CASI Pharmaceuticals, Inc. (DE) 

MD

  SEC # 895051

        

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948  SEC Filings   from  5/14/96  to  2/20/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Sparkle Byte Ltd.
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Forms , Documents & Exhibits  in  547 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/26/23	OLD		20-F		Update:		Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F  OLD  — Financial Reports	1
3/27/23	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	14
3/22/23	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
3/21/23	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	7
3/21/23	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
3/21/23	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	234
					8-K Items:
1/31/23	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	51
10/29/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
1/26/18	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
11/14/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	71
5/24/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
12/17/08	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
1/3/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	11
9/14/18	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	13
5/26/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
1/29/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	4
12/10/21	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	46
5/26/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	7
3/21/23	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	15
3/12/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	4
3/21/23	OLD		Events:			•	Other Events — Item 8.01  OLD	35
3/21/23	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	179
2/14/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	28
1/19/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	19
11/14/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	84
4/4/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	12
3/28/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	28
10/29/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	23
8/13/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	9
6/7/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
11/20/20	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	38
8/20/19	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	5
5/10/19	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
3/18/19	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
1/20/17	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	9
2/15/12	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
8/5/11	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	6
3/20/06	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	4
6/20/03	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
3/12/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	9
8/14/96	OLD		10QSB		Update:		Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB  OLD	1
6/13/96	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
6/11/96	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
5/14/96	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
2/18/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/26/23	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			2
4/26/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			34
4/26/23	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
4/26/23	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
3/21/23	OLD		EX-23		Consents of Experts and Counsel  OLD			76
3/21/23	OLD		EX-5		Opinions of Counsel re: Legality  OLD			55
11/14/22	OLD		EX-10		Material Contracts  OLD			128
5/26/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			17
3/28/22	OLD		EX-21		Subsidiaries Lists  OLD			11
10/29/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			18
6/9/08	OLD		EX-24		Powers of Attorney  OLD			17
8/14/96	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
					Additional Exhibits:
11/14/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			195
					Financials:
4/26/23	OLD		EX-15		Letter re: Unaudited Interim Financial Info  OLD			1
4/26/23	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			8
4/26/23	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
4/26/23	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,249
4/26/23	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			100
4/26/23	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			409
4/26/23	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			57
4/26/23	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			93
11/14/22	OLD		EX-31		Certifications — §302 – SOA’02  OLD			166
11/14/22	OLD		EX-32		Certifications — §906 – SOA’02  OLD			156
9/27/18	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			19
					Graphics:
4/26/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			403

Forms , Documents & Exhibits  in  401 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 14757U

        

Latest Filing			Type		Category	Description		Documents
2/20/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	36
2/9/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	39
9/9/22	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	278
6/1/21	OLD		PX14A6G		Proxy:		Notice of an Exempt Non-Management Proxy Solicitation  OLD	1
12/18/20	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	29
					Letters:
1/30/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			18
1/30/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
6/17/22	OLD		EX-24		Powers of Attorney  OLD			19
9/26/14	OLD		EX-10		Material Contracts  OLD			2
2/11/05	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
2/20/24			EX-99		Miscellaneous Exhibits, such as Press Releases			23
					Graphics:
2/9/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			15

        

Filings History

Year		# of Filings
2024		1
2023		17
2022		36
2021		55
2020		48
2019		51
2018		62
2017		41
2016		57
2015		29
2014		40
2013		27
2012		47
2011		31
2010		39
2009		24
2008		44
2007		33
2006		52
2005		41
2004		33
2003		33
2002		21
2001		13
2000		13
1999		25
1998		13
1997		14
1996		8