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Most-Recent Filing: | ‘EFFECT’ — SEC Notice of Effectiveness — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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8/2/07 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 156 | |||||||
8/1/07 | OLD | 25-NSE | Trading: | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 | |||||||
7/5/07 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 53 | |||||||
7/2/07 | OLD | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 16 | |||||||
9/13/06 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 7 | |||||||
2/10/03 | OLD | 5 | Ownership: | Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5 OLD | 19 | |||||||
3/3/99 | OLD | 144 | Ownership: | Notice of a Proposed Sale of Securities by an Insider — Form 144 OLD | 1 | |||||||
General Exhibits: | ||||||||||||
8/21/97 | OLD | EX-4 | Instrument Defining the Rights of Security Holders OLD | 1 | ||||||||
8/21/97 | OLD | EX-6 | Opinion of Counsel re: Discount on Capital Shares OLD | 1 | ||||||||
8/21/97 | OLD | EX-5 | Opinion of Counsel re: Legality OLD | 1 | ||||||||
8/21/97 | OLD | EX-8 | Opinion of Counsel re: Tax Matters OLD | 1 | ||||||||
8/4/97 | OLD | EX-10 | Material Contracts OLD | 4 | ||||||||
12/31/96 | OLD | EX-3 | Articles of Incorporation/Organization or Bylaws OLD | 1 | ||||||||
12/31/96 | OLD | EX-2 | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 2 | ||||||||
3/12/96 | OLD | EX-1 | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 2 | ||||||||
Additional Exhibits: | ||||||||||||
8/1/07 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 7 | ||||||||
Financials: | ||||||||||||
8/21/97 | OLD | EX-7 | Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review OLD | 1 |
Year | # of Filings | |
---|---|---|
2007 | 55 | |
2006 | 39 | |
2005 | 67 | |
2004 | 74 | |
2003 | 44 | |
2002 | 45 | |
2001 | 58 | |
2000 | 17 | |
1999 | 25 | |
1998 | 14 | |
1997 | 34 | |
1996 | 35 | |
1995 | 5 |