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Most-Recent Filing: | ‘N-PX’ — Annual Proxy Voting Report by an Investment Company — Form N-PX — for 6/30/22 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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8/22/22 | OLD | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX OLD | 19 | |||||||
6/24/22 | OLD | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order OLD | 1 | |||||||
6/6/22 | OLD | N-8F NTC | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice OLD | 1 | |||||||
3/25/22 | OLD | N-8F | Registration: | Application for an SEC Deregistration Order by an Investment Company — Form N-8F OLD | 1 | |||||||
5/14/21 | OLD | N-CEN | Update: | Annual Reports by Investment Companies — Form N-CEN OLD | 3 | |||||||
4/9/21 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 9 | |||||||
1/26/21 | OLD | NPORT-P | Update: | Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT OLD | 5 | |||||||
1/26/21 | OLD | NPORT-EX | Update: | Portfolio Holdings Schedules by Investment Companies — Form N-PORT OLD | 4 | |||||||
11/6/20 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 18 | |||||||
11/4/20 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 27 | |||||||
10/19/20 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 10 | |||||||
10/13/20 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 42 | |||||||
10/5/20 | OLD | 8-K | Update: | Current Reports — Form 8-K OLD — | 2 | |||||||
8-K Items: | ||||||||||||
10/5/20 | OLD | • | Regulation FD Disclosure — Item 7.01 | 1 | ||||||||
8/5/16 | OLD | • | Other Events — Item 8.01 | 1 | ||||||||
10/5/20 | OLD | • | Financial Statements and Exhibits — Item 9.01 | 1 | ||||||||
5/7/20 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 19 | |||||||
1/29/19 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 29 | |||||||
4/30/18 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 24 | |||||||
10/30/17 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 24 | |||||||
9/30/16 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 9 | |||||||
7/3/14 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 13 | |||||||
11/20/13 | OLD | N-23C-2 | Ownership: | Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies OLD | 4 | |||||||
1/7/13 | OLD | EFFECT | SEC: | SEC Notices of Effectiveness OLD | 2 | |||||||
1/4/13 | OLD | N-8A | Registration: | Notice of Registration by an Investment Company — Form N-8A OLD | 1 | |||||||
12/28/12 | OLD | 8-A12B | Registration: | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 | |||||||
12/21/12 | OLD | POS 8C | Registration: | Post-Effective Amendment of a Registration Statement by an Investment Company OLD | 1 | |||||||
10/15/12 | OLD | 425 | Registration: | Prospectuses and Communications – Mergers OLD | 5 | |||||||
9/12/12 | OLD | 497 | Registration: | Definitive Materials OLD | 2 | |||||||
8/29/12 | OLD | N-14 8C | Registration: | Registration Statements by Closed-End Investment Companies – Securities for Mergers — Form N-14 OLD | 2 | |||||||
4/1/03 | OLD | N-30D | Update: | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 17 | |||||||
6/21/99 | OLD | N-2 | Registration: | Registration Statements by Closed-End Investment Companies — Form N-2 OLD | 2 | |||||||
Letters: | ||||||||||||
8/29/12 | OLD | COVER | Comment-Response and Cover Letters to the SEC [ a.k.a. CORRESP ] OLD — | 4 | ||||||||
Form-Specific Documents: | ||||||||||||
1/26/21 | OLD | NPORT-EX | Portfolio Holdings Schedules — Form N-PORT OLD | 4 | ||||||||
General Exhibits: | ||||||||||||
10/5/20 | OLD | EX-3 | Articles of Incorporation/Organization or Bylaws OLD | 1 | ||||||||
Additional Exhibits: | ||||||||||||
11/6/20 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 255 | ||||||||
Investment Company Exhibits: | ||||||||||||
5/14/21 | OLD | MATERIAL AMENDMENTS | Material Amendments to Organizational Documents OLD | 2 | ||||||||
5/13/20 | OLD | INTERNAL CONTROL RPT | Accountants’ Reports re: Internal Controls OLD | 2 | ||||||||
5/13/20 | OLD | ADVISORY CONTRACTS | Investment Advisor Contract OLD | 1 | ||||||||
Financials: | ||||||||||||
9/22/00 | OLD | EX-27 | Financial Data Schedules {Pre-XBRL} OLD | 14 | ||||||||
Graphics: | ||||||||||||
11/6/20 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 453 |
List all Money Managers that own this Security Issuer: CUSIP 670979 |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
2/12/21 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 21 | |||||||
2/10/21 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 11 | |||||||
2/10/21 | OLD | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 6 | |||||||
2/8/21 | OLD | 25-NSE | Trading: | Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25 OLD | 2 | |||||||
1/6/21 | OLD | 425 | Registration: | Prospectuses and Communications – Mergers OLD | 9 | |||||||
11/25/20 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 63 | |||||||
General Exhibits: | ||||||||||||
11/25/20 | OLD | EX-24 | Powers of Attorney OLD | 36 | ||||||||
Additional Exhibits: | ||||||||||||
2/10/21 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 37 | ||||||||
Graphics: | ||||||||||||
12/14/20 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 5 |
Year | # of Filings | |
---|---|---|
2022 | 4 | |
2021 | 9 | |
2020 | 21 | |
2019 | 13 | |
2018 | 13 | |
2017 | 15 | |
2016 | 19 | |
2015 | 15 | |
2014 | 20 | |
2013 | 26 | |
2012 | 26 | |
2011 | 32 | |
2010 | 19 | |
2009 | 32 | |
2008 | 17 | |
2007 | 25 | |
2006 | 11 | |
2005 | 16 | |
2004 | 13 | |
2003 | 14 | |
2002 | 5 | |
2001 | 5 | |
2000 | 5 | |
1999 | 8 | |
1998 | 5 | |
1997 | 10 | |
1996 | 6 | |
1995 | 5 |