| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 8/28/23 | | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 | 1 |
| 8/18/23 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 40 |
| 8/16/23 | | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations | 23 |
| 8/16/23 | | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements | 23 |
| 8/16/23 | | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 | 2 |
| 8/16/23 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 232 |
| | |
| | 8-K Items: |
| 2/3/23 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 48 |
| 7/10/18 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 3 |
| 9/30/22 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 11/14/22 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD — Financial Reports | 24 |
| 6/26/07 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 2 |
| 5/4/23 | | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 — ↓‘EX-2’ | 1 |
| 5/30/23 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 8 |
| 2/3/23 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 19 |
| 11/17/22 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 5 |
| 8/16/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 65 |
| 1/17/23 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 12 |
| 5/26/05 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD | 1 |
| 8/16/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 17 |
| 1/18/23 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 29 |
| 8/16/23 | | | Events: | • | Other Events — Item 8.01 | 47 |
| 8/16/23 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 117 |
| | |
|
| 7/21/23 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 32 |
| 7/11/23 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A | 14 |
| 7/11/23 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 6 |
| 6/29/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 99 |
| 5/15/23 | | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 | 4 |
| 4/13/23 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 42 |
| 3/31/23 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
| 2/1/23 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 27 |
| 11/17/22 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 10/14/22 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 3/31/22 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 14 |
| 5/24/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 22 |
| 5/18/21 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 31 |
| 9/4/18 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 8 |
| 6/21/18 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 21 |
| 5/30/18 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A OLD | 2 |
| 10/25/17 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 4 |
| 10/5/16 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 8 |
| 6/3/15 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 14 |
| 11/15/13 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 4 |
| 5/1/13 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD — Financial Reports | 9 |
| 12/10/07 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 12/7/07 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 |
| 4/18/06 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 3 |
| 4/16/04 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| 12/5/03 | OLD | | CERTAMX | | Trading: | | Certification by the American Stock Exchange Approving a Listing — Form CERT OLD | 1 |
| 10/10/03 | OLD | | S-2 | | Registration: | | Registration Statement — Form S-2 OLD | 1 |
| 2/5/03 | OLD | | 5 | | Ownership: | | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 OLD | 1 |
| 5/25/01 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
| 8/15/00 | OLD | | DEFS14A | | Proxy: | | Definitive Proxy Statements – Special Meetings — Schedule 14A OLD | 2 |
| 5/4/00 | OLD | | NTN 10K | | Update: | | Notice of a Late Filing of a Form 10-K Annual Report (Late Notice) — Form 12b-25 OLD | 1 |
| 5/18/98 | OLD | | SC 13E4 | | Ownership: | | Tender-Offer Statements by Issuers — Schedule 13E-4 OLD | 3 |
| 10/14/97 | OLD | | PRES14A | | Proxy: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 8/11/97 | OLD | | AW | | Registration: | | Amendment Withdrawal Request OLD | 1 |
| | |
| | General Exhibits: |
| 8/16/23 | | | EX-10 | | Material Contracts | 237 |
| 4/13/23 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 106 |
| 4/13/23 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 42 |
| 2/1/23 | OLD | | EX-FILING FEES | | Filing Fees OLD | 4 |
| 2/1/23 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 69 |
| 1/17/23 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 34 |
| 11/14/22 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 4 |
| 11/26/18 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 13 |
| 4/1/02 | OLD | | EX-21 | | Subsidiaries List OLD | 1 |
| 3/30/98 | OLD | | EX-9 | | Voting Trust Agreements OLD | 9 |
| | |
| | Additional Exhibits: |
| 5/30/23 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 162 |
| | |
| | Financials: |
| 8/16/23 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,731 |
| 8/16/23 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 98 |
| 8/16/23 | | | EX-101.* | | XBRL Data (XBRL Files) | 408 |
| 8/16/23 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 54 |
| 8/16/23 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 91 |
| 6/29/23 | | | EX-31 | | Certifications — §302 – SOA’02 | 173 |
| 6/29/23 | | | EX-32 | | Certifications — §906 – SOA’02 | 161 |
| 8/10/17 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 2 |
| 5/1/02 | OLD | | EX-16 | | Letter re: a Change in Accountant OLD | 1 |
| 12/29/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 25 |
| 11/19/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 7 |
| | |
| | Graphics: |
| 7/21/23 | | | GRAPHIC | | Photos, Images and Graphs | 1,112 |
List all Money Managers that own this Security Issuer: CUSIPs 45168K and 00445F
