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Tremont Advisers Inc. 
 NY
  SEC # 880320


        
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121  SEC Filings
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  from  5/14/96  to  10/3/01  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Gamco Investors, Inc. et al 
 
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notifications of all
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Filings
involving  Tremont Advisers Inc. 

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Forms
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, Documents
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& Exhibits
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 in  40 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/1/01 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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7
10/1/01 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/20/01 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/8/01 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 17
8/7/01 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
7/25/01 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
5/8/01 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
4/30/01 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/12/01 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 4
8/18/99 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/13/98 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 2
3/19/98 OLD10-KUpdate:  Annual Report — Form 10-K  OLD 1

General Exhibits: 
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7/11/01 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
5/14/01 OLDEX-10Material Contracts  OLD 11
3/12/01 OLDEX-23Consents of Experts and Counsel  OLD 8
3/12/01 OLDEX-21Subsidiaries Lists  OLD 2

Additional Exhibits: 
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10/1/01 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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4

Financials: 
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11/9/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 19


Forms
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, Documents
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& Exhibits
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 in  81 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
10/3/01 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 23
5/8/01 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 31
2/2/01 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 12
8/18/00 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 15

General Exhibits: 
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10/3/01 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
5/20/96 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
5/20/96 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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8/22/01 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 14


        

Filings History

Year    # of Filings
In descending order
2001 38
2000 40
1999 28
1998 7
1997 4
1996 4

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