Williams Jones & Associates LLC 

NY

  SEC # 949743

        

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9  Owner Relationships  (where the Issuers of the  Williams Jones & Associates LLC-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
2/15/17		5/15/17		SC 13G		CA	Trade Desk, Inc.
11/13/06		1/16/09		SC 13G		NY	OHA Investment Corp.
2/14/07		4/18/08		SC 13G		IN	Calumet Specialty Products Partners, L.P.
1/18/06		11/6/07		SC 13G		CO	DCP Midstream, LP
8/23/07		11/6/07		SC 13G		MA	Unica Corp.
12/14/06		8/23/07		SC 13G		TX	Eagle Rock Energy Partners LP
12/8/05		2/14/07		SC 13G		MA	Winthrop Realty Liquidating Trust [ formerly Winthrop Realty Trust ]
2/8/05		1/19/07		SC 13G			Grupo TMM SAB
		1/19/07		SC 13G		NY	Morgan Stanley Eastern Europe Fund, Inc.

        

and there are...  Recent Holdings Reports for this Money Manager

History:  Assets Under Management

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager
8/14/19			6/30/19				399		$4,824		NY	Williams Jones & Associates LLC
5/14/19			3/31/19				415		$4,520		NY	Williams Jones & Associates LLC
2/14/19			12/31/18				402		$3,687		NY	Williams Jones & Associates LLC
11/14/18			9/30/18				456		$4,958		NY	Williams Jones & Associates LLC
8/14/18			6/30/18				452		$4,537		NY	Williams Jones & Associates LLC
5/15/18			3/31/18				453		$4,310		NY	Williams Jones & Associates LLC
2/14/18			12/31/17				445		$4,405		NY	Williams Jones & Associates LLC
11/14/17			9/30/17				444		$4,067		NY	Williams Jones & Associates LLC

        

1  Issuer Relationship  (where the Owners of the  Williams Jones & Associates LLC  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

4  Filing Agents and/or Registrants have submitted Filings for  Williams Jones & Associates LLC:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
8/14/19		13F-HR		TX	Toppan Merrill/FA — 1104659		52
5/15/13		13F-HR		MN	Toppan Merrill-FA — 1047469		46
11/27/02		13F-HR		MN	Toppan Merrill-FA2/FA — 912057		9
4/11/00		13F-HR		NY	CT EDGAR123/FA — 1005477		3
Total:							110
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.