Trans Lux Corp. 

NY

  SEC # 99106

        

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No  Owner Relationships  (where the Issuers of the  Trans Lux Corp.-owned  securities are...)

        

First  20  of  75  Issuer Relationships  (where the Owners of the  Trans Lux Corp.  securities are...)

First		Latest Filing		Filing		Filer / Owner
2/10/12		1/16/24		SC 13G		NY	Gabelli Equity Series Funds Inc.
3/17/95		11/25/20		SC 13D		CT	Gamco Investors, Inc. et al
		10/18/19		3		NJ	Durkin Thomas E III
		10/18/19		3		NY	Fazio Nicholas J
		10/18/19		3		NY	Yu Yantao
1/3/18		10/18/19		4		NY	Dupee Todd
		10/18/19		4		NY	Fazio Nicholas J
11/21/11		10/18/19		4		CT	Schiele George W
9/2/14		10/18/19		4		CT	Shaio Alberto
11/21/11		10/18/19		4		NY	Zizza Salvatore J
		4/15/19		3		NY	Unilumin North America, Inc.
		4/15/19		4			"
3/18/19		4/15/19		SC 13D			"
2/13/15		2/13/18		SC 13G		IL	Bard Associates Inc.
12/21/11		1/3/18		4		NY	Allain Jean-Marc
8/16/13		1/3/18		4			Elser Marco M
9/2/14		1/3/18		4		CT	Greene Alan K
		1/3/18		4		NY	Morris Ryan J.
9/2/14		1/3/18		4		NY	Shi Yaozhong
		10/10/17		144		NY	Gabelli Equity Series Funds Inc.
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First  20  of  47  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
		10/18/19		Officer:  SVP & Chief Accounting Officer		NY	Dupee Todd
		10/18/19		Officer:  EVP & General Counsel		NJ	Durkin Thomas E III
		10/18/19		10% Owner		NY	Fazio Nicholas J
		10/18/19		Director			"
1/26/10		10/18/19		Director		CT	Schiele George W
		10/18/19		Officer:  President & CEO		CT	Shaio Alberto
		10/18/19		Director		NY	Yu Yantao
12/18/09		10/18/19		Director		NY	Zizza Salvatore J
		4/15/19		10% Owner		NY	Unilumin North America, Inc.
12/21/11		1/3/18		Director		NY	Allain Jean-Marc
2/25/10		1/3/18		Officer:  President & CEO			"
		1/3/18		Officer:  Vice President		NY	Dupee Todd
10/7/16		1/3/18		10% Owner			Elser Marco M
8/7/12		1/3/18		Director			"
10/16/13		1/3/18		Director		CT	Greene Alan K
5/5/16		1/3/18		Director		NY	Morris Ryan J.
2/16/16		1/3/18		Officer:  Chief Operating Officer		CT	Shaio Alberto
10/17/13		1/3/18		Director			"
10/28/15		1/3/18		10% Owner		NY	Shi Yaozhong
7/9/14		1/3/18		Director			"
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No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Trans Lux Corp.  has been the Filing Agent for  over 20  Affiliates:

Latest Filing						Most-Recent 20 Affiliates			Filings
		Type		As Party
10/18/19		4		Insider:³		CT	Schiele George W		8
10/18/19		4		Insider:³		NY	Fazio Nicholas J		2
10/18/19		4		Insider:³		CT	Shaio Alberto		3
10/18/19		3		Insider:³		NJ	Durkin Thomas E III		1
10/18/19		3		Insider:³		NY	Yu Yantao		1
10/18/19		4		Insider:³		NY	Zizza Salvatore J		6
10/18/19		4		Insider:³		NY	Dupee Todd		2
5/5/16		3		Insider:³		NY	Morris Ryan J.		1
9/2/14		4		Insider:³		NY	Shi Yaozhong		1
9/2/14		4		Insider:³			Elser Marco M		6
9/2/14		4		Insider:³		CT	Greene Alan K		2
6/20/14		4		Insider:³		IL	Pavlik David		1
3/20/14		4		Insider:³		CA	Firstenberg Jean		5
12/17/13		4		Insider:³		NY	Allain Jean-Marc		3
10/17/13		4		Insider:³		FL	Nummi Richard Mark		2
10/17/13		4		Insider:³		CT	Sloyer Elliot		3
10/12/12		4		Insider:³		CT	Toppi Angela		2
6/15/12		4		Insider:³		NY	Aldrich Andrew		2
3/8/12		4		Insider:³		NJ	Knapp Jeffrey		2
3/8/12		3		Insider:³		FL	Ktistakis Konstantinos		1
Total:									54
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³   Insider:  Filing by the Affiliate filed as a Director, Officer, 10% Owner and/or Other “insider” of the Registrant, who is an Issuer.

8  Filing Agents and/or Registrants have submitted Filings for  Trans Lux Corp.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
4/1/24		10-K		IL	Zacks Investment Research, Inc./FA — 1513162		175
1/3/18		4		NY	Dupee Todd — 1574461		1
9/12/16		8-K		NY	Olshan Frome Wolosky LLP — 921895		20
1/8/16		D			No Filing Agent:  Self-filed — 99106		190
11/5/15		8-K		CA	SEC Connect — 1415889		2
9/25/15		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		3
8/16/13		424B3		NY	Toppan Merrill/FA — 1144204		7
4/19/01		DEF 14A		NY	Donnelley Financial Solutions/FA — 950123		12
Total:							410
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.