Nasdaq PHLX LLC 

NY

  SEC # 876798

        

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3,459  SEC Filings   from  3/22/02  to  4/26/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘1/A’ — Amendment to Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nasdaq PHLX LLC

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Forms , Documents & Exhibits  in  3,459 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/26/24			1		Trading:		Applications for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1	23
5/14/19	OLD		19B-4E		Trading:		Info from Self-Regulatory Organizations (SROs) Listing and Trading New Derivative Securities Products — Form 19b-4(e)  OLD	3,431
5/29/08	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	2
10/30/07	OLD		19B-4		Trading:		Proposed Rule Changes by Self-Regulatory Organizations (SROs) — Form 19b-4  OLD	2
2/4/04	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					Additional Exhibits:
5/29/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		4
2022		2
2021		1
2020		1
2019		71
2018		297
2017		222
2016		251
2015		270
2014		262
2013		108
2012		170
2011		1,542
2010		3
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2008		39
2007		186
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2005		16
2004		5
2003		6
2002		2