·5	4,284	0.15%	4,450,000	Pr.	96.3%	Sole	–	Sole	–	–
HP INC	COM	–	40434L·10·5	30,626	1.09%	1,230,142	Sh.	24.90	Sole	–	Sole	–	–
HUMANA INC	COM	–	444859·10·2	628	0.02%	1,295	Sh.	484.94	Sole	–	Sole	–	–
HUNTINGTON BANCSHARES INC	COM	–	446150·10·4	137	0.00%	10,370	Sh.	13.21	Sole	–	Sole	–	–
ILLINOIS TOOL WKS INC	COM	–	452308·10·9	31,342	1.11%	173,652	Sh.	180.49	Sole	–	Sole	–	–
ILLUMINA INC	COM	–	452327·10·9	207	0.01%	1,084	Sh.	190.96	Sole	–	Sole	–	–
ILLUMINA INC	NOTE 8/1	–	452327·AK·5	7,738	0.27%	8,065,000	Pr.	95.9%	Sole	–	Sole	–	–
INTEL CORP	COM	–	458140·10·0	30,759	1.09%	1,194,661	Sh.	25.75	Sole	–	Sole	–	–
INTERCONTINENTAL EXCHANGE IN	COM	–	45866F·10·4	5,069	0.18%	56,105	Sh.	90.35	Sole	–	Sole	–	–
INTERNATIONAL BUSINESS MACHS	COM	–	459200·10·1	662	0.02%	5,576	Sh.	118.72	Sole	–	Sole	–	–
INTUIT	COM	–	461202·10·3	5,579	0.20%	14,404	Sh.	387.32	Sole	–	Sole	–	–
INTUITIVE SURGICAL INC	COM NEW	–	46120E·60·2	620	0.02%	3,310	Sh.	187.31	Sole	–	Sole	–	–
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	–	46138G·80·5	12,056	0.43%	470,000	Sh.	25.65	Sole	–	Sole	–	–
INVESCO QQQ TR	UNIT SER 1	–	46090E·10·3	1,808	0.06%	6,764	Sh.	267.30	Sole	–	Sole	–	–
ISHARES INC	CORE MSCI EMKT	–	46434G·10·3	4,941	0.18%	114,965	Sh.	42.98	Sole	–	Sole	–	–
ISHARES TR	0-5YR HI YL CP	–	46434V·40·7	17,113	0.61%	428,474	Sh.	39.94	Sole	–	Sole	–	–
ISHARES TR	20 YR TR BD ETF	–	464287·43·2	19,773	0.70%	193,000	Sh.	102.45	Sole	–	Sole	–	–
ISHARES TR	CORE MSCI EAFE	–	46432F·84·2	8,168	0.29%	155,075	Sh.	52.67	Sole	–	Sole	–	–
ISHARES TR	CORE S&P MCP ETF	–	464287·50·7	19,546	0.69%	89,144	Sh.	219.26	Sole	–	Sole	–	–
ISHARES TR	CORE S&P SCP ETF	–	464287·80·4	33,907	1.20%	388,887	Sh.	87.19	Sole	–	Sole	–	–
ISHARES TR	CORE S&P500 ETF	–	464287·20·0	56,129	1.99%	156,502	Sh.	358.65	Sole	–	Sole	–	–
ISHARES TR	EAFE GRWTH ETF	–	464288·88·5	496	0.02%	6,830	Sh.	72.62	Sole	–	Sole	–	–
ISHARES TR	EAFE VALUE ETF	–	464288·87·7	696	0.02%	18,053	Sh.	38.55	Sole	–	Sole	–	–
ISHARES TR	IBOXX HI YD ETF	–	464288·51·3	42,763	1.52%	599,005	Sh.	71.39	Sole	–	Sole	–	–
ISHARES TR	IBOXX INV CP ETF	–	464287·24·2	39,025	1.39%	380,920	Sh.	102.45	Sole	–	Sole	–	–
ISHARES TR	ISHS 1-5YR INVS	–	464288·64·6	1,232	0.04%	25,000	Sh.	49.28	Sole	–	Sole	–	–
ISHARES TR	JPMORGAN USD EMG	–	464288·28·1	9,052	0.32%	114,000	Sh.	79.40	Sole	–	Sole	–	–
ISHARES TR	MBS ETF	–	464288·58·8	35,503	1.26%	387,672	Sh.	91.58	Sole	–	Sole	–	–
