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Neurogen Corp. 
 CT
  SEC # 849043


        
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793  SEC Filings
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  from  2/14/94  to  3/15/10  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G/A’ — Amendment to Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Neurogen Corp. 

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Forms
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, Documents
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& Exhibits
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 in  275 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/15/10 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 3
1/13/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
1/12/10 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 5
1/12/10 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 15
12/24/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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93

8-K Items: 
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12/24/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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9
12/2/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
12/24/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
11/6/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 11
2/19/08 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
12/24/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
12/24/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
12/24/09 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/24/09 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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12
12/24/09 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
8/24/09 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
12/24/09 OLD
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  Events: 
Other Events — Item 8.01  OLD 23
12/24/09 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 29

11/13/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
11/9/09 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 46
11/6/09 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/30/09 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 29
2/6/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 15
9/5/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 15
7/30/08 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
6/2/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
6/2/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
5/2/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/27/07 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 12
12/20/06 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
12/19/06 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
1/13/04 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
10/14/98 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
8/30/95 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1
8/18/95 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
7/31/95 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1

General Exhibits: 
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12/24/09 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
12/24/09 OLDEX-10Material Contracts  OLD 37
12/24/09 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
3/31/09 OLDEX-23Consents of Experts and Counsel  OLD 33
3/31/09 OLDEX-24Powers of Attorney  OLD 11
2/6/09 OLDEX-5Opinions of Counsel re: Legality  OLD 13
4/11/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
4/29/04 OLDEX-14Code of Ethics  OLD 1
3/31/97 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
8/16/95 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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12/17/09 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  3 Articles of Incorporation/Organization
42

Financials: 
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11/9/09 OLDEX-31Certifications — §302 – SOA’02  OLD 63
11/9/09 OLDEX-32Certifications — §906 – SOA’02  OLD 59
5/29/07 OLDEX-12Statement re: the Computation of Ratios  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 25
12/17/98 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/14/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 10

Graphics: 
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12/17/09 OLDGRAPHICPhotos, Images and Graphs  OLD 85


Forms
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, Documents
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& Exhibits
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 in  519 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/16/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 61
12/30/09 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 30
12/24/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 373
12/23/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/28/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
12/19/06 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
2/12/04 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 26

Letters: 
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7/16/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4

General Exhibits: 
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9/16/09 OLDEX-24Powers of Attorney  OLD 296
4/14/08 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
4/14/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
4/14/08 OLDEX-5Opinion of Counsel re: Legality  OLD 1
4/14/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
4/14/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7

Additional Exhibits: 
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12/24/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 31


        

Filings History

Year    # of Filings
In descending order
2010 26
2009 58
2008 116
2007 88
2006 75
2005 89
2004 114
2003 49
2002 43
2001 33
2000 17
1999 24
1998 17
1997 16
1996 12
1995 15
1994 1

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