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SEC Review Offices (ROs)

SIC Codes used for Assigning Filings-Review Responsibility to the ROs — SIC [SEC] Codes

See U.S. Standard Industrial Classification (SIC) for all SIC [1987] Division, Major Group, Industry Group & Industry Codes.
Office Title Show all 444 SIC [SEC] CodesSource: SEC’s SIC Code ListRegistrants
(Distinct)
Active
(PastYear)
In ascending order
OE&T Office of Energy & Transportation6,801 1,408
OF Office of Finance7,502 1,290
SIC CodeDivision: Major Group, Industry Group or IndustryRegistrantsActive
In ascending order(Total)†(PastYear)
Finance, Insurance, and Real Estate:
6021National Commercial Banks1,121154
6022State Commercial Banks1,401282
6029Commercial Banks, Not Elsewhere Classified13452
6035Savings Institutions, Federally Chartered91792
6036Savings Institutions, Not Federally Chartered29940
6099Functions Related to Depository Banking, Not Elsewhere Classified504
6111Federal and Federally-Sponsored Credit Agencies2814
6141Personal Credit Institutions19723
6153Short-Term Business Credit Institutions, Except Agricultural17116
6159Miscellaneous Business Credit Institutions13815
6162Mortgage Bankers and Loan Correspondents3117
6163Loan Brokers554
6172§Finance Lessors403
6199§Finance Services48279
6200Security and Commodity Brokers, Dealers, Exchanges, and Services, et al.16624
6211Security Brokers, Dealers, and Flotation Companies29961
6221Commodity Contracts Brokers and Dealers26088
6282Investment Advice17368
6311Life Insurance57380
6321Accident and Health Insurance6279
6324Hospital and Medical Service Plans8816
6331Fire, Marine, and Casualty Insurance481115
6351Surety Insurance749
6361Title Insurance186
6399Insurance Carriers, Not Elsewhere Classified366
6411Insurance Agents, Brokers, and Service14526

26

List all Registrants reviewed by the Office of Finance
____________
The Registrants (Total) column sum is greater than the (Distinct) count due to SIC Code reassignments.
§ This is an SEC-specific SIC Code that is not an official SIC [1987] Industry Code.
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OICF Office of International Corporate Finance1,114 173
OLS Office of Life Sciences6,320 1,780
OM Office of Manufacturing10,327 1,416
ORE&C Office of Real Estate & Construction8,837 1,257
OSF Office of Structured Finance12,063 1,080
OT Office of Technology7,179 1,159
OT&S Office of Trade & Services10,402 1,690

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