ISHARES TR	MSCI EAFE ETF	–	464287·46·5	20,668	0.73%	369,005	Sh.	56.01	Sole	–	Sole	–	–
ISHARES TR	PFD AND INCM SEC	–	464288·68·7	24,746	0.88%	781,359	Sh.	31.67	Sole	–	Sole	–	–
ISHARES TR	RUS 1000 ETF	–	464287·62·2	960	0.03%	4,864	Sh.	197.37	Sole	–	Sole	–	–
ISHARES TR	RUS 1000 GRW ETF	–	464287·61·4	7,789	0.28%	37,022	Sh.	210.39	Sole	–	Sole	–	–
ISHARES TR	RUS MD CP GR ETF	–	464287·48·1	2,026	0.07%	25,833	Sh.	78.43	Sole	–	Sole	–	–
ISHARES TR	RUS MDCP VAL ETF	–	464287·47·3	2,002	0.07%	20,848	Sh.	96.03	Sole	–	Sole	–	–
ISHARES TR	RUS MID CAP ETF	–	464287·49·9	13,899	0.49%	223,630	Sh.	62.15	Sole	–	Sole	–	–
ISHARES TR	RUSSELL 2000 ETF	–	464287·65·5	12,757	0.45%	77,355	Sh.	164.92	Sole	–	Sole	–	–
ISHARES TR	S&P 500 GRWT ETF	–	464287·30·9	2,103	0.07%	36,351	Sh.	57.85	Sole	–	Sole	–	–
ISHARES TR	S&P 500 VAL ETF	–	464287·40·8	2,056	0.07%	16,001	Sh.	128.49	Sole	–	Sole	–	–
ISHARES TR	S&P SML 600 GWT	–	464287·88·7	1,151	0.04%	11,320	Sh.	101.68	Sole	–	Sole	–	–
ISHARES TR	SP SMCP600VL ETF	–	464287·87·9	1,466	0.05%	17,776	Sh.	82.47	Sole	–	Sole	–	–
J P MORGAN EXCHANGE TRADED F	HIGH YLD RESRCH	–	46641Q·87·8	1,484	0.05%	35,000	Sh.	42.40	Sole	–	Sole	–	–
JAZZ INVESTMENTS I LTD	NOTE 2.000% 6/1	–	472145·AF·8	3,656	0.13%	3,400,000	Pr.	107.5%	Sole	–	Sole	–	–
JOHNSON & JOHNSON	COM	–	478160·10·4	33,963	1.21%	208,097	Sh.	163.21	Sole	–	Sole	–	–
JOHNSON CTLS INTL PLC	SHS	–	G51502·10·5	313	0.01%	6,350	Sh.	49.29	Sole	–	Sole	–	–
JPMORGAN CHASE & CO	COM	–	46625H·10·0	34,713	1.23%	332,460	Sh.	104.41	Sole	–	Sole	–	–
KAMAN CORP	NOTE 3.250% 5/0	–	483548·AF·0	2,844	0.10%	3,050,000	Pr.	93.2%	Sole	–	Sole	–	–
KIMBERLY-CLARK CORP	COM	–	494368·10·3	31,046	1.10%	276,114	Sh.	112.44	Sole	–	Sole	–	–
KINDER MORGAN INC DEL	COM	–	49456B·10·1	312	0.01%	18,755	Sh.	16.64	Sole	–	Sole	–	–
KLA CORP	COM NEW	–	482480·10·0	452	0.02%	1,492	Sh.	302.95	Sole	–	Sole	–	–
KROGER CO	COM	–	501044·10·1	258	0.01%	5,890	Sh.	43.80	Sole	–	Sole	–	–
L3HARRIS TECHNOLOGIES INC	COM	–	502431·10·9	304	0.01%	1,463	Sh.	207.79	Sole	–	Sole	–	–
LAM RESEARCH CORP	COM	–	512807·10·8	4,893	0.17%	13,368	Sh.	366.02	Sole	–	Sole	–	–
LAUDER ESTEE COS INC	CL A	–	518439·10·4	5,041	0.18%	23,349	Sh.	215.90	Sole	–	Sole	–	–
LILLY ELI & CO	COM	–	532457·10·8	38,055	1.35%	117,792	Sh.	323.07	Sole	–	Sole	–	–
LINDE PLC	SHS	–	G5494J·10·3	1,137	0.04%	4,217	Sh.	269.62	Sole	–	Sole	–	–
