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Readers Digest Association Inc. 
 NY
  SEC # 858558


        
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699  SEC Filings
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  from  2/14/94  to  2/14/11  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Readers Digest Association Inc. 

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Forms
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, Documents
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& Exhibits
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 in  350 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
2/11/11 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
2/11/11 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 12
2/9/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
8/24/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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160

8-K Items: 
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8/18/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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19
3/8/07 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
8/24/09 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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1
12/23/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
8/17/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 24
3/8/07 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
8/24/09 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
3/8/07 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
3/8/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
8/18/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
9/26/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
3/8/07 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
8/18/09 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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12
3/8/07 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
3/2/07 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
8/24/09 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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24
8/20/09 OLD
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  Events: 
Other Events — Item 8.01  OLD 24
8/24/09 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 53

7/16/09 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
5/15/09 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 45
9/29/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 14
3/2/07 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
1/29/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 14
12/22/06 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/7/06 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
10/19/06 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
9/29/06 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 12
8/22/06 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
8/22/06 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
3/22/04 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
9/18/03 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 3
9/12/03 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 10
12/31/02 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/13/02 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
11/8/02 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
6/18/01 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
4/6/01 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 27
10/12/00 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 13
9/24/99 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
8/26/99 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
9/25/98 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
6/15/95 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

General Exhibits: 
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2/11/11 OLDEX-5Opinions of Counsel re: Legality  OLD 23
2/11/11 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
2/8/11 OLDEX-23Consents of Experts and Counsel  OLD 55
11/22/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 177
10/26/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 15
10/26/10 OLDEX-10Material Contracts  OLD 123
10/26/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
10/26/10 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 4
10/26/10 OLDEX-21Subsidiaries Lists  OLD 14
8/21/06 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 11
8/21/06 OLDEX-24Powers of Attorney  OLD 2
11/5/04 OLDEX-14Code of Ethics  OLD 1
9/12/03 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6

Additional Exhibits: 
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11/22/10 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  10 Articles of Incorporation/Organization
284

Financials: 
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11/22/10 OLDEX-12Statements re: Computations of Ratios  OLD 5
5/15/09 OLDEX-31Certifications — §302 – SOA’02  OLD 35
5/15/09 OLDEX-32Certifications — §906 – SOA’02  OLD 19
9/1/05 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/9/01 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
11/9/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 27

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2/11/11 OLDGRAPHICPhotos, Images and Graphs  OLD 198


Forms
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, Documents
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& Exhibits
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 in  394 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/10/07 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 51
3/6/07 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 243
3/6/07 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 27
3/5/07 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/20/06 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 3
1/30/06 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 35
8/15/03 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 26

Letters: 
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2/7/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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3/6/07 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 19
10/11/05 OLDEX-24Powers of Attorney  OLD 29
2/13/03 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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3/5/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 14

Graphics: 
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12/20/06 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2011 9
2010 3
2009 21
2008 24
2007 55
2006 102
2005 99
2004 70
2003 86
2002 77
2001 35
2000 42
1999 26
1998 17
1997 14
1996 6
1995 5
1994 8

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