Harvey Electronics Inc. 

NJ

  SEC # 46043

        

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239  SEC Filings   from  3/21/95  to  2/12/09  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Knight Securities LP
New-Filing E-Mail:			Send me notifications of all Filings involving  Harvey Electronics Inc.

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Forms , Documents & Exhibits  in  162 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/7/08	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	68
					8-K Items:
12/26/07	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
8/16/07	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
1/4/08	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD  — ↓‘EX-2’	1
3/22/07	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	13
1/4/08	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
12/26/07	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
2/7/08	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	10
4/18/06	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
1/9/08	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
1/18/08	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	7
5/11/07	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	4
11/27/07	OLD		Events:			•	Other Events — Item 8.01  OLD	7
1/9/08	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	28
1/7/08	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	7
11/27/07	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	21
9/17/07	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
9/11/07	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
5/9/07	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
5/9/07	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
4/26/07	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	3
3/9/07	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
2/21/07	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	7
1/29/07	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
9/22/06	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	10
6/30/06	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
4/17/06	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
9/28/05	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	2
12/10/04	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
3/31/03	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
1/25/02	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	6
9/12/01	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	12
7/30/99	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
4/1/98	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
3/27/98	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	4
3/26/98	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
6/12/95	OLD		20-F		Update:		Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F  OLD	1
					General Exhibits:
12/26/07	OLD		EX-10		Material Contracts  OLD			82
4/26/07	OLD		EX-23		Consents of Experts and Counsel  OLD			19
4/26/07	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			9
4/26/07	OLD		EX-5		Opinions of Counsel re: Legality  OLD			5
2/21/07	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
1/30/04	OLD		EX-14		Code of Ethics  OLD			1
2/19/98	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
11/5/97	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
5/12/95	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
1/4/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			50
					Financials:
1/9/08	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/27/07	OLD		EX-31		Certifications — §302 – SOA’02  OLD			36
11/27/07	OLD		EX-32		Certifications — §906 – SOA’02  OLD			36
9/12/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			15
					Graphics:
11/5/07	OLD		GRAPHIC		Photos, Images and Graphs  OLD			6

Forms , Documents & Exhibits  in  81 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/12/09	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	20
1/4/08	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
9/28/07	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	25
12/6/06	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	15
11/20/06	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	9
5/9/06	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
4/17/06	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
4/5/06	OLD		SC TO-T		Ownership:		Tender-Offer Statement by a Third Party — Schedule TO  OLD	1
9/28/05	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	2
					Letters:
12/28/07	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
					General Exhibits:
1/22/98	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
					Additional Exhibits:
1/4/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9
					Financials:
5/3/06	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1

        

Filings History

Year		# of Filings
2009		1
2008		7
2007		41
2006		64
2005		24
2004		20
2003		18
2002		10
2001		8
2000		8
1999		10
1998		17
1997		2
⇑
1995		9