Sorrento Therapeutics, Inc. 

CA

  SEC # 850261

        

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

1,162  SEC Filings   from  7/14/06  to  11/7/23  (6 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 11/3/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Sorrento Therapeutics, Inc.

in

the most-recent Filings. all 1,162 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  694 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/7/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	338
					8-K Items:
11/3/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	106
9/26/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	13
2/21/23	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD  — ↓‘EX-2’	2
11/3/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	15
4/4/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	4
8/10/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	18
9/29/22	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
2/26/18	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
2/13/23	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
2/1/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	33
12/21/15	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	6
6/30/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	4
2/26/18	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
9/22/09	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD  — ↓‘EX-9’	6
11/7/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	48
4/18/18	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
9/22/09	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	2
12/16/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	11
9/26/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	58
11/7/23			Events:			•	Other Events — Item 8.01	179
11/7/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	283
10/5/23			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	5
10/5/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	8
9/26/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	5
8/11/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	53
8/7/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	8
7/18/23			POS AM		Registration:		Post-Effective Amendments of Registration Statements	3
3/15/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	23
2/28/23	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	5
12/16/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	9
11/15/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	2
11/1/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	8
11/1/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	13
9/13/22	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	4
8/30/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	42
8/9/22	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	19
3/3/22	OLD		424B7		Registration:		Prospectus – Selling Security Holders – Info Previously Omitted  OLD	1
12/23/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
12/3/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	17
9/22/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
7/16/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	22
7/15/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	24
6/25/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	36
6/28/19	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
7/9/18	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
5/15/14	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
11/12/13	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
10/25/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
10/22/13	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
8/30/12	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
12/7/09	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
11/12/09	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
10/27/09	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
8/26/09	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	6
3/31/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	6
11/7/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	13
					Letters:
2/27/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			4
					General Exhibits:
11/3/23			EX-10		Material Contracts			190
11/3/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			28
10/27/23			EX-17		Correspondence re: Departure of a Director			1
7/18/23			EX-23		Consents of Experts and Counsel			94
6/21/23			EX-FILING FEES		Filing Fees			3
5/12/23			EX-5		Opinions of Counsel re: Legality			44
3/15/23	OLD		EX-21		Subsidiaries Lists  OLD			11
11/15/22	OLD		EX-24		Power of Attorney  OLD			1
3/11/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			42
12/23/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			12
3/15/19	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
9/21/09	OLD		EX-9		Voting Trust Agreement  OLD			1
					Additional Exhibits:
9/26/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			247
					Financials:
11/7/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,743
11/7/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			192
11/7/23			EX-101.*		XBRL Data  (XBRL Files)			694
11/7/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			149
11/7/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			185
8/11/23			EX-31		Certifications — §302 – SOA’02			164
8/11/23			EX-32		Certifications — §906 – SOA’02			91
6/30/20	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
8/9/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			5
					Graphics:
9/26/23			GRAPHIC		Photos, Images and Graphs			2,116

Forms , Documents & Exhibits  in  479 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 83587F

        

Latest Filing			Type		Category	Description		Documents
4/12/23	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/20/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	262
3/10/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	62
2/6/23	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	4
9/13/22	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	4
5/20/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	63
6/28/19	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
5/9/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	38
8/27/12	OLD		DEFN14A		Proxy:		Definitive Non-Management Proxy Statement — Schedule 14A  OLD	1
8/22/12	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD	1
8/15/12	OLD		PREN14A		Proxy:		Preliminary Non-Management Proxy Statement — Schedule 14A  OLD	1
8/9/12	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD	1
8/26/09	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	6
					Letters:
9/7/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			36
9/7/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			15
					General Exhibits:
9/13/22	OLD		EX-10		Material Contracts  OLD			6
9/13/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
5/20/22	OLD		EX-24		Powers of Attorney  OLD			35
6/2/16	OLD		EX-9		Voting Trust Agreement  OLD			1
5/16/16	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
5/11/16	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
5/6/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
4/26/16	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
4/18/16	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
					Additional Exhibits:
4/12/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			26
					Financials:
5/16/16	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
6/14/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			73

        

Filings History

Year		# of Filings
2023		59
2022		67
2021		78
2020		106
2019		83
2018		91
2017		109
2016		102
2015		72
2014		75
2013		96
2012		55
2011		17
2010		33
2009		41
2008		33
2007		28
2006		17