LOCKHEED MARTIN CORP	COM	–	539830·10·9	32,490	1.15%	84,184	Sh.	385.94	Sole	–	Sole	–	–
LOWES COS INC	COM	–	548661·10·7	1,459	0.05%	7,767	Sh.	187.85	Sole	–	Sole	–	–
LUMENTUM HLDGS INC	NOTE 0.500%12/1	–	55024U·AD·1	3,544	0.13%	3,800,000	Pr.	93.3%	Sole	–	Sole	–	–
M & T BK CORP	COM	–	55261F·10·4	32,502	1.15%	184,513	Sh.	176.15	Sole	–	Sole	–	–
MAGELLAN MIDSTREAM PRTNRS LP	COM UNIT RP LP	–	559080·10·6	231	0.01%	4,859	Sh.	47.54	Sole	–	Sole	–	–
MARATHON PETE CORP	COM	–	56585A·10·2	634	0.02%	6,386	Sh.	99.28	Sole	–	Sole	–	–
MARRIOTT INTL INC NEW	CL A	–	571903·20·2	302	0.01%	2,156	Sh.	140.07	Sole	–	Sole	–	–
MARSH & MCLENNAN COS INC	COM	–	571748·10·2	703	0.02%	4,709	Sh.	149.29	Sole	–	Sole	–	–
MASTERCARD INCORPORATED	CL A	–	57636Q·10·4	6,567	0.23%	23,096	Sh.	284.33	Sole	–	Sole	–	–
MCDONALDS CORP	COM	–	580135·10·1	31,291	1.11%	135,736	Sh.	230.53	Sole	–	Sole	–	–
MCKESSON CORP	COM	–	58155Q·10·3	534	0.02%	1,572	Sh.	339.69	Sole	–	Sole	–	–
MEDTRONIC PLC	SHS	–	G5960L·10·3	2,048	0.07%	25,357	Sh.	80.77	Sole	–	Sole	–	–
MERCK & CO INC	COM	–	58933Y·10·5	3,608	0.13%	41,898	Sh.	86.11	Sole	–	Sole	–	–
META PLATFORMS INC	CL A	–	30303M·10·2	2,899	0.10%	21,364	Sh.	135.70	Sole	–	Sole	–	–
METLIFE INC	COM	–	59156R·10·8	2,903	0.10%	47,758	Sh.	60.79	Sole	–	Sole	–	–
MICROCHIP TECHNOLOGY INC.	COM	–	595017·10·4	241	0.01%	3,944	Sh.	61.11	Sole	–	Sole	–	–
MICROCHIP TECHNOLOGY INC.	NOTE 0.125%11/1	–	595017·AU·8	4,251	0.15%	4,200,000	Pr.	101.2%	Sole	–	Sole	–	–
MICRON TECHNOLOGY INC	COM	–	595112·10·3	454	0.02%	9,057	Sh.	50.13	Sole	–	Sole	–	–
MICROSOFT CORP	COM	–	594918·10·4	18,799	0.67%	80,717	Sh.	232.90	Sole	–	Sole	–	–
MODERNA INC	COM	–	60770K·10·7	288	0.01%	2,439	Sh.	118.08	Sole	–	Sole	–	–
MONDELEZ INTL INC	CL A	–	609207·10·5	32,605	1.16%	595,176	Sh.	54.78	Sole	–	Sole	–	–
MONSTER BEVERAGE CORP NEW	COM	–	61174X·10·9	504	0.02%	5,799	Sh.	86.91	Sole	–	Sole	–	–
MOODYS CORP	COM	–	615369·10·5	244	0.01%	1,003	Sh.	243.27	Sole	–	Sole	–	–
MORGAN STANLEY	COM NEW	–	617446·44·8	1,076	0.04%	13,613	Sh.	79.04	Sole	–	Sole	–	–
MOTOROLA SOLUTIONS INC	COM NEW	–	620076·30·7	248	0.01%	1,107	Sh.	224.03	Sole	–	Sole	–	–
MSCI INC	COM	–	55354G·10·0	238	0.01%	564	Sh.	421.99	Sole	–	Sole	–	–
NETFLIX INC	COM	–	64110L·10·6	1,139	0.04%	4,839	Sh.	235.38	Sole	–	Sole	–	–
NEWMONT CORP	COM	–	651639·10·6	232	0.01%	5,522	Sh.	42.01	Sole	–	Sole	–	–
