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List All Filings | or | ||
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Most-Recent Filing: | ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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1/26/24 | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order | 1 | ||||||||
1/2/24 | N-8F NTC | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice | 1 | ||||||||
11/3/23 | N-8F | Registration: | Application for an SEC Deregistration Order by an Investment Company — Form N-8F | 1 | ||||||||
8/21/23 | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX | 20 | ||||||||
6/14/22 | OLD | N-CEN | Update: | Annual Reports by Investment Companies — Form N-CEN OLD | 4 | |||||||
12/3/21 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 19 | |||||||
11/24/21 | OLD | NPORT-P | Update: | Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT OLD | 9 | |||||||
9/24/21 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 43 | |||||||
8/26/21 | OLD | NPORT-EX | Update: | Portfolio Holdings Schedules by Investment Companies — Form N-PORT OLD | 5 | |||||||
6/4/21 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 18 | |||||||
4/9/21 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 9 | |||||||
10/5/20 | OLD | 8-K | Update: | Current Report — Form 8-K OLD — | 1 | |||||||
8-K Items: | ||||||||||||
10/5/20 | OLD | • | Regulation FD Disclosure — Item 7.01 | 1 | ||||||||
10/5/20 | OLD | • | Financial Statements and Exhibits — Item 9.01 | 1 | ||||||||
6/26/20 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 26 | |||||||
3/1/19 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 29 | |||||||
5/30/18 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 24 | |||||||
11/29/17 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 24 | |||||||
9/30/16 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 9 | |||||||
7/3/14 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 14 | |||||||
5/16/14 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 10 | |||||||
4/15/14 | OLD | 497 | Registration: | Definitive Materials OLD | 3 | |||||||
6/19/13 | OLD | EFFECT | SEC: | SEC Notice of Effectiveness OLD | 1 | |||||||
6/13/13 | OLD | N-2 | Registration: | Registration Statements by Closed-End Investment Companies — Form N-2 OLD | 3 | |||||||
5/29/03 | OLD | N-30D | Update: | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 17 | |||||||
Letters: | ||||||||||||
6/13/13 | OLD | COVER | Comment-Response and Cover Letters to the SEC [ a.k.a. CORRESP ] OLD — | 5 | ||||||||
Form-Specific Documents: | ||||||||||||
8/26/21 | OLD | NPORT-EX | Portfolio Holdings Schedules — Form N-PORT OLD | 5 | ||||||||
General Exhibits: | ||||||||||||
10/5/20 | OLD | EX-3 | Articles of Incorporation/Organization or Bylaws OLD | 1 | ||||||||
Additional Exhibits: | ||||||||||||
12/3/21 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 218 | ||||||||
Investment Company Exhibits: | ||||||||||||
6/14/21 | OLD | INTERNAL CONTROL RPT | Accountants’ Reports re: Internal Controls OLD | 3 | ||||||||
6/14/21 | OLD | MATERIAL AMENDMENTS | Material Amendments to Organizational Documents OLD | 2 | ||||||||
6/15/20 | OLD | ADVISORY CONTRACTS | Investment Advisor Contract OLD | 1 | ||||||||
Financials: | ||||||||||||
11/22/00 | OLD | EX-27 | Financial Data Schedules {Pre-XBRL} OLD | 12 | ||||||||
Graphics: | ||||||||||||
12/3/21 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 323 |
List all Money Managers that own this Security Issuer: CUSIP 67063X |
Latest Filing | Type | Category | Description | Documents | ||||||||
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12/6/21 | OLD | 25-NSE | Trading: | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 | |||||||
9/22/21 | OLD | 425 | Registration: | Prospectuses and Communications – Mergers OLD | 4 | |||||||
7/7/21 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 62 | |||||||
1/30/18 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 4 | |||||||
Letters: | ||||||||||||
1/10/13 | OLD | LETTER | Comment or Other Letter from the SEC [ a.k.a. UPLOAD ] OLD — | 1 | ||||||||
General Exhibits: | ||||||||||||
7/7/21 | OLD | EX-24 | Powers of Attorney OLD | 38 | ||||||||
Additional Exhibits: | ||||||||||||
12/6/21 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 5 | ||||||||
Graphics: | ||||||||||||
9/22/21 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 3 |
Year | # of Filings | |
---|---|---|
2024 | 2 | |
2023 | 2 | |
2022 | 2 | |
2021 | 17 | |
2020 | 13 | |
2019 | 13 | |
2018 | 12 | |
2017 | 15 | |
2016 | 16 | |
2015 | 14 | |
2014 | 20 | |
2013 | 24 | |
2012 | 11 | |
2011 | 20 | |
2010 | 16 | |
2009 | 22 | |
2008 | 16 | |
2007 | 26 | |
2006 | 11 | |
2005 | 15 | |
2004 | 13 | |
2003 | 15 | |
2002 | 8 | |
2001 | 7 | |
2000 | 5 | |
1999 | 5 | |
1998 | 5 | |
1997 | 5 | |
1996 | 4 | |
1995 | 5 |