Oca, Inc./DE 

LA

  SEC # 931702

        

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293  SEC Filings   from  5/15/96  to  10/18/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Oca, Inc./DE

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Forms , Documents & Exhibits  in  146 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/18/13	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
3/20/06	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	38
					8-K Items:
1/17/06	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	7
3/20/06	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD	1
11/16/04	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	1
11/14/05	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
11/22/05	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
6/7/05	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
1/17/06	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	4
3/20/06	OLD		Events:			•	Other Events — Item 8.01  OLD	6
3/20/06	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	11
7/19/05	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	6
6/30/05	OLD		NT 11-K		Update:		Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD	1
3/17/05	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
12/23/04	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	27
11/10/04	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
7/28/04	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	10
7/26/04	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
7/12/04	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
6/15/04	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
5/27/04	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
5/11/04	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
3/15/04	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	6
2/3/04	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
2/2/04	OLD		S-3DPOS		Registration:		Post-Effective Amendment of an ‘S-3D’ Registration — Form S-3  OLD	1
2/2/04	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
8/26/02	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
7/17/02	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
3/25/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	6
11/2/01	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	15
10/26/01	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	6
10/11/01	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
10/5/01	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	4
10/26/00	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
11/5/97	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
					General Exhibits:
7/19/05	OLD		EX-23		Consents of Experts and Counsel  OLD			33
12/23/04	OLD		EX-10		Material Contracts  OLD			41
8/30/04	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
5/27/04	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
3/15/04	OLD		EX-21		Subsidiaries Lists  OLD			7
2/3/04	OLD		EX-5		Opinions of Counsel re: Legality  OLD			9
8/7/01	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
10/31/97	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/20/06	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			31
					Financials:
11/22/05	OLD		EX-16		Letters re: Changes in Accountants  OLD			5
12/23/04	OLD		EX-31		Certifications — §302 – SOA’02  OLD			12
12/23/04	OLD		EX-32		Certifications — §906 – SOA’02  OLD			12
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			19
					Graphics:
11/14/05	OLD		GRAPHIC		Photos, Images and Graphs  OLD			50

Forms , Documents & Exhibits  in  159 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/07	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	68
9/15/06	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
1/27/06	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	9
6/14/05	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	62
9/28/01	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	12
2/11/00	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	3
					General Exhibits:
11/23/05	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Graphics:
5/17/01	OLD		GRAPHIC		Photos, Images and Graphs  OLD			9

        

Filings History

Year		# of Filings
2013		1
⇑
2007		3
2006		7
2005		38
2004		63
2003		30
2002		40
2001		42
2000		16
1999		16
1998		15
1997		16
1996		6