NEXTERA ENERGY INC	COM	–	65339F·10·1	1,430	0.05%	18,235	Sh.	78.42	Sole	–	Sole	–	–
NIKE INC	CL B	–	654106·10·3	5,106	0.18%	61,428	Sh.	83.12	Sole	–	Sole	–	–
NORFOLK SOUTHN CORP	COM	–	655844·10·8	499	0.02%	2,380	Sh.	209.66	Sole	–	Sole	–	–
NORTHROP GRUMMAN CORP	COM	–	666807·10·2	706	0.03%	1,502	Sh.	470.04	Sole	–	Sole	–	–
NORTHWESTERN CORP	COM NEW	–	668074·30·5	3,798	0.13%	77,076	Sh.	49.28	Sole	–	Sole	–	–
NOVO-NORDISK A S	ADR	–	670100·20·5	203	0.01%	2,036	Sh.	99.71	Sole	–	Sole	–	–
NUCOR CORP	COM	–	670346·10·5	269	0.01%	2,518	Sh.	106.83	Sole	–	Sole	–	–
NUVEEN FLOATING RATE INCOME	COM	–	67072T·10·8	438	0.02%	54,000	Sh.	8.11	Sole	–	Sole	–	–
NUVEEN MUN VALUE FD INC	COM	–	670928·10·0	134	0.00%	15,800	Sh.	8.48	Sole	–	Sole	–	–
NVIDIA CORPORATION	COM	–	67066G·10·4	7,363	0.26%	60,657	Sh.	121.39	Sole	–	Sole	–	–
NXP SEMICONDUCTORS N V	COM	–	N6596X·10·9	213	0.01%	1,443	Sh.	147.61	Sole	–	Sole	–	–
OCCIDENTAL PETE CORP	COM	–	674599·10·5	370	0.01%	6,028	Sh.	61.38	Sole	–	Sole	–	–
ON SEMICONDUCTOR CORP	NOTE 5/0	–	682189·AS·4	5,774	0.20%	4,250,000	Pr.	135.9%	Sole	–	Sole	–	–
ONEOK INC NEW	COM	–	682680·10·3	400	0.01%	7,812	Sh.	51.20	Sole	–	Sole	–	–
ORACLE CORP	COM	–	68389X·10·5	936	0.03%	15,333	Sh.	61.04	Sole	–	Sole	–	–
OREILLY AUTOMOTIVE INC	COM	–	67103H·10·7	399	0.01%	567	Sh.	703.70	Sole	–	Sole	–	–
PACCAR INC	COM	–	693718·10·8	240	0.01%	2,863	Sh.	83.83	Sole	–	Sole	–	–
PARKER-HANNIFIN CORP	COM	–	701094·10·4	266	0.01%	1,099	Sh.	242.04	Sole	–	Sole	–	–
PARSONS CORP DEL	NOTE 0.250% 8/1	–	70202L·AB·8	7,920	0.28%	7,670,000	Pr.	103.3%	Sole	–	Sole	–	–
PAYCHEX INC	COM	–	704326·10·7	301	0.01%	2,681	Sh.	112.27	Sole	–	Sole	–	–
PAYPAL HLDGS INC	COM	–	70450Y·10·3	852	0.03%	9,897	Sh.	86.09	Sole	–	Sole	–	–
PEPSICO INC	COM	–	713448·10·8	34,447	1.22%	211,181	Sh.	163.12	Sole	–	Sole	–	–
PFIZER INC	COM	–	717081·10·3	36,646	1.30%	838,124	Sh.	43.72	Sole	–	Sole	–	–
PHILIP MORRIS INTL INC	COM	–	718172·10·9	24,659	0.88%	297,405	Sh.	82.91	Sole	–	Sole	–	–
PHILLIPS 66	COM	–	718546·10·4	358	0.01%	4,440	Sh.	80.63	Sole	–	Sole	–	–
PIMCO INCOME STRATEGY FD II	COM	–	72201J·10·4	94	0.00%	13,666	Sh.	6.88	Sole	–	Sole	–	–
PIONEER NAT RES CO	COM	–	723787·10·7	378	0.01%	1,745	Sh.	216.62	Sole	–	Sole	–	–
PIONEER NAT RES CO	NOTE 0.250% 5/1	–	723787·AP·2	9,864	0.35%	4,515,000	Pr.	218.5%	Sole	–	Sole	–	–
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	–	726503·10·5	197	0.01%	18,747	Sh.	10.51	Sole	–	Sole	–	–
