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SPSS Inc. 
 IL
  SEC # 869570


        
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753  SEC Filings
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  from  12/9/94  to  9/17/10  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Ellington Management Group LLC 
 
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Filings
involving  SPSS Inc. 

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Forms
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, Documents
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& Exhibits
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 in  282 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/2/09 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
10/2/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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127

8-K Items: 
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7/28/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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20
4/7/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
10/2/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
8/4/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 29
3/27/08 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
10/2/09 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
10/2/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
3/22/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
10/2/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
5/12/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/2/09 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
7/28/09 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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11
10/26/07 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
7/27/06 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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2
7/28/09 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
9/16/09 OLD
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  Events: 
Other Events — Item 8.01  OLD 10
10/2/09 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 62

9/9/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
9/2/09 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/10/09 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/5/09 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 41
3/31/09 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
2/18/09 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 17
6/18/08 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/12/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 7
9/10/07 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
9/7/07 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
8/31/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 14
4/27/06 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 11
3/31/05 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 11
10/1/04 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
8/31/04 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
8/31/04 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
5/11/04 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/16/04 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
12/21/01 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
11/29/01 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 7
11/9/00 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
3/31/99 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
12/18/97 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
6/28/96 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1

General Exhibits: 
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10/2/09 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 15
7/28/09 OLDEX-10Material Contracts  OLD 74
7/28/09 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 14
2/18/09 OLDEX-23Consents of Experts and Counsel  OLD 89
2/18/09 OLDEX-21Subsidiaries Lists  OLD 15
10/26/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
6/15/07 OLDEX-5Opinions of Counsel re: Legality  OLD 31
6/15/07 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
7/27/06 OLDEX-14Codes of Ethics  OLD 3
11/29/01 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 9
6/17/98 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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10/2/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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103

Financials: 
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8/5/09 OLDEX-31Certifications — §302 – SOA’02  OLD 56
8/5/09 OLDEX-32Certifications — §906 – SOA’02  OLD 56
8/31/07 OLDEX-12Statements re: Computations of Ratios  OLD 3
5/12/05 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/16/01 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 27
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 31

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9/9/09 OLDGRAPHICPhotos, Images and Graphs  OLD 84


Forms
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, Documents
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& Exhibits
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 in  472 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/17/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 66
10/5/09 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
10/5/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 368
10/2/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/5/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 24
11/9/00 OLD425Registration:  Prospectus or Communication – Merger  OLD 1

Letters: 
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8/2/07 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7

General Exhibits: 
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2/13/09 OLDEX-24Powers of Attorney  OLD 38

Additional Exhibits: 
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10/2/09 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2010 4
2009 82
2008 70
2007 99
2006 89
2005 117
2004 98
2003 72
2002 22
2001 26
2000 17
1999 11
1998 14
1997 16
1996 13
1995 2
1994 1

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