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List All Filings | or | ||
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Most-Recent Filing: | ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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1/16/14 | OLD | N-8F ORDR | SEC: | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order OLD | 1 | |||||||
12/5/13 | OLD | N-8F | Registration: | Application for an SEC Deregistration Order by an Investment Company — Form N-8F OLD | 1 | |||||||
8/27/12 | OLD | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX OLD | 9 | |||||||
11/9/11 | OLD | 24F-2NT | Update: | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 OLD | 22 | |||||||
10/11/11 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 23 | |||||||
10/11/11 | OLD | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 10 | |||||||
8/4/11 | OLD | 497 | Registration: | Definitive Materials OLD | 191 | |||||||
8/1/11 | OLD | 40-17G | Update: | Fidelity Bonds for Investment Companies OLD | 10 | |||||||
6/27/11 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 14 | |||||||
6/17/11 | OLD | 485BPOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD — | 27 | |||||||
5/31/11 | OLD | 497J | Registration: | Certifications of No Change in Definitive Materials OLD | 22 | |||||||
4/7/11 | OLD | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR OLD | 8 | |||||||
3/28/11 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 18 | |||||||
12/27/10 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 6 | |||||||
12/27/10 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 16 | |||||||
12/10/10 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 6 | |||||||
1/29/10 | OLD | 485APOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 11 | |||||||
4/20/09 | OLD | EFFECT | SEC: | SEC Notice of Effectiveness OLD | 1 | |||||||
4/14/09 | OLD | N-14 | Registration: | Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14 OLD | 4 | |||||||
9/30/08 | OLD | 40-17F2 | Update: | Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2 OLD | 42 | |||||||
10/19/06 | OLD | 40-6C | Registration: | Applications for Exemptions and Other Relief by Investment Companies OLD | 6 | |||||||
1/25/06 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 12 | |||||||
4/1/03 | OLD | N-30D | Update: | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 40 | |||||||
7/19/02 | OLD | 40-APP | Registration: | Application for an Exemption Order or Other Relief by an Investment Company OLD | 1 | |||||||
6/30/98 | OLD | RW | Registration: | Registration Withdrawal Request OLD | 1 | |||||||
11/16/95 | OLD | N-18F1 | Update: | Notice of Election by an Open-End Investment Company — Form N-18f-1 OLD | 1 | |||||||
3/30/94 | OLD | 485B24E | Registration: | Post-Effective Amendment of a Form N-1 or N-1A Registration OLD | 1 | |||||||
General Exhibits: | ||||||||||||
3/24/95 | OLD | EX-17 | Correspondence re: Departure of a Director OLD | 1 | ||||||||
Additional Exhibits: | ||||||||||||
10/11/11 | OLD | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases OLD — | 328 | ||||||||
Financials: | ||||||||||||
6/17/11 | OLD | XML & R# | IDEA Financial Reports Info OLD — | 3 | ||||||||
6/17/11 | OLD | EXCEL | IDEA Workbook of Financial Report Info OLD — | 1 | ||||||||
6/17/11 | OLD | EX-101.* | XBRL Data (XBRL Files) OLD | 6 | ||||||||
6/17/11 | OLD | ZIP | XBRL Zipped Folder | 1 | ||||||||
9/27/00 | OLD | EX-27 | Financial Data Schedules {Pre-XBRL} OLD — | 104 | ||||||||
3/24/95 | OLD | EX-11 | Statement re: the Computation of Earnings Per Share OLD | 1 | ||||||||
Graphics: | ||||||||||||
10/11/11 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 31 |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2012: | 8/27/12 | RiverSource S&P 500 Index Fund | ||||||
⇒ | RiverSource S&P 500 Index Fund Class A | ADIDX | ||||||
⇒ | RiverSource S&P 500 Index Fund Class Z | ADIEX | ||||||
2011: | 9/29/11 | Columbia Portfolio Builder Aggressive Fund | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class A | AXBAX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class B | AXPBX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class C | RBGCX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class R | CPARX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class R4 | — | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class Z | CPAZX | ||||||
⇒ | RiverSource Portfolio Builder – Aggressive Fund Class Y | — | ||||||
9/29/11 | Columbia Portfolio Builder Conservative Fund | |||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class A | ABDAX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class B | ABBDX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class C | RPCCX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class R | CBURX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class R4 | — | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class Z | CBVZX | ||||||