PNC FINL SVCS GROUP INC	COM	–	693475·10·5	32,984	1.17%	220,951	Sh.	149.28	Sole	–	Sole	–	–
PPG INDS INC	COM	–	693506·10·7	238	0.01%	2,151	Sh.	110.65	Sole	–	Sole	–	–
PRICE T ROWE GROUP INC	COM	–	74144T·10·8	221	0.01%	2,107	Sh.	104.89	Sole	–	Sole	–	–
PRINCIPAL FINANCIAL GROUP IN	COM	–	74251V·10·2	1,274	0.05%	17,652	Sh.	72.17	Sole	–	Sole	–	–
PROCTER AND GAMBLE CO	COM	–	742718·10·9	34,989	1.24%	277,374	Sh.	126.14	Sole	–	Sole	–	–
PROGRESSIVE CORP	COM	–	743315·10·3	580	0.02%	4,987	Sh.	116.30	Sole	–	Sole	–	–
PROLOGIS INC.	COM	–	74340W·10·3	931	0.03%	9,168	Sh.	101.55	Sole	–	Sole	–	–
PRUDENTIAL FINL INC	COM	–	744320·10·2	277	0.01%	3,231	Sh.	85.73	Sole	–	Sole	–	–
PUBLIC STORAGE	COM	–	74460D·10·9	382	0.01%	1,306	Sh.	292.50	Sole	–	Sole	–	–
PUBLIC SVC ENTERPRISE GRP IN	COM	–	744573·10·6	229	0.01%	4,078	Sh.	56.15	Sole	–	Sole	–	–
QUALCOMM INC	COM	–	747525·10·3	31,607	1.12%	280,003	Sh.	112.88	Sole	–	Sole	–	–
QUANTA SVCS INC	COM	–	74762E·10·2	205	0.01%	1,613	Sh.	127.09	Sole	–	Sole	–	–
RAYTHEON TECHNOLOGIES CORP	COM	–	75513E·10·1	34,215	1.21%	418,336	Sh.	81.79	Sole	–	Sole	–	–
REGENERON PHARMACEUTICALS	COM	–	75886F·10·7	455	0.02%	660	Sh.	689.39	Sole	–	Sole	–	–
REGIONS FINANCIAL CORP NEW	COM	–	7591EP·10·0	223	0.01%	11,088	Sh.	20.11	Sole	–	Sole	–	–
REPUBLIC SVCS INC	COM	–	760759·10·0	225	0.01%	1,655	Sh.	135.95	Sole	–	Sole	–	–
RIO TINTO PLC	SPONSORED ADR	–	767204·10·0	205	0.01%	3,720	Sh.	55.11	Sole	–	Sole	–	–
ROCKWELL AUTOMATION INC	COM	–	773903·10·9	221	0.01%	1,026	Sh.	215.40	Sole	–	Sole	–	–
ROPER TECHNOLOGIES INC	COM	–	776696·10·6	296	0.01%	823	Sh.	359.66	Sole	–	Sole	–	–
ROSS STORES INC	COM	–	778296·10·3	253	0.01%	3,002	Sh.	84.28	Sole	–	Sole	–	–
S&P GLOBAL INC	COM	–	78409V·10·4	790	0.03%	2,586	Sh.	305.49	Sole	–	Sole	–	–
SALESFORCE INC	COM	–	79466L·30·2	1,010	0.04%	7,020	Sh.	143.87	Sole	–	Sole	–	–
SCHLUMBERGER LTD	COM STK	–	806857·10·8	374	0.01%	10,406	Sh.	35.94	Sole	–	Sole	–	–
SCHWAB CHARLES CORP	COM	–	808513·10·5	6,060	0.22%	84,321	Sh.	71.87	Sole	–	Sole	–	–
SCHWAB STRATEGIC TR	US LCAP GR ETF	–	808524·30·0	5,731	0.20%	102,684	Sh.	55.81	Sole	–	Sole	–	–
SCHWAB STRATEGIC TR	US LCAP VA ETF	–	808524·40·9	6,271	0.22%	107,172	Sh.	58.51	Sole	–	Sole	–	–
SELECT SECTOR SPDR TR	ENERGY	–	81369Y·50·6	2,377	0.08%	33,000	Sh.	72.03	Sole	–	Sole	–	–
SELECT SECTOR SPDR TR	RL EST SEL SEC	–	81369Y·86·0	306	0.01%	8,500	Sh.	36.00	Sole	–	Sole	–	–
