CLST Holdings, Inc. 

TX

  SEC # 913590

        

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566  SEC Filings   from  2/14/94  to  11/14/11  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 11/9/11 — Filed re:  Issuer / Subject Company — Filed by:  Roth Michael Anthony [ formerly Roth Michael ]
New-Filing E-Mail:			Send me notifications of all Filings involving  CLST Holdings, Inc.

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Forms , Documents & Exhibits  in  305 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/21/11	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	3
12/28/10	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
12/28/10	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	124
					8-K Items:
12/17/10	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	48
7/20/05	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
11/4/09	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	8
3/25/09	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	9
11/3/10	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	11
5/25/10	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	5
9/21/04	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
6/9/05	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	3
2/20/09	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
6/18/10	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	5
9/4/07	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
5/26/05	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
12/17/10	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	19
3/26/10	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
7/29/10	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	12
12/28/10	OLD		Events:			•	Other Events — Item 8.01  OLD	18
12/17/10	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	78
10/15/10	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	62
6/18/10	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	5
3/12/10	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	23
3/1/10	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	4
12/9/09	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	9
10/19/09	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	10
9/11/09	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
7/26/07	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
7/12/07	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	9
6/8/07	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
2/20/07	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
1/23/07	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/13/05	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	3
12/23/04	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	4
1/20/04	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
12/22/03	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
6/27/03	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	4
3/26/02	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
2/21/02	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
1/15/02	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	4
1/14/02	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	5
3/19/99	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	11
2/26/99	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	3
4/16/98	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
2/9/98	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	3
10/3/97	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
					Letters:
6/8/07	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
12/17/10	OLD		EX-10		Material Contracts  OLD			215
6/18/10	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			28
3/12/10	OLD		EX-21		Subsidiaries Lists  OLD			16
2/5/09	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			7
2/12/07	OLD		EX-23		Consents of Experts and Counsel  OLD			31
12/19/06	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			7
12/23/04	OLD		EX-5		Opinions of Counsel re: Legality  OLD			10
4/21/03	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
1/14/02	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			3
1/10/02	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			3
					Additional Exhibits:
6/29/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			102
					Financials:
10/15/10	OLD		EX-31		Certifications — §302 – SOA’02  OLD			81
10/15/10	OLD		EX-32		Certifications — §906 – SOA’02  OLD			60
9/4/07	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
1/22/02	OLD		EX-12		Statements re: Computations of Ratios  OLD			13
7/6/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			24
					Graphics:
6/29/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			141

Forms , Documents & Exhibits  in  273 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/14/11	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	130
6/25/10	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	39
3/2/10	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	12
2/23/10	OLD		DFRN14A		Proxy:		Definitive Revised Non-Management Proxy Statements — Schedule 14A  OLD	2
2/22/10	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	17
2/19/10	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	3
11/20/09	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	8
10/2/09	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	3
2/9/09	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	6
7/12/07	OLD		DEFN14A		Proxy:		Definitive Non-Management Proxy Statement — Schedule 14A  OLD	1
7/12/07	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
7/6/07	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	41
2/21/02	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
1/15/02	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	4
					Letters:
7/10/07	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
					General Exhibits:
2/27/09	OLD		EX-10		Material Contracts  OLD			6
11/17/05	OLD		EX-24		Powers of Attorney  OLD			7
9/12/05	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
3/14/03	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
3/2/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			29
					Financials:
6/23/05	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			4
1/22/02	OLD		EX-12		Statements re: Computations of Ratios  OLD			10
					Graphics:
3/2/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			20

        

Filings History

Year		# of Filings
2011		5
2010		45
2009		63
2008		16
2007		78
2006		44
2005		61
2004		57
2003		56
2002		25
2001		23
2000		16
1999		10
1998		28
1997		26
1996		8
1995		3
1994		2