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American Strategic Income Portfolio Inc. III 
 MN
  SEC # 896161


        
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382  SEC Filings
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  from  1/28/94  to  6/26/15  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘NSAR-A/A’ — Amendment to Semi-Annual Report by an Investment Company — Form N-SAR — for 12/31/14 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  American Strategic Income Portfolio Inc. III 

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Forms
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, Documents
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& Exhibits
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 in  237 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/26/15 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 24
2/26/15 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
2/4/15 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
12/22/14 OLDN-8FRegistration:  Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD 1
9/12/14 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 54
9/8/14 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 14
8/29/14 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 22
8/15/14 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 12
7/30/14 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 20
7/18/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
7/3/14 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 15
4/29/14 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 12
5/3/13 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 18
11/21/11 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
10/17/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
11/30/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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2

8-K Items: 
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11/30/09 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
11/30/09 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 2

8/12/04 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 3
8/12/04 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 4
1/31/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 17
2/2/01 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
1/23/01 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
10/27/99 OLDN-23C3BOwnership:  Notices of Discretionary Repurchase Offers by Closed-End Investment Companies — Form N-23c-3  OLD 2
1/29/96 OLDNT-NSARUpdate:  Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD 1

Letters: 
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10/17/11 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

Additional Exhibits: 
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6/26/15 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-CSR:  43 Certifications — §302 – SOA’02;  23 Certifications — §906 – SOA’02 — Form N-SAR:  15 Accountants’ Reports re: Internal Controls;  18 Matters Submitted to Votes of Security Holders;  1 Other Info;  1 Policies re: Security Investments  (101 total)
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Financials: 
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6/3/08 OLDEX-100.*XBRL Data {Voluntary}  (XBRL Files)  OLD 10
4/20/04 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 13

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9/12/14 OLDGRAPHICPhotos, Images and Graphs  OLD 377


Forms
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, Documents
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& Exhibits
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 in  192 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 03009T
 

        
Latest Filing  Type    Category    Description        Documents
     
10/15/14 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 10
10/14/14 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
9/12/14 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 44
9/10/14 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 15
11/6/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 73
9/27/12 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
1/3/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 5
12/1/08 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
10/17/08 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
8/12/04 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 13

Additional Exhibits: 
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10/14/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6

Graphics: 
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9/12/14 OLDGRAPHICPhotos, Images and Graphs  OLD 8


        

Filings History

Year    # of Filings
In descending order
2015 4
2014 30
2013 24
2012 18
2011 26
2010 31
2009 19
2008 25
2007 26
2006 25
2005 26
2004 24
2003 21
2002 17
2001 11
2000 15
1999 12
1998 10
1997 6
1996 6
1995 4
1994 2

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