SEMPRA	COM	–	816851·10·9	344	0.01%	2,294	Sh.	149.96	Sole	–	Sole	–	–
SERVICENOW INC	COM	–	81762P·10·2	447	0.02%	1,184	Sh.	377.53	Sole	–	Sole	–	–
SHERWIN WILLIAMS CO	COM	–	824348·10·6	407	0.01%	1,986	Sh.	204.93	Sole	–	Sole	–	–
SIMON PPTY GROUP INC NEW	COM	–	828806·10·9	274	0.01%	3,051	Sh.	89.81	Sole	–	Sole	–	–
SOUTHERN CO	COM	–	842587·10·7	560	0.02%	8,232	Sh.	68.03	Sole	–	Sole	–	–
SOUTHWEST AIRLS CO	NOTE 1.250% 5/0	–	844741·BG·2	2,194	0.08%	1,925,000	Pr.	114.0%	Sole	–	Sole	–	–
SPDR S&P 500 ETF TR	TR UNIT	–	78462F·10·3	61,826	2.19%	173,096	Sh.	357.18	Sole	–	Sole	–	–
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	–	78467Y·10·7	24,062	0.85%	59,907	Sh.	401.66	Sole	–	Sole	–	–
SPDR SER TR	BBG CONV SEC ETF	–	78464A·35·9	2,532	0.09%	40,000	Sh.	63.30	Sole	–	Sole	–	–
SPDR SER TR	BLOOMBERG HIGH Y	–	78468R·62·2	17,570	0.62%	200,000	Sh.	87.85	Sole	–	Sole	–	–
SPDR SER TR	NUVEEN BLOOMBERG	–	78464A·28·4	1,438	0.05%	30,000	Sh.	47.93	Sole	–	Sole	–	–
SPDR SER TR	PORTFOLIO INTRMD	–	78464A·37·5	1,972	0.07%	62,970	Sh.	31.32	Sole	–	Sole	–	–
SPDR SER TR	PORTFOLIO LN COR	–	78464A·36·7	1,305	0.05%	60,000	Sh.	21.75	Sole	–	Sole	–	–
SPDR SER TR	PORTFOLIO SHORT	–	78464A·47·4	18,858	0.67%	645,375	Sh.	29.22	Sole	–	Sole	–	–
SPDR SER TR	S&P DIVID ETF	–	78464A·76·3	399	0.01%	3,575	Sh.	111.61	Sole	–	Sole	–	–
SSGA ACTIVE ETF TR	BLACKSTONE SENR	–	78467V·60·8	46,582	1.65%	1,139,762	Sh.	40.87	Sole	–	Sole	–	–
STARBUCKS CORP	COM	–	855244·10·9	31,350	1.11%	372,430	Sh.	84.18	Sole	–	Sole	–	–
STARWOOD PPTY TR INC	NOTE 4.375% 4/0	–	85571B·AH·8	4,492	0.16%	4,600,000	Pr.	97.7%	Sole	–	Sole	–	–
STRYKER CORPORATION	COM	–	863667·10·1	600	0.02%	2,963	Sh.	202.50	Sole	–	Sole	–	–
SYNOPSYS INC	COM	–	871607·10·7	322	0.01%	1,053	Sh.	305.79	Sole	–	Sole	–	–
SYSCO CORP	COM	–	871829·10·7	299	0.01%	4,227	Sh.	70.74	Sole	–	Sole	–	–
T-MOBILE US INC	COM	–	872590·10·4	565	0.02%	4,208	Sh.	134.27	Sole	–	Sole	–	–
TARGET CORP	COM	–	87612E·10·6	31,677	1.12%	213,656	Sh.	148.26	Sole	–	Sole	–	–
TE CONNECTIVITY LTD	SHS	–	H84989·10·4	314	0.01%	2,847	Sh.	110.29	Sole	–	Sole	–	–
TESLA INC	COM	–	88160R·10·1	5,354	0.19%	20,183	Sh.	265.27	Sole	–	Sole	–	–
TEXAS INSTRS INC	COM	–	882508·10·4	33,551	1.19%	216,961	Sh.	154.64	Sole	–	Sole	–	–
THERMO FISHER SCIENTIFIC INC	COM	–	883556·10·2	6,501	0.23%	12,817	Sh.	507.22	Sole	–	Sole	–	–
