Herzfeld Caribbean Basin Fund Inc. 

FL

  SEC # 880406

        

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567  SEC Filings   from  8/28/95  to  4/15/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/12/24 — Filed re:  Issuer / Subject Company — Filed by:  Paylor Ryan M
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Forms , Documents & Exhibits  in  312 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/25/24			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	9
3/14/24			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR — Financial Reports	22
2/29/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	16
2/9/24			SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO	8
11/29/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	8
11/22/23			424B3		Registration:		Prospectus – New Facts or Events — Financial Reports	1
11/22/23			497AD		Update:		Advertising by Certain Investment Companies	3
11/7/23			424B1		Registration:		Prospectus – Info Previously Omitted	1
10/30/23			EFFECT		SEC:		SEC Notices of Effectiveness	7
10/24/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	17
10/24/23			N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2	13
9/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	27
9/13/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
9/6/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR — Financial Reports	24
8/17/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	22
6/20/23			40-17G		Update:		Fidelity Bonds for Investment Companies	25
4/14/21	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
11/22/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	32
10/26/18	OLD		486BPOS		Registration:		Post-Effective Amendments of Form N-2 Registrations  OLD	3
2/26/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	23
8/29/17	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
8/29/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	25
5/20/16	OLD		497		Registration:		Definitive Materials  OLD	7
11/2/15	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	2
10/29/15	OLD		POS 8C		Registration:		Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD	2
7/1/15	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	8
					8-K Items:
8/8/07	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
8/8/07	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	1
7/1/15	OLD		Events:			•	Other Events — Item 8.01  OLD	6
9/21/07	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	6
7/22/14	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
3/3/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	9
					Letters:
6/29/21	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			6
					Form-Specific Documents:
11/29/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			8
					General Exhibits:
2/20/24			EX-FILING FEES		Filing Fees			5
					Additional Exhibits:
3/25/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  76 Certifications — §302 – SOA’02;  46 Certifications — §906 – SOA’02;  18 Codes of Ethics — Form N-SAR:  17 Accountants’ Reports re: Internal Controls;  1 Certification — §302 – SOA’02;  1 Late-Filing Report — Reg. S-K – Item 405;  4 Letters re: Changes in Accountants;  2 Other Disclosures  (165 total)			282
					Investment Company Exhibits:
9/13/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
					Financials:
3/14/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			15
3/14/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			3
3/14/24			EX-101.*		XBRL Data  (XBRL Files)			20
3/14/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			5
3/14/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			5
8/29/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			11
					Graphics:
3/14/24			GRAPHIC		Photos, Images and Graphs			357

Forms , Documents & Exhibits  in  272 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 42804T

        

Latest Filing			Type		Category	Description		Documents
4/15/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	189
3/27/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	38
3/25/24			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	9
2/15/24			SCH 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	2
2/9/24			SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO	8
1/31/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	9
2/12/20	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	11
7/6/05	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
4/28/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			5
4/28/21	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
2/20/24			EX-FILING FEES		Filing Fees			3
					Additional Exhibits:
3/25/24			EX-99		Miscellaneous Exhibits, such as Press Releases			40
					Graphics:
2/20/24			GRAPHIC		Photos, Images and Graphs			4

        

Filings History

Year		# of Filings
2024		26
2023		59
2022		52
2021		49
2020		20
2019		19
2018		35
2017		36
2016		17
2015		29
2014		48
2013		12
2012		15
2011		16
2010		9
2009		10
2008		10
2007		27
2006		17
2005		15
2004		9
2003		6
2002		7
2001		5
2000		5
1999		5
1998		3
1997		3
1996		2
1995		1