⇒ | RiverSource Portfolio Builder – Conservative Fund Class Y | — | ||||||
9/29/11 | Columbia Portfolio Builder Moderate Aggressive Fund | |||||||
⇒ | Columbia Portfolio Builder Moderate Aggressive Fund Class A | AXMAX | ||||||
↓List all Funds / Series and their Classes / Contracts |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2012: | 8/27/12 | RiverSource S&P 500 Index Fund | ||||||
⇒ | RiverSource S&P 500 Index Fund Class A | ADIDX | ||||||
⇒ | RiverSource S&P 500 Index Fund Class Z | ADIEX | ||||||
2011: | 9/29/11 | Columbia Portfolio Builder Aggressive Fund | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class A | AXBAX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class B | AXPBX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class C | RBGCX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class R | CPARX | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class R4 | — | ||||||
⇒ | Columbia Portfolio Builder Aggressive Fund Class Z | CPAZX | ||||||
⇒ | RiverSource Portfolio Builder – Aggressive Fund Class Y | — | ||||||
9/29/11 | Columbia Portfolio Builder Conservative Fund | |||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class A | ABDAX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class B | ABBDX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class C | RPCCX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class R | CBURX | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class R4 | — | ||||||
⇒ | Columbia Portfolio Builder Conservative Fund Class Z | CBVZX | ||||||
⇒ | RiverSource Portfolio Builder – Conservative Fund Class Y | — | ||||||
9/29/11 | Columbia Portfolio Builder Moderate Aggressive Fund | |||||||
⇒ | Columbia Portfolio Builder Moderate Aggressive Fund Class A | AXMAX | ||||||
⇒ | Columbia Portfolio Builder Moderate Aggressive Fund Class B | ABMBX | ||||||
⇒ | Columbia Portfolio Builder Moderate Aggressive Fund Class C | AGECX | ||||||
⇒ | Columbia Portfolio Builder Moderate Aggressive Fund Class R | CBARX | ||||||
⇒ | Columbia Portfolio Builder Moderate Aggressive Fund Class R4 | — | ||||||
⇒ | Columbia Portfolio Builder Moderate Aggressive Fund Class Z | CBAZX | ||||||
⇒ | RiverSource Portfolio Builder – Moderate Aggressive Fund Class Y | — | ||||||
9/29/11 | Columbia Portfolio Builder Moderate Conservative Fund | |||||||
⇒ | Columbia Portfolio Builder Moderate Conservative Fund Class A | AUCAX | ||||||
⇒ | Columbia Portfolio Builder Moderate Conservative Fund Class B | AMDBX | ||||||
⇒ | Columbia Portfolio Builder Moderate Conservative Fund Class C | RBMCX | ||||||
⇒ | Columbia Portfolio Builder Moderate Conservative Fund Class R | CPMRX | ||||||
⇒ | Columbia Portfolio Builder Moderate Conservative Fund Class R4 | — | ||||||
⇒ | Columbia Portfolio Builder Moderate Conservative Fund Class Z | CPMZX | ||||||
⇒ | RiverSource Portfolio Builder – Moderate Conservative Fund Class Y | — | ||||||
9/29/11 | Columbia Portfolio Builder Moderate Fund | |||||||
⇒ | Columbia Portfolio Builder Moderate Fund Class A | ABUAX | ||||||
⇒ | Columbia Portfolio Builder Moderate Fund Class B | AURBX | ||||||
⇒ | Columbia Portfolio Builder Moderate Fund Class C | AMTCX | ||||||
⇒ | Columbia Portfolio Builder Moderate Fund Class R | CBMRX | ||||||
⇒ | Columbia Portfolio Builder Moderate Fund Class R4 | — | ||||||
⇒ | Columbia Portfolio Builder Moderate Fund Class Z | CBMZX | ||||||
⇒ | RiverSource Portfolio Builder – Moderate Fund Class Y | — | ||||||
9/29/11 | Columbia Portfolio Builder Total Equity Fund | |||||||
⇒ | Columbia Portfolio Builder Total Equity Fund Class A | AXTAX | ||||||
⇒ | Columbia Portfolio Builder Total Equity Fund Class B | AXTBX | ||||||
⇒ | Columbia Portfolio Builder Total Equity Fund Class C | RBTCX | ||||||
⇒ | Columbia Portfolio Builder Total Equity Fund Class R4 | — | ||||||
⇒ | RiverSource Portfolio Builder – Total Equity Fund Class Y | — | ||||||
9/29/11 | RiverSource Small Co. Index Fund | |||||||
⇒ | RiverSource Small Co. Index Fund Class A | ISIAX | ||||||
⇒ | RiverSource Small Co. Index Fund Class B | ISIBX | ||||||
⇒ | RiverSource Small Co. Index Fund Class R4 | ISCYX | ||||||
⇒ | RiverSource Small Co. Index Fund Class Y | ISCYX | ||||||
— 8 Funds / Series — 46 Classes / Contracts — |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
9/30/10 | OLD | 425 | Registration: | Prospectuses and Communications – Mergers OLD | 3 | |||||||
9/30/08 | OLD | 40-17F2 | Update: | Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2 OLD | 26 | |||||||
Graphics: | ||||||||||||
9/30/10 | OLD | GRAPHIC | Photo, Image or Graph OLD | 1 |
Year | # of Filings | |
---|---|---|
2014 | 1 | |
2013 | 1 | |
2012 | 1 | |
2011 | 31 | |
2010 | 49 | |
2009 | 36 | |
2008 | 35 | |
2007 | 35 | |
2006 | 43 | |
2005 | 31 | |
2004 | 28 | |
2003 | 25 | |
2002 | 29 | |
2001 | 20 | |
2000 | 25 | |
1999 | 27 | |
1998 | 22 | |
1997 | 14 | |
1996 | 13 | |
1995 | 16 | |
1994 | 17 |