TJX COS INC NEW	COM	–	872540·10·9	687	0.02%	11,064	Sh.	62.09	Sole	–	Sole	–	–
TRANE TECHNOLOGIES PLC	SHS	–	G8994E·10·3	296	0.01%	2,045	Sh.	144.74	Sole	–	Sole	–	–
TRAVELERS COMPANIES INC	COM	–	89417E·10·9	32,786	1.16%	214,206	Sh.	153.06	Sole	–	Sole	–	–
TRUIST FINL CORP	COM	–	89832Q·10·9	448	0.02%	10,279	Sh.	43.58	Sole	–	Sole	–	–
TWITTER INC	COM	–	90184L·10·2	248	0.01%	5,660	Sh.	43.82	Sole	–	Sole	–	–
TYSON FOODS INC	CL A	–	902494·10·3	30,991	1.10%	470,492	Sh.	65.87	Sole	–	Sole	–	–
UNION PAC CORP	COM	–	907818·10·8	30,621	1.09%	157,318	Sh.	194.64	Sole	–	Sole	–	–
UNITED PARCEL SERVICE INC	CL B	–	911312·10·6	29,495	1.05%	182,749	Sh.	161.40	Sole	–	Sole	–	–
UNITEDHEALTH GROUP INC	COM	–	91324P·10·2	9,199	0.33%	18,215	Sh.	505.02	Sole	–	Sole	–	–
US BANCORP DEL	COM NEW	–	902973·30·4	508	0.02%	12,600	Sh.	40.32	Sole	–	Sole	–	–
VALERO ENERGY CORP	COM	–	91913Y·10·0	381	0.01%	3,568	Sh.	106.78	Sole	–	Sole	–	–
VANECK ETF TRUST	FALLEN ANGEL HG	–	92189F·43·7	3,607	0.13%	137,506	Sh.	26.23	Sole	–	Sole	–	–
VANECK ETF TRUST	JP MRGAN EM LOC	–	92189H·30·0	7,068	0.25%	310,000	Sh.	22.80	Sole	–	Sole	–	–
VANGUARD BD INDEX FDS	TOTAL BND MRKT	–	921937·83·5	8,529	0.30%	119,575	Sh.	71.33	Sole	–	Sole	–	–
VANGUARD INDEX FDS	MID CAP ETF	–	922908·62·9	2,306	0.08%	12,265	Sh.	188.01	Sole	–	Sole	–	–
VANGUARD INDEX FDS	REAL ESTATE ETF	–	922908·55·3	1,201	0.04%	14,982	Sh.	80.16	Sole	–	Sole	–	–
VANGUARD INDEX FDS	S&P 500 ETF SHS	–	922908·36·3	23,083	0.82%	70,310	Sh.	328.30	Sole	–	Sole	–	–
VANGUARD INDEX FDS	SMALL CP ETF	–	922908·75·1	2,589	0.09%	15,146	Sh.	170.94	Sole	–	Sole	–	–
VANGUARD INDEX FDS	TOTAL STK MKT	–	922908·76·9	11,483	0.41%	63,981	Sh.	179.48	Sole	–	Sole	–	–
VANGUARD SCOTTSDALE FDS	LG-TERM COR BD	–	92206C·81·3	26,260	0.93%	358,554	Sh.	73.24	Sole	–	Sole	–	–
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	–	92206C·40·9	4,828	0.17%	65,000	Sh.	74.28	Sole	–	Sole	–	–
VANGUARD SCOTTSDALE FDS	VNG RUS3000IDX	–	92206C·59·9	456	0.02%	2,830	Sh.	161.13	Sole	–	Sole	–	–
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	–	921943·85·8	2,537	0.09%	69,773	Sh.	36.36	Sole	–	Sole	–	–
VANGUARD WORLD FDS	INF TECH ETF	–	92204A·70·2	357	0.01%	1,160	Sh.	307.76	Sole	–	Sole	–	–
VERINT SYS INC	COM	–	92343X·10·0	285	0.01%	8,500	Sh.	33.53	Sole	–	Sole	–	–
VERINT SYSTEMS INC	NOTE 0.250% 4/1	–	92343X·AC·4	4,016	0.14%	4,800,000	Pr.	83.7%	Sole	–	Sole	–	–
