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Ambac Financial Group Inc. 
 NY
  SEC # 874501


        
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Registrant
SEC-Registered emoji

 SEC-Registered:  5/3/91   —   First EDGAR Filing:  2/9/94   –   Last Filing:  4/26/24 

SEC Conformed Name
AMBAC FINANCIAL GROUP INC
   Since
 1/5/98 
  ←   
Former Name      To   From 
Ambac Inc./DE1/5/983/28/93

Business Address
Location emoji
      On:  4/26/24       [ Map ]
        Mailing Address
Location emoji
      On:  4/26/24       [ Map ]
One World Trade Center
New York, New York  10007
U.S.A. 
Flag of United States of America emoji

Phone #
Telephone emoji
    Organized In
Location emoji
    Fiscal-Year End    IRS #    SEC CIK    SEC File #
+1 212-658-7470Delaware, U.S.A.  
Flag of United States of America emoji
12/31/yy
Ended m/31/yy emoji
13-36216760000874501001-10777

New York Stock Exchange / ICE emoji
  Market: Symbol:
  NYSE:AMBC
 — Common Stock

Major Index emoji
  In Major Indexes:    
S&P SmallCap 600  &  S&P Total Market — Russell 2000  &  Russell 3000  and  Russell Microcap — NYSE Composite

Industry Classification
GICS / ICB / SIC emoji
 
GICS – Global Industry Classification Standard:      Sector     →   Sub-Industry  
FinancialsProperty & Casualty Insurance

 
ICB – Industry Classification Benchmark:             Industry   →      Subsector     
FinancialsProperty and Casualty Insurance

 
SIC:    Code    U.S. Industry    Through    Source    Filings-Review Office
6351Surety Insurance2024SECOffice of Finance



        
Management
Directors & Officers emoji
Director In
 TX
 
Stein Jeffrey Scott2013-2024
 NV
 
Haft Ian David2016-2024
Flag of Bermuda emoji
 
LeBlanc Claude2017-2024
 NJ
 
Lammtennant Joan M2018-2024
 TN
 
Iglesias Lisa G2021-2024
 NY
 
Matus Kristi Ann2023-2024
 CT
 
Price Michael D2023-2024
 NY
 
Herzog David L2016-2023
 MA
 
Prieur C James2016-2023
 AR
 
Greene Alexander David2015-2021
List Pre-2020 Directors
    
Officer Since Most-Recent Title In
 NY
 
McGinnis Daniel2021Sr. MD & COO2024
Flag of Bermuda emoji
 
LeBlanc Claude2017Chief Executive Officer2024
 NY
 
Smith R Sharon2017Exec VP & Chief Strategy Offr2024
 NY
 
Barranco David2012Senior Managing Director2024
 NY
 
Ksenak Stephen Michael2011Sr. MD & General Counsel2024
 NY
 
Trick David2010Exec VP, CFO & Treasurer2024
 NY
 
Eisman Robert Bryan2009Sr. MD & CAO2024
 NY
 
Reilly Michael Francis2012Senior Managing Director2021
List Pre-2020 Officers


        
List ‘8-K’ Current Reports re: Changes in Directors or Officers


        
See:  Other Insider & Control Relationships


        

        
Securities
Certificate emoji
 Market: Symbol   Description      
(Prices)(Type — Name)
 
NYSE:AMBC  Common Stock 
_________
 Symbol source:  SEC
SEC emoji

 As of:  4/25/24
    

        
CUSIP, CINS or PPN      DescriptionSymbol  
IssuerIssue(Class or re: Filing — Name)
    
To 2024:  023139023139·10·8    Common Stock
023139·01·7    Options
023139·11·6    W Exp 04/30/202 — Warrants ← AMBC.WS
023139·30·6    re: ‘13F-HR’ – 5/14/03
023139·40·5    re: ‘13F-HR’ – 11/8/06
023139·50·4    re: ‘13F-HR’ – 5/14/13
023139·60·3    re: ‘13F-HR’ – 5/14/13
023139·70·2    re: ‘13F-HR/A’ – 11/30/10
023139·88·4    Common New — Common Stock ← AMBC
023139·AE·8    re: ‘13F-HR/A’ – 2/16/12
_________
 Classes source:  Form 13F Filings that list Section 13(f) Securities


        


Similarly-Named Registrant:    
 NC
 
STRATS{SM} Trust for Ambac Financial Group, Inc. Securities, Series 2007-1 – SEC # 1405198  – 6/5/18

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