Principled Equity Market Fund 

MA

  SEC # 922577

        

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208  SEC Filings   from  2/22/96  to  9/23/15  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Principled Equity Market Fund

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Forms , Documents & Exhibits  in  178 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/23/15	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
9/1/15	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
8/28/15	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	27
8/28/15	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	19
8/14/15	OLD		N-8F		Registration:		Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD	1
7/15/15	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	12
5/27/15	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	5
					8-K Items:
3/12/14	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	3
5/27/15	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
5/27/15	OLD		Events:			•	Other Events — Item 8.01  OLD	1
5/27/15	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	2
4/14/15	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	23
4/2/15	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	12
2/26/15	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	19
2/26/15	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	8
9/12/14	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
2/25/14	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/13/14	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
2/11/14	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
1/30/14	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
4/27/10	OLD		497		Registration:		Definitive Materials  OLD	14
2/25/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	13
11/9/01	OLD		POS462B		Registration:		Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD	1
4/26/00	OLD		POS 8C		Registration:		Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD	3
5/10/99	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
4/28/99	OLD		PRES14A		Proxy:		Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD	1
9/16/98	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
11/1/96	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	2
					Letters:
1/30/14	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
4/27/10	OLD		EX-24		Powers of Attorney  OLD			8
8/27/04	OLD		EX-14		Code of Ethics  OLD			1
4/6/01	OLD		EX-17		Correspondence re: Departures of Directors  OLD			4
5/24/00	OLD		EX-9		Voting Trust Agreements  OLD			2
					Additional Exhibits:
8/28/15	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  12 Certifications — §302 – SOA’02;  26 Certifications — §906 – SOA’02;  7 Codes of Ethics — Form N-SAR:  14 Accountants’ Reports re: Internal Controls;  1 Other Disclosure  (60 total)			132
					Financials:
11/29/12	OLD		EX-31		Certifications — §302 – SOA’02  OLD			30
4/6/01	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			4
4/6/01	OLD		EX-12		Statements re: Computations of Ratios  OLD			4
4/6/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			5
					Graphics:
9/12/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

Forms , Documents & Exhibits  in  28 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
5/4/15	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	6
4/16/15	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	19
9/12/14	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
5/19/14	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					General Exhibits:
5/1/15	OLD		EX-24		Powers of Attorney  OLD			12
					Additional Exhibits:
7/31/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			6
					Graphics:
9/12/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2015		14
2014		21
2013		11
2012		8
2011		8
2010		12
2009		9
2008		10
2007		20
2006		9
2005		9
2004		29
2003		5
2002		5
2001		6
2000		11
1999		7
1998		8
1997		4
1996		2