Santa Fe Financial Corp. 

CA

  SEC # 86759

        

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537  SEC Filings   from  5/14/96  to  9/9/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Santa Fe Financial Corp.

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Forms , Documents & Exhibits  in  241 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/9/22	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
4/15/21	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	39
					8-K Items:
2/7/20	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	3
2/7/20	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	1
11/20/17	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
10/9/09	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
1/3/20	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	3
3/2/20	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	11
4/15/21	OLD		Events:			•	Other Events — Item 8.01  OLD	13
4/15/21	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	6
1/29/21	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	41
1/22/21	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
1/6/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	17
12/18/20	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
11/23/20	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
9/9/20	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	14
2/19/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	10
1/17/20	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	25
9/29/17	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	4
5/14/14	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
3/5/14	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	12
3/22/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	21
8/5/09	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
9/25/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	15
5/8/08	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	36
7/11/97	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
					General Exhibits:
9/9/20	OLD		EX-21		Subsidiaries Lists  OLD			12
2/7/20	OLD		EX-10		Material Contracts  OLD			11
8/30/19	OLD		EX-14		Codes of Ethics  OLD			15
5/8/09	OLD		EX-26		Invitation for Competitive Bids  OLD			1
3/31/98	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
4/15/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			7
					Financials:
1/29/21	OLD		EX-31		Certifications — §302 – SOA’02  OLD			149
1/29/21	OLD		EX-32		Certifications — §906 – SOA’02  OLD			150
1/29/21	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,695
1/29/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			45
1/29/21	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			228
1/29/21	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			38
11/20/17	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			19
					Graphics:
4/15/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			61

Forms , Documents & Exhibits  in  96 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
6/22/20	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	55
2/10/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	20
11/16/17	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
8/5/09	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
1/22/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			18
1/22/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5

        

Filings History

Year		# of Filings
2022		1
2021		5
2020		18
2019		17
2018		8
2017		14
2016		9
2015		9
2014		16
2013		16
2012		20
2011		28
2010		26
2009		43
2008		41
2007		25
2006		32
2005		32
2004		29
2003		33
2002		32
2001		23
2000		20
1999		14
1998		11
1997		12
1996		3