Citigroup Global Markets Inc. 

NY

  SEC # 91154

        

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110  SEC Filings   from  3/1/02  to  4/5/24  (4 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘ATS-N/MA’ — Material Amendment — Form ATS-N — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Citigroup Global Markets Inc.

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Forms , Documents & Exhibits  in  109 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/18/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	25
3/15/24			FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers	23
2/20/24			ATS-N/UA		Trading:		Alternative Trading Systems (NMS Stock) – Updating Amendments — Form ATS-N	17
8/29/23			ATS-N/CA		Trading:		Alternative Trading Systems (NMS Stock) – Correcting Amendments — Form ATS-N	5
3/8/22	OLD		ATS-N-C		Trading:		Alternative Trading Systems (NMS Stock) – Notices of Cessation — Form ATS-N  OLD	2
2/20/20	OLD		MA-I		Registration:		Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I  OLD	30
11/19/19	OLD		MA-W		Registration:		Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W  OLD	1
9/23/19	OLD		MA		Registration:		Application for Registration by a Municipal Advisor — Form MA  OLD	1
					Form-Specific Documents:
4/5/24			COVER PAGE		Alternative Trading System – Cover Pages — Form ATS-N			5
7/11/23			ATS-N PART3 ITM		Alternative Trading System – Part III Items — Form ATS-N			3
					Alternative Trading System Exhibits:
2/20/24			ATS-N EX-3 REDLINE		Redline Changes — Form BD – Sch. A & B			20
8/16/21	OLD		ATS-N EX-1 SCHD A BD		Direct Owners and Executive Officers — Form BD – Sch. A  OLD			7
8/16/21	OLD		ATS-N EX-2 SCHD B BD		Indirect Owners — Form BD – Sch. B  OLD			6

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
					Letters:
6/11/19	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
6/11/19	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1

        

Filings History

Year		# of Filings
2024		5
2023		11
2022		11
2021		3
2020		5
2019		38
2018		2
2017		2
2016		4
2015		2
2014		2
2013		2
2012		2
2011		4
2010		2
2009		2
2008		3
2007		1
2006		2
2005		2
2004		2
2003		2
2002		1