PGIM, Inc. 

NJ

  SEC # 946754

        

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123  SEC Filings   from  5/13/99  to  2/27/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘40-6B’ — Application for an Exemption Order by an Employees’ Investment Company — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  PGIM, Inc.

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Forms , Documents & Exhibits  in  119 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/27/24			40-6B		Registration:		Application for an Exemption Order by an Employees’ Investment Company	1
2/26/24			APP WDG		SEC:		Withdrawal of an Application for an Exemption Order – ‘APP WD’ SEC Grant	1
2/16/24			APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief	1
2/13/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	101
12/6/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	4
12/4/23			SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D	1
11/14/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	6
2/3/23	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
2/19/09	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
9/20/02	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	2
					General Exhibits:
12/6/23			EX-24		Powers of Attorney			3
12/4/23			EX-3		Articles of Incorporation/Organization or Bylaws			1
12/4/23			EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession			1
12/4/23			EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)			1

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		4
2023		10
2022		6
2021		4
2020		8
2019		4
2018		4
2017		4
2016		4
2015		4
2014		4
2013		5
2012		7
2011		3
2010		4
2009		6
2008		5
2007		4
2006		4
2005		4
2004		4
2003		4
2002		6
2001		4
2000		4
1999		3