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Ambassadors International Inc. 
 CA
  SEC # 946842


        
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592  SEC Filings
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  from  12/8/95  to  3/5/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Ambassadors International Inc. 

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Forms
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, Documents
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& Exhibits
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 in  254 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/5/19 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
3/30/12 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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125

8-K Items: 
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5/20/11 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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28
4/15/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/20/12 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
5/31/11 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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10
11/12/10 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 21
4/15/11 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
4/7/11 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
10/30/09 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
4/7/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 6
4/13/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
7/7/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/30/09 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
3/30/12 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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27
5/31/11 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
8/4/10 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
2/21/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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15
5/20/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
3/30/12 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 90

4/22/11 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 16
4/1/11 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
11/15/10 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 41
6/30/10 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
6/16/10 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
11/13/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
11/10/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
11/9/09 OLDT-3Registration:  Applications for Qualifications of Trust Indentures — Form T-3  OLD 3
11/6/09 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/5/09 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
10/30/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
9/11/09 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
7/30/08 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
4/15/08 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
10/3/07 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
9/28/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
6/22/07 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
4/18/03 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
3/27/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
4/24/98 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
4/23/98 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
11/20/97 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 6
3/31/97 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
5/16/96 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1

General Exhibits: 
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5/31/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
5/20/11 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 13
4/22/11 OLDEX-23Consents of Experts and Counsel  OLD 44
4/22/11 OLDEX-21Subsidiaries Lists  OLD 19
4/15/11 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 8
4/15/11 OLDEX-10Material Contracts  OLD 48
9/25/09 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
7/31/07 OLDEX-5Opinions of Counsel re: Legality  OLD 8
3/30/00 OLDEX-24Powers of Attorney  OLD 5
4/3/98 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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2/21/12 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  3 Articles of Incorporation/Organization
149

Financials: 
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4/22/11 OLDEX-31Certifications — §302 – SOA’02  OLD 70
4/22/11 OLDEX-32Certifications — §906 – SOA’02  OLD 70
7/7/09 OLDEX-16Letters re: Changes in Accountants  OLD 2
9/28/07 OLDEX-12Statements re: Computations of Ratios  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 21

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4/7/11 OLDGRAPHICPhotos, Images and Graphs  OLD 91


Forms
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, Documents
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& Exhibits
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 in  345 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
12/16/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 27
12/16/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 183
5/5/11 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/13/11 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 83
5/12/10 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 32
11/13/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
11/5/09 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
9/11/09 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
1/18/07 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 6

Letters: 
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10/22/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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2/7/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
11/21/08 OLDEX-24Powers of Attorney  OLD 16

Additional Exhibits: 
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5/5/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 49

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11/5/09 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2019 1
2012 3
2011 32
2010 36
2009 65
2008 46
2007 60
2006 76
2005 61
2004 58
2003 50
2002 26
2001 14
2000 12
1999 13
1998 17
1997 10
1996 11
1995 1

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