SEC Filings-Review Offices (FROs)

SIC Codes used for Assigning Filings-Review Responsibility to the FROs – SIC [SEC] Codes

See U.S. Standard Industrial Classification (SIC) for all SIC [1987] Division, Major Group, Industry Group & Industry Codes.

        

Office	Title	Show all 444 SIC [SEC] Codes⇓	Source:  The SEC’s SIC Code List	Registrants  (Distinct)	Active  (Past Year)
OCA	Office of Crypto Assets↓			302	116
OE&T	Office of Energy & Transportation↓			6,380	1,150
OF	Office of Finance↑			6,560	1,012
SIC Code Division:  Major Group, Industry Group or Industry Registrants Active  (Total)† (Past Year)    Finance, Insurance, and Real Estate:    6021    National Commercial Banks 1,099  136     6022    State Commercial Banks 1,401  229     6029    Commercial Banks, Not Elsewhere Classified 135  47     6035    Savings Institutions, Federally Chartered 899  61     6036    Savings Institutions, Not Federally Chartered 304  41     6099    Functions Related to Depository Banking, Not Elsewhere Classified 47  4     6111    Federal and Federally-Sponsored Credit Agencies 28  14     6141    Personal Credit Institutions 194  20     6153    Short-Term Business Credit Institutions, Except Agricultural 182  20     6159    Miscellaneous Business Credit Institutions 120  16     6162    Mortgage Bankers and Loan Correspondents 306  13     6163    Loan Brokers 57  9     6172 § Finance Lessors 39  0     6200    Security and Commodity Brokers, Dealers, Exchanges, and Services, et al. 177  25     6211    Security Brokers, Dealers, and Flotation Companies 299  51     6282    Investment Advice 195  77     6311    Life Insurance 577  83     6321    Accident and Health Insurance 624  6     6324    Hospital and Medical Service Plans 87  11     6331    Fire, Marine, and Casualty Insurance 486  87     6351    Surety Insurance 74  10     6361    Title Insurance 20  7     6399    Insurance Carriers, Not Elsewhere Classified 33  8     6411    Insurance Agents, Brokers, and Service 157  37  – 24 – List all Registrants reviewed by the Office of Finance ____________  †  The Registrants (Total) column sum is greater than the (Distinct) count due to SIC Code reassignments.  §  This is an SEC-specific SIC Code that is not an official SIC [1987] Industry Code. ↑Top
OFOCA	Office of Finance or Office of Crypto Assets↓			498	181
OIA&S	Office of Industrial Applications & Services↓			4,563	925
OICF	Office of International Corporate Finance↓			1,082	89
OLS	Office of Life Sciences↓			2,600	1,177
OM	Office of Manufacturing↓			9,634	1,287
ORE&C	Office of Real Estate & Construction↓			8,064	1,375
OSF	Office of Structured Finance↓			12,279	1,142
OT	Office of Technology↓			6,981	1,257
OT&S	Office of Trade & Services↓			9,333	1,666

The SEC Division of Corporation Finance’s Filings-Review Offices