Opti Inc. 

CA

  SEC # 899297

        

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2  Owner Relationships  (where the Issuers of the  Opti Inc.-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
		2/14/02		SC 13G		CA	Etelos, Inc. [ formerly Tripath Technology Inc. ]
		2/13/01		SC 13G		NC	Tripath Imaging Inc.

        

First  20  of  34  Issuer Relationships  (where the Owners of the  Opti Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
8/12/03		11/4/13		4		NY	Salvatore Muoio
2/23/11		11/4/13		4		NY	SM Investors II, L.P.
8/12/03		11/4/13		4		NY	S. Muoio & Co. LLC
1/11/10		7/18/13		SC 13D			"
6/10/13		7/17/13		4		NY	SM Investors, L.P.
		3/15/13		4		CA	Marren Bernard T
		9/14/12		3		NY	SM Investors, L.P.
12/30/10		5/7/12		SC 13G		MA	Weiss Asset Management LP
5/2/03		2/14/12		SC 13G		NY	Raffles Associates LP
4/13/10		8/5/11		SC 13G		CT	Lusman Capital Management, LLC
		12/6/10		3		NY	SM Investors II, L.P.
		10/26/10		3		CA	Diamond Stephen Fielding
8/11/03		9/7/10		SC 13D		NV	Whitaker Don C
11/9/99		4/13/10		SC 13G		NV	MGCM Capital Management LLC [ formerly MG Capital Management LLC ]
9/7/01		2/26/10		4			"
3/11/03		2/17/09		SC 13G		NY	S. Muoio & Co. LLC
2/11/99		2/9/09		SC 13G		TX	Dimensional Fund Advisors LP
8/12/03		2/29/08		3		NY	Salvatore Muoio
8/12/03		2/29/08		3		NY	S. Muoio & Co. LLC
		7/27/07		4		CA	Welling William H
→Please Sign In to List all of them.

        

14  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
7/17/13		11/4/13		Director		NY	Salvatore Muoio
8/12/03		11/4/13		10% Owner			"
12/6/10		11/4/13		10% Owner		NY	SM Investors II, L.P.
8/12/03		11/4/13		10% Owner		NY	S. Muoio & Co. LLC
9/14/12		7/17/13		10% Owner		NY	SM Investors, L.P.
		3/15/13		Director		CA	Marren Bernard T
		3/15/13		Officer:  President & CEO			"
		10/26/10		Director		CA	Diamond Stephen Fielding
1/5/00		2/26/10		10% Owner		NV	MGCM Capital Management LLC [ formerly MG Capital Management LLC ]
		7/27/07		Director		CA	Welling William H
1/6/99		4/8/99		10% Owner		NY	Fox Christopher [ 10% Owner – Opti Inc. ]
1/6/99		4/8/99		10% Owner		NY	Schaenen Capital Management LLC/Adv [ formerly Schaenen Fox Capital Management LLC/Adv ]
1/6/99		4/8/99		10% Owner		NY	Schaenen Michael [ 10% Owner – Opti Inc. ]
1/6/99		3/9/99		10% Owner		NY	Emanon Partners LP [ 10% Owner – Cerbco Inc. ]

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

13  Filing Agents and/or Registrants have submitted Filings for  Opti Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
7/15/13		15-12G		NY	Donnelley Financial Solutions/FA — 1193125		98
6/28/13		10-K		NY	Quality EDGAR Solutions, LLC — 1387131		1
10/2/12		8-K			No Filing Agent:  Self-filed — 899297		34
3/16/11		CT ORDER			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		3
2/14/03		10-Q		CA	Donnelley Financial Solutions 13/FA — 1012870		41
11/14/02		10-Q		NY	Donnelley Financial Solutions/FA — 1021408		3
2/14/02		SC 13G/A		MN	Toppan Merrill-FA2/FA — 912057		2
1/28/02		8-K		VA	Donnelley Financial Solutions 09/FA — 928385		1
12/14/01		PREC14A		CA	Donnelley Financial Solutions 05/FA — 898430		2
10/1/01		PRER14A		NC	Donnelley Financial Solutions/FA — 950168		4
11/14/97		10-Q		CA	Bowne – Palo Alto/FA — 891618		2
10/31/97		S-8		WA	Donnelley Financial Solutions/FA — 1032210		1
12/5/96		S-8		NY	Donnelley Financial Solutions 01/FA — 950109		1
Total:							193
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.