VERIZON COMMUNICATIONS INC	COM	–	92343V·10·4	1,905	0.07%	50,178	Sh.	37.96	Sole	–	Sole	–	–
VERTEX PHARMACEUTICALS INC	COM	–	92532F·10·0	521	0.02%	1,801	Sh.	289.28	Sole	–	Sole	–	–
VIATRIS INC	COM	–	92556V·10·6	124	0.00%	14,570	Sh.	8.51	Sole	–	Sole	–	–
VISA INC	COM CL A	–	92826C·83·9	7,320	0.26%	41,206	Sh.	177.64	Sole	–	Sole	–	–
VISHAY INTERTECHNOLOGY INC	NOTE 2.250% 6/1	–	928298·AP·3	4,074	0.14%	4,400,000	Pr.	92.6%	Sole	–	Sole	–	–
WALMART INC	COM	–	931142·10·3	6,300	0.22%	48,575	Sh.	129.70	Sole	–	Sole	–	–
WARNER BROS DISCOVERY INC	COM SER A	–	934423·10·4	188	0.01%	16,305	Sh.	11.53	Sole	–	Sole	–	–
WASTE MGMT INC DEL	COM	–	94106L·10·9	512	0.02%	3,195	Sh.	160.25	Sole	–	Sole	–	–
WEC ENERGY GROUP INC	COM	–	92939U·10·6	1,183	0.04%	13,227	Sh.	89.44	Sole	–	Sole	–	–
WELLS FARGO CO NEW	COM	–	949746·10·1	1,413	0.05%	35,139	Sh.	40.21	Sole	–	Sole	–	–
WELLS FARGO CO NEW	PERP PFD CNV A	–	949746·80·4	8,554	0.30%	7,105	Sh.	1,203.94	Sole	–	Sole	–	–
WESTERN DIGITAL CORP.	NOTE 1.500% 2/0	–	958102·AP·0	8,008	0.28%	8,485,000	Pr.	94.4%	Sole	–	Sole	–	–
WEYERHAEUSER CO MTN BE	COM NEW	–	962166·10·4	229	0.01%	8,012	Sh.	28.58	Sole	–	Sole	–	–
WILLIAMS COS INC	COM	–	969457·10·0	658	0.02%	22,985	Sh.	28.63	Sole	–	Sole	–	–
WISDOMTREE TR	EUROPE HEDGED EQ	–	97717X·70·1	4,342	0.15%	69,800	Sh.	62.21	Sole	–	Sole	–	–
XCEL ENERGY INC	COM	–	98389B·10·0	297	0.01%	4,648	Sh.	63.90	Sole	–	Sole	–	–
YUM BRANDS INC	COM	–	988498·10·1	282	0.01%	2,649	Sh.	106.46	Sole	–	Sole	–	–
ZOETIS INC	CL A	–	98978V·10·3	603	0.02%	4,064	Sh.	148.38	Sole	–	Sole	–	–
— 315 Issuers —	— 359 Issues —			— 359 Holdings: $2,817,144,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

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Filing Submission 0001085146-22-003673 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Conning Inc. – ‘13F-HR’ for 9/30/22 – ‘INFO-TABLE’

On: Friday, 10/28/22, at 5:37pm ET · As of: 10/31/22 · Effective: 10/31/22 · For: 9/30/22 · Accession #: 1085146-22-3673 · File #: 28-04513

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Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

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Conning Inc. CT · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/22 · Assets: $2,817,144,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Conning Inc.
CT
· Form 13